Exhaustive ballot

The exhaustive ballot is a voting system used to elect a single winner. Under the exhaustive ballot the elector simply casts a single vote for his or her favorite candidate. However, if no candidate is supported by an overall majority of votes then the candidate with the fewest votes is eliminated and a further round of voting occurs. This process is repeated for as many rounds as necessary until one candidate has a majority.

The exhaustive ballot is similar to the two-round system but with key differences. Under the two round system if no candidate wins a majority on the first round, only the top two recipients of votes advance to the second (and final) round of voting, and a majority winner is determined in the second round. By contrast, on the exhaustive ballot only one candidate is eliminated per round; thus, several rounds of voting may be required until a candidate reaches a majority. (In some circumstances, the two or more lowest candidates can be eliminated simultaneously if together they have fewer votes than the lowest candidate above them. In other words, this "bulk exclusion" cannot change the order of elimination, unlike a two-round system.)

Because voters may have to cast votes several times, the exhaustive ballot is not used in large-scale public elections. Instead it is usually used in elections involving, at most, a few hundred voters, such as the election of a prime minister or the presiding officer of an assembly. The exhaustive ballot is currently used, in different forms, to elect the members of the Swiss Federal Council, the First Minister of Scotland, the President of the European Parliament, and the speakers of the Canadian House of Commons, the British House of Commons and the Scottish Parliament, the various party nominees for President of the United States, the host city of the Olympic Games and the host of the FIFA World Cup, and, formerly, to elect the President and the State Comptroller of Israel, which are now elected - though still indirectly by the Knesset - using a two-round system.

Voting and counting

An example of a ballot paper.

In each round of an exhaustive ballot the voter simply marks an 'x' beside his or her favourite candidate. If no candidate has an absolute majority of votes (i.e., more than half) in the first round, then the candidate with the fewest votes is eliminated while all other candidates advance to a second round. If there is still no candidate with a majority then the candidate with the fewest votes is again eliminated and there is a third round. The process repeats itself for as many rounds as are necessary for one candidate to achieve a majority. If necessary, the election will continue until only two candidates remain. When this occurs one of the two must achieve an absolute majority.

Between rounds, the voter is entirely free to change his/her preferred candidate for whatever reason, even if his/her preferred candidate has not yet been eliminated from voting.

Variations

Examples

Example I

An election using the exhaustive ballot is held at a restaurant to choose a dessert item. There are 25 diners voting in the competition, choosing between four candidates: Ice Cream, Apple Pie, Fruit and Celery. Under this scenario, 13 votes are required for a majority.

Round 1: In the first round of voting each diner votes for the one candidate they most prefer. The results are as follows:

Ice Cream has a plurality of votes, but not the 13 needed for a majority. Thus a second round is required; Celery, having the fewest votes in Round 1, is eliminated from future consideration.

Round 2: The Celery supporter decides to give his vote to Fruit rather than either of the other two candidates. None of the other diners choose to change their votes. So in the second round the votes cast are:

Again, Ice Cream has a plurality but not a majority. Thus a third round is required; Apple Pie, having the fewest votes in Round 2, is eliminated.

Round 3: The Apple Pie supporters split into two groups; two vote for Ice Cream while four vote for Fruit. So the final result is:

Fruit has received the majority needed.

Example II

Imagine that the population of Tennessee, a state in the United States, is voting on the location of its capital. The population of Tennessee is concentrated around its four major cities, which are spread throughout the state. For this example, suppose that the entire electorate live in one of these four cities, and that they would like the capital to be established as close to their city as possible.

The candidates for the capital are:

Round 1: In the first round of voting the results will be as follows:

Round 2: No candidate has an absolute majority in the first round (this would be greater than 50%), so Chattanooga, who has the fewest votes, is eliminated and the remaining three candidates proceed to Round 2. In this round the Chattanooga supporters vote instead for Knoxville, the next nearest city to their own. None of the other voters need change their votes. The results are therefore:

Round 3: Nashville is now eliminated, so that only two candidates remain for the final round. The Nashville supporters change their vote to Knoxville, the next nearest city to their own. The result of the third round is therefore:

Result: After round three Knoxville has an absolute majority so is the winner.

