Qutayba ibn Muslim

Abū Ḥafṣ Qutayba ibn Abī Ṣāliḥ Muslim ibn ʿAmr al-Bāhilī (Arabic: أبو حفص قتيبة بن أبي صالح مسلم بن عمرو الباهلي‎‎; 669–715/6)^[1] was an Arab commander of the Umayyad Caliphate who became governor of Khurasan and distinguished himself in the conquest of Transoxiana during the reign of al-Walid I (705–715). A capable soldier and administrator, he consolidated Muslim rule in the area and expanded the Caliphate's border to include most of Transoxiana. From 705 to ca. 710 he consolidated Muslim control over the native principalities of Tokharistan and conquered the principality of Bukhara, while in 710–712 he conquered Khwarizm and completed the conquest of Sogdiana with the capture of Samarkand. The latter opened the road to the Jaxartes valley, and during the last years of his life Qutayba led annual campaigns there, extending Muslim control up to the Ferghana Valley. To increase his strained manpower, Qutayba initiated the wide-scale levy of native Khurasani and Transoxianian soldiers who fought alongside the Arab Muslim troops. Following Walid's death, Qutayba, insecure of his position under the new regime, rebelled but failed to secure the support of his army, and was defeated and killed. Most of his conquests in Transoxiana were lost in the years after his death; only in the 740s was the Muslim position restored to the line reached by Qutayba, and only after the Battle of Talas in 751 did the region come solidly under Muslim control.

Origin and early life

Qutayba was born in 669 CE in Basra, where his family was influential.^[1] His father, Muslim ibn ʿAmr, had enjoyed the favour of the Umayyads, and fell at the Battle of Maskin at the close of the Second Islamic Civil War.^[2] Qutayba rose at first as the protege of Anbasa ibn Sa'id, but was noticed by the powerful governor of Iraq and the East, al-Hajjaj ibn Yusuf, during the suppression of the revolt of Abd al-Rahman ibn Muhammad ibn al-Ash'ath in 700/701. Under al-Hajjaj's patronage, he took Rayy from the rebel Umar ibn Abi'l-Salt in 701, and became the city's governor.^[1][3]

Then, in late 704 or early 705, Caliph Abd al-Malik ibn Marwan appointed Qutayba as governor of Khurasan. The choice of Qutayba, who hailed from the relatively weak Bahila tribe, was intended by al-Hajjaj to heal the destructive feud between the South Arab or "Yemeni" (Azd and Rabi'ah) and North Arab (Qaysi) tribal confederations in Khurasan by providing a governor who did not belong to either. The Bahila were neutral between the two groups, but generally allied themselves to the Qays, thus furthering al-Hajjaj's policy of emasculating Azdi power, which had been dominant in Khurasan during the governorship of Yazid ibn al-Muhallab. Furthermore, as Qutayba lacked a strong tribal base of his own, he could be expected to remain firmly attached to his patron.^[1][4][5][6] Qutayba would spend the next ten years of his life in Central Asia, consolidating and expanding Muslim rule there. In this endeavour, both his military and diplomatic and organisational abilities came him in good stead; most importantly, he was able to enlist the support of the local Iranian population and the powerful dihqan (the Iranian "gentry") class.^[1][7]

Conquests in Central Asia

The Arabs had reached Central Asia in the decade after their decisive victory in the Battle of Nihavend in 642, when they completed their conquest of the former Sassanid Empire by seizing Sistan and Khurasan.^[8] The first Arab attacks across the Oxus ranged as far as Shash (Tashkent) and Khwarizm, but they were little more than raids aiming at seizing booty and extracting tribute, and were interrupted by the intertribal warfare that broke out in Khurasan during the Second Islamic Civil War (683–692). Subsequent governors, most notably Sa'id ibn Uthman and al-Muhallab ibn Abi Suffrah, made attempts to conquer territory across the river, but they failed.^[9] The native princes, for their part, tried to exploit the Arabs' rivalries, and with the aid of the Arab renegade Musa ibn Abdallah ibn Khazim, who in 689 seized the fortress of Tirmidh for his own domain, they managed to eject the Arabs from their holdings.^[10] Nevertheless, the Transoxianian princes remained riven by their own feuds, and failed to unite in the face of the Arab conquest, a fact which would be suitably exploited by Qutayba after 705.^[11]

Conquest of Tokharistan and Bukhara

Map of Khurasan, Transoxiana and Tokharistan

The first task which Qutayba set himself was the suppression of the rebellion in Lower Tokharistan, which was accomplished swiftly with the reconquest of Balkh. Qutayba then secured the submission of the local princes in the upper Oxus valley, most notably of Tish, king of al-Saghaniyan, who invited Qutayba to aid him in his dispute with the ruler of nearby Akharun (or Akhrun) and Shuman, in the northern mountainous districts of Tokharistan. After extensive negotiations led by Sulaym the Persian, the tarkhan Nizak, ruler of the Hephthalite principality of Badghis, surrendered to Qutayba, and pledged to accompany him in his expeditions.^[1][12][13]