Use in practice

Similar systems

The two-round system

As noted above the exhaustive ballot is similar to the two-round system. However under the two-round system if no candidate achieves an absolute majority in the first round then, rather than just a single candidate being eliminated, all candidates are immediately excluded except the two with the most votes. There is then a second and final round. Because, at most, it requires voters to return to the polls only once, the two-round system is considered more practical for large public elections than the exhaustive ballot, and is used in many countries for the election of presidents and legislative bodies. However the two systems often produce different winners. This is because, under the two-round system, a candidate may be eliminated in the first round who would have gone on to win the contest if they had been permitted to survive to the second round. In Example I above the winner would not have changed if the two rounds system had been used instead of the exhaustive ballot. However, in Example II the two round system would have elected Nashville instead of Knoxville.

Primary two-round system

A nonpartisan primary election system is a variation of the two-round system which holds a pre-election, and allows the top two candidates to pass to the general election. It generally differs from the two-round system in two ways: (1) the first election isn't allowed to pick a winner, and (2) political parties are not allowed to limit their field using a convention or caucus.

Instant-runoff voting

In some respects the exhaustive ballot closely resembles instant-runoff voting (also known as the 'Alternative Vote'). Under both systems if no candidate has an absolute majority in the first round then there are further rounds, with the candidate with the fewest votes being eliminated after each round. However while under the exhaustive ballot each round involves voters returning to cast a new vote, under instant-runoff, voters vote only once. This is possible because, rather than voting for only a single candidate, the voter ranks all of the candidates in order of preference. These preferences are then used to 'transfer' the votes of those whose first preference has been eliminated during the course of the count.

Because the exhaustive ballot involves separate rounds of voting, voters can use the results of one round to inform how they will vote in the next, whereas this is not possible under IRV. Furthermore, because it is necessary to vote only once, instant-runoff voting has been used for large-scale elections in many places.

Tactical voting

Like instant-runoff voting, the exhaustive ballot is intended to improve upon the simpler 'first-past-the-post' (plurality) system by reducing the potential for tactical voting by avoiding 'wasted' votes. Under the plurality system, which involves only one round, voters are encouraged to vote tactically by voting for only one of the two leading candidates, because a vote for any other candidate will not affect the result. Under the exhaustive ballot this tactic, known as 'compromising', is sometimes unnecessary because, even if the voter's first choice is unlikely to be elected, she will still have the opportunity to influence the outcome of the election by voting for more popular candidates once her favourite has been eliminated. However the exhaustive ballot is still vulnerable to tactical voting under some circumstances. Because of the similarity between the two systems it is open to the same forms of tactical voting as instant-runoff voting.

Although the exhaustive ballot is designed to avoid 'compromising' the tactic is still effective in some elections. Compromising is where a voter votes for a certain candidate, not because they necessarily support them, but as a way of avoiding the election of a candidate whom they dislike even more. The compromising tactic is sometimes effective because the exhaustive ballot eliminates candidates who are unpopular in early rounds, who might have had sufficient support to win the election had they survived a little longer. This can create strong incentives for voters to vote tactically.

Like instant-runoff voting, the exhaustive ballot is also vulnerable to the tactic of 'push over', where voters vote tactically for an unpopular 'push over' candidate in one round as a way of helping their true favourite candidate win in a later round. The purpose of voting for the 'push over' is to ensure that it is this weak candidate, rather than a stronger rival, who remains to challenge a voter's preferred candidate in later rounds. By supporting a 'push over' candidate it is hoped to eliminate a stronger candidate who might have gone on to win the election. The 'push over' tactic requires voters to be able to reliably predict how others will vote. It runs the risk of backfiring, because if the tactical voter miscalculates then the candidate intended as a 'push over' might end up actually beating the voter's preferred candidate.