In 706–709, Qutayba occupied himself with the long and bloody conquest of Sogdia. The Sogdians were at the time divided by civil war in which Bukhara had been seized by the ruler of nearby Wardana, the Wardan Khudah, while another local magnate, Khunuk Khudah, had declared himself king of Bukhara (Bukhar Khudah). Taking advantage of the conflict, Qutayba was able to easily capture the city of Baykand after a two-month siege. He left a small garrison there and departed, but the inhabitants launched a revolt soon after. The Arab army then turned back and proceeded to sack the city. The men of fighting age were executed, the women and children sold off as slaves, and enormous booty amassed, especially in armour and weapons, which equipped the Arab army.^[1][14][15] The brutal punishment meted out to Baykand shocked the region: the Sogdians patched up their quarrels and the Sogdian princes of Kish and Nasaf united behind the Wardan Khudah. Arab accounts mention the participation of Turgesh troops as well, but this is probably an anachronism. In the campaign of 707, Qutayba was able to capture two outlying towns, Tumuskath and Ramithana, before he was threatened in his rear by the allied Sogdian army. Qutayba avoided a battle, and engaged in negotiations to gain time, before executing a rapid retreat to safety through the Iron Gate to beyond the Oxus, crossing the river at Tirmidh. The campaign of 708 was also a failure, which drew the ire of al-Hajjaj.^[16][17] For 709, al-Hajjaj drew up a new plan for his subordinate: the Arabs launched a direct attack on Bukhara, which caught the alliance—possibly weakened by the death of its leader, the Wardan Khudah—by surprise. The city was taken by storm, a tribute of 200,000 dirhams imposed, and an Arab garrison installed. In its direct aftermath, Tarkhun, the ruler of Samarkand sent envoys to Qutayba and became a tributary vassal to the Caliphate.^{[1][18][19][20]}

This success was followed however by the rebellion in the autumn of 709 of much of Lower Tokharistan under Nizak of Badhgis, with the support of the principalities of Yalqan and Faryab, and the city of Balkh. In an effort to raise the entire region in revolt, Nizak also forced the nominal suzerain of Tokharistan, the Yabghu, to join the uprising. The year was too advanced for a direct confrontation and the Muslim levy-based army mostly disbanded, but Qutayba ordered his brother Abd al-Rahman to take the garrison of Merv, some 12,000 men, and head to Balkh to secure the Muslim position there. This move proved effective in discouraging the rebellion of more local princes, and in spring, Abd al-Rahman was able to re-establish Muslim control over Tokharistan almost without bloodshed. Most of the rebel rulers fled or capitulated, and finally, Nizak was captured and executed on al-Hajjaj's orders, despite promises of pardon, while the Yabghu was exiled to Damascus and kept there as a hostage. Tokharistan was more firmly incorporated into the Caliphate, as Arab district representatives were appointed alongside the local princes, who were gradually relegated to secondary positions. Qutayba's brother Abd al-Rahman ibn Muslim was installed with a garrison near Balkh to oversee the affairs of the province.^[21][22] Despite the swift end of Nizak's revolt, the king of Shuman and Akharun decided to rebel as well. Qutayba led his forces against him, besieged his citadel and took it. The king fell in battle, and his supporters were executed. Qutayba then marched west over the Iron Gate, taking Kish and Nasaf and visiting Bukhara, where he settled relations between the Arabs and the locals, installed the young Sogdian prince Tughshada in the position of Bukhar Khudah and established an Arab military colony in the city. Later, in 712/713, Qutayba built a mosque in the city's citadel, but although the Arab authorities encouraged the conversion of the native population by paying them to attend prayers, Islamization proceeded slowly.^[1][23][24]

At the same time, Qutayba began to adopt a measure that marked a radical departure from previous practice in the East: he ordered the raising of native Khurasani auxiliary levies, usually some ten to twenty thousand strong and mostly composed of non-converts, to supplement the Arab tribal army, the muqatila.^a[›] This measure was later expanded to include the newly conquered territories in Sogdiana and Khwarizm.^[25][26] Gibb suggests that this move may be seen as an answer to the need for more troops to control the conquered territories and continue Muslim expansion, as well as a means of placing the local manpower in Arab service and depleting it at the same time, reducing the risk of anti-Arab revolts. Gibb also suggests that the creation of an indigenous force may have been an attempt by Qutayba to establish a power base of his own.^[27] From ca. 712, Qutayba also appears to have recruited a special corps, known as the "Archers", from among the Khurasani, Tokharian and Sogdian nobility. Their skill was such that they were known as rumāt al-buduq ("archers who pierce the pupils of the eyes"), and they apparently served as a bodyguard.^[28] Among the local Khurasani converts, Hayyan an-Nabati emerged as the foremost leader, and appears frequently in Tabari's account both as the main military leader of the Khurasani conscripts and as chief negotiator with the Sogdians.^[19]