Examples

Compromise

In Example I above, if Ice Cream supporters had voted tactically for Apple Pie in the first round then Apple Pie (their second choice) would have been elected instead of Fruit (their last choice). In Example II Knoxville wins, the last choice of both Nashville and Memphis supporters. If Memphis supporters had 'compromised' by voting for Nashville (their second choice) in the first round then Nashville would have been elected immediately, while if Nashville supporters had all 'compromised' by voting for their second choice of Chattanooga in the first round, then Chattanooga would have gone on to be elected in the second round.

Push over

Imagine an election, like the one at the start of this article, in which there are 100 voters who vote as follows:

No candidate has an absolute majority of votes so Ice Cream is eliminated in the first round. Ice Cream supporters prefer Apple Pie to Fruit so in the second round they vote for Apple Pie and Apple Pie is the winner. However, if only six Fruit supporters had used the tactic of 'push over' then they could have changed this outcome and ensured the election of Fruit. These six voters can do this by voting for Ice Cream in the first round as a 'push over'. If they do this then the votes cast in the first round will look like this:

This time Apple Pie is eliminated in the first round and Ice Cream and Fruit survive to the second round. This outcome is deliberate. The tactical voters know that Ice Cream will be an easier candidate for Fruit to beat in the second round than Apple Pie–in other words, that Ice Cream will be a 'push-over'. In the second round the tactical voters vote for their real first preference, Fruit. Therefore, even if only 6 Apple Pie supporters prefer Fruit to Ice Cream, the result of the second round will be:

Fruit will therefore be elected. The success of this tactic relies on the Fruit supporters being able to predict that Ice Cream can be beaten by Fruit in the second round. If a large majority of Apple Pie supporters had voted for Ice Cream then the 'push over' tactic would have backfired, leading to the election of Ice Cream, which Fruit partisans like even less than Apple Pie.

Strategic nomination

The exhaustive ballot can also be influenced by strategic nomination; this is where candidates and political factions influence the result of an election by either nominating extra candidates or withdrawing a candidate who would otherwise have stood. The exhaustive ballot is vulnerable to strategic nomination for the same reasons that it is open to the voting tactic of 'compromising'. This is because a candidate who knows they are unlikely to win can bring about the election of a more desirable compromise candidate by withdrawing from the race, or by never standing in the first place. By the same token a candidate can bring about a less desirable result by unwisely choosing to stand in an election; this is because of the spoiler effect, by which a new candidate can 'split the vote' and cost another similar candidate the election.

The exhaustive vote's system of multiple rounds makes it less vulnerable to the spoiler effect than the plurality system or the two round system. This is because a potential spoiler candidate often has only minor support; therefore he will be eliminated early and his supporters will have the opportunity to influence the result of the election by voting for more popular candidates in later rounds. Voters can also counteract the effect of vote splitting by using the 'compromise' tactic.

The exhaustive vote is essentially vulnerable to the same forms of strategic nomination as instant-runoff voting, the difference being that under the exhaustive vote candidates can use the results of early rounds to inform whether or not they should strategically withdraw in later rounds. This is impossible under IRV. In IRV the electorate votes only once, so candidates must make the judgement of whether or not to participate in an election before the poll, and before even one round of counting has occurred.

Effect on candidates and factions

The exhaustive ballot encourages candidates to appeal to a broad cross-section of voters. This is because, in order to eventually receive an absolute majority of votes, it is necessary for a candidate to win the support of voters whose favourite candidate has been eliminated. Under the exhaustive ballot, eliminated candidates, and the factions who previously supported them, often issue recommendations to their supporters as to whom they should vote for in the remaining rounds of the contest. This means that eliminated candidates are still able to influence the result of the election.

Notes

  1. ↑ DFL Call 2008/2009 Page 27: VIII. Endorsement for U.S. Senate: 22. GENERAL ENDORSEMENT RULES:
    • Dropoff rule: Candidates receiving less than 5% will be dropped after the first ballot. On subsequent ballots, the dropoff threshold will be raised by 5% each ballot to a maximum of 25%. After the fifth ballot and each subsequent ballot, the lowest remaining candidates will be dropped so that no more than two candidates remain. In the event that application of the dropoff rule would eliminate all but one candidate, then the two candidates who received the highest percent of the vote on the prior ballot shall be the remaining candidates.
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