Later in 711, al-Hajjaj ordered Qutayba to march against the Hephthalite kingdom of Zabulistan, whose ruler, titled Zunbil, had long remained an indomitable thorn in the Arabs' side and menaced their province of Sistan. Repeated expeditions against him had failed, and a truce had been agreed in exchange for tribute. In addition, the existence of a free Zabulite kingdom was a threat to the security of Muslim control over the Hephthalite principalities of Tokharistan, who might be encouraged to seek support from it.^[29] Thus Qutayba led a large army south, but the Zunbil readily offered his submission and the payment of tribute. Satisfied with this easy success, and unwilling to hazard a campaign in the mountains of Zabulistan, Qutayba departed. No garrisons were installed, and as soon as the Arab army had departed, the Zunbil ceased the payment of tribute.^[30][31][32] Qutayba's victories, parallel with the conquests of Muhammad ibn Qasim in northwestern India, awoke such enthusiasm and hopes among the Muslims that al-Hajjaj is reputed to have offered the governorship of China to whomever of the two first reached it.^[33]

Conquest of Khwarizm and the expeditions in the Jaxartes valley

Taking advantage of Qutayba's absence in the south, the inhabitants of Samarkand overthrew their ruler Tarkhun due to his passive stance towards the Arabs, and installed the prince Ghurak in his stead. As Qutayba prepared to march against Samarkand during the winter of 711/712, he received envoys from the king of Khwarizm (the Khwarizmshah).^[17][34][35] Khwarizm had been previously subdued in the mid-690s by Umayya ibn Abdallah, but as soon as his forces departed, the Khwarizmshah had renounced the treaty, and subsequent efforts by Yazid ibn al-Muhallab against Khwarizm had failed.^[36] The Khwarizmshah, whose name is given as Jigan or Chigan by Bal'ami, faced a rebellion by his younger brother Khurrazadh and a powerful rival, the king of Khamjird, and asked Qutayba for help, offering recognition of the Caliphate's suzerainty, money, livestock and the payment of tribute in exchange. Qutayba, after announcing that he would head for Sogdia, advanced with his troops in a lightning campaign to the Khwarizmian capital Hazarasp. His brother Abd al-Rahman defeated and killed Khamjird's troops in battle and took 4,000 prisoners, who were then executed. Khurrazadh and his followers were also captured and executed.^[37][38] The Khwarizmians however rebelled shortly after Qutayba's departure and killed the Khwarizmshah. Qutayba replaced the governor, Iyas ibn Abdallah ibn Amr, with his own brother Abdallah ibn Muslim, but the revolt persisted until, after the capture of Samarkand, a strong force under al-Mughir ibn Abdallah could be sent to subdue the region. The local Afrighid dynasty was left in place, with Askajamuk II, the son of Azkajwar II, as the new Khwarizmshah, but the conquest of Khwarizm was accompanied by great brutality: the 11th-century Khwarizmian scholar al-Biruni compares the events with a barbarian sack, as the Arabs proceeded to massacre most of the upper classes who had fomented the revolt, and destroyed a great many objects of Khwarizmian culture, including manuscripts.^{b[›][39][40]}

After leaving Khwarizm, Qutayba initially turned towards Merv, for his army had grown weary and demanded an end to the campaign. During the march, however, Qutayba suddenly turned the army around towards Samarkand. The Sogdians had disbanded most of their forces, and the Arabs, reinforced with levies from Bukhara and Khwarizm, were able to brush aside the local resistance and advance straight to the city itself and lay siege to it. Ghurak and the inhabitants of the city resisted the Arabs with determination, and called upon the rulers of Shash and the Ferghana Valley for aid. The ruler of Shash indeed sent a strong army to aid them, but it was ambushed and destroyed by the Arabs. The news of this arrived at the time where the Arab siege weapons had effected a breach in the city walls, forcing Ghurak to sue for peace.^[17][41] Qutayba initially granted surprisingly lenient terms: the payment of an annual tribute and the provision of an auxiliary corps as with Bukhara and Khwarizm, as well as the construction of a mosque inside the city and the celebration of prayers there by the Arab army. Once inside the city however, Qutayba proceeded to occupy and garrison it. One of his brothers (accounts differ between Abd al-Rahman and Abdallah) was left as governor, and orders were given prohibiting any non-Muslim access to the city citadel. Ghurak and his retinue left the city and founded a new town, Farankath, further to the north. This treachery enabled Qutayba to bring most of Transoxiana under his (albeit tentative) control, but it also considerably tarnished his prestige among the Sogdians.^{[35][42][43][44]}

Arab sources indicate that at about his time, the Sogdian princes called upon the Western Turks or the Turgesh for help against the Arabs, although the chronology and veracity of these accounts is open to question.^[42][45] At any rate, over the next two years Qutayba engaged in an effort to push the Caliphate's borders further and gain control of the Jaxartes valley. A large force, supported by some 20,000 Transoxianian levies, marched into the valley in early 713. The native levies were dispatched against Shash, which was reportedly taken, while Qutayba with the Arabs marched in the direction of Khujand and Ferghana. Little is known of these expeditions, although successful battles are recorded before Khujand and at Minak in Ushrusana, and the dispatch of an Arab embassy to the Chinese court is verified by Chinese sources. Al-Tabari reports that Qutayba marched into Chinese-held territory up to Kashgar, but this claim is dismissed by modern scholars.^[17][42][46] In 714, Qutayba renewed his expeditions along the Jaxartes, probably with Shash as his base, but his campaign was cut short upon receiving the news of the death of al-Hajjaj. Unsure of his position now that his patron was gone, he disbanded the army and returned to Merv.^[47][48]

Rebellion and death

Caliph Walid quickly re-confirmed Qutayba as governor, and even made his province independent from the governor of Iraq, but Qutayba's position was not secure: the Arab army was tired of constant campaigning and was still riven by factional rivalries, while Qutayba himself had alienated the most powerful Arab tribal groups. He was generally popular among the native Iranians, but the leader of the native auxiliaries, Hayyan an-Nabati, had secretly turned against him. Qutayba was completely unaware of the situation however, and began preparations for the campaign of 715, during which he intended to finally capture the Ferghana Valley and complete the subjugation of the Jaxartes valley. His only concern was that his old rival, Yazid ibn al-Muhallab, might be restored to the Caliph's favour after al-Hajjaj's death, and he took few precautions except for removing his family and belongings from Merv to Shash and placing a guard on the Oxus.^[49][50]

His campaign against Ferghana was under way when news reached the army of Caliph Walid's death and the accession of his brother Sulayman ibn Abd al-Malik to the throne. The new Caliph was a bitter enemy of Qutayba, for the latter had argued in favour of excluding him from the succession. Although Sulayman re-confirmed him in his position as governor, Qutayba feared that he would soon be removed. At the last, after negotiations with the new regime in Damascus failed, Qutayba resolved to rebel. The Khurasani Arabs refused to support him, and the native auxiliaries, although favourably disposed towards him, were prevented from declaring their support by Hayyan al-Nabati. Only his family, his fellow Bahili tribesmen and his bodyguard, the Archers, remained faithful. The opposition, led by the Tamim tribe, coalesced around their leader Waki ibn Abi Sud al-Tamimi. In August 715 (according to al-Tabari) or early 716 (according to Ibn Qutaybah), Qutayba and other members of his family were killed at Ferghana by Arab soldiers. Waki ibn Abi Sud succeeded him as governor, and ordered the army to return to Merv, where it was disbanded.^{[42][51][52][53]}

After Qutayba's death, the Arab position in Transoxiana swiftly crumbled. His successors did not command his prestige among the local population and were unable to maintain his conquests in the face of local revolts and invasion by the Turgesh khaganate, and most of Transoxiana was abandoned or became hotly contested territory in the years after his death. During this period, the Arabs suffered the grave defeats of the "Day of Thirst" and the Battle of the Pass and were weakened by internal conflicts as well.^[54][55][56] Only after 738, under Nasr ibn Sayyar, were the Umayyads able to restore the Caliphate's control over most of Transoxiana, and only with the decisive victory of the new Abbasid Caliphate against the Chinese armies at the Battle of Talas in 751 did the local princes accept Muslim control as final.^[57][58][59] In the south too, the Zunbil of Zanbulistan ceased his payment of tribute to the Caliphate and remained resolutely independent for decades after.^[60][61]

Qutayba's role in the conquest and gradual Islamization of Central Asia was crucial, and in later times, a number of locations in Ferghana where his tomb was supposedly located (Narshakhi and Jamal Qarsh) were venerated by pilgrims.^[42][62][63] His descendants too continued to hold influential positions: his son Qatan served as governor of Bukhara, Salm, another son, governed Basra and Rayy, and his nephew Muslim was governor of Balkh. His grandsons, especially the numerous sons of Salm, continued in high office under the Abbasids until well into the 9th century.^[42][64]

Notes

References

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