Milnor number

In mathematics, and particularly singularity theory, the Milnor number, named after John Milnor, is an invariant of a function germ.

If f is a complex-valued holomorphic function germ then the Milnor number of f, denoted μ(f), is either an integer greater than or equal to zero, or it is infinite. It can be considered both a geometric invariant and an algebraic invariant. This is why it plays an important role in algebraic geometry and singularity theory.

Geometric interpretation

Consider a holomorphic complex function germ f:

f : (\mathbb{C}^n,0) \to (\mathbb{C},0) \ .

Thus for an n-tuple of complex numbers $z_1,\ldots,z_n$ we get a complex number $f(z_1,\ldots,z_n).$ We shall write $z := (z_1,\ldots,z_n).$

We say that f is singular at a point $z_0 \in \mathbb{C}^n$ if the first order partial derivatives $\partial f / \partial z_1, \ldots, \partial f / \partial z_n$ are all zero at $z = z_0$ . As the name might suggest: we say that a singular point $z_0 \in \mathbb{C}^n$ is isolated if there exists a sufficiently small neighbourhood $U \subset \mathbb{C}^n$ of $z_0$ such that $z_0$ is the only singular point in U. We say that a point is a degenerate singular point, or that f has a degenerate singularity, at $z_0 \in \mathbb{C}^n$ if $z_0$ is a singular point and the Hessian matrix of all second order partial derivatives has zero determinant at $z_0$ :

\det\left( \frac{\partial^2 f}{\partial z_i \partial z_j} \right)_{1 \le i \le j \le n}^{z = z_0} =0.

We assume that f has a degenerate singularity at 0. We can speak about the multiplicity of this degenerate singularity by thinking about how many points are infinitesimally glued. If we now perturb the image of f in a certain stable way the isolated degenerate singularity at 0 will split up into other isolated singularities which are non-degenerate! The number of such isolated non-degenerate singularities will be the number of points that have been infinitesimally glued.

Precisely, we take another function germ g which is non-singular at the origin and consider the new function germ h := f + εg where ε is very small. When ε = 0 then h = f. The function h is called the morsification of f. It is very difficult to compute the singularities of h, and indeed it may be computationally impossible. This number of points that have been infinitesimally glued, this local multiplicity of f, is exactly the Milnor number of f.

Algebraic interpretation

Using some algebraic techniques we can calculate the Milnor number of f effortlessly. By $\mathcal{O}$ denote the ring of function germs $(\mathbb{C}^n,0) \to (\mathbb{C},0)$ . By $J_f$ denote the Jacobian ideal of f:

J_f := \left\langle \frac{\partial f}{\partial z_i} : 1 \le i \le n \right\rangle.

The local algebra of f is then given by the quotient algebra

\mathcal{A}_f := \mathcal{O} / J_f.

Notice that this quotient space will actually be a vector space, although it may not be finite-dimensional. The Milnor number is then equal to the complex dimension of the local algebra:

\mu(f) = \dim_{\mathbb{C}} \mathcal{A}_f \ .

It follows from Hilbert's Nullstellensatz that $\mu(f)$ is finite if and only if the origin is an isolated critical point of f; that is, there is a neighbourhood of 0 in $\mathbb{C}^n$ such that the only critical point of f inside that neighbourhood is at 0.

Examples

Here we give some worked examples in two variables. Working with only one is too simple and does not give a feel for the techniques, whereas working with three variables can be quite tricky. Two is a nice number. Also we stick to polynomials. If f is only holomorphic and not a polynomial, then we could have worked with the power series expansion of f.

1

Consider a function germ with a non-degenerate singularity at 0, say $f(x,y) = x^2 + y^2$ . The Jacobian ideal is just $\langle 2x, 2y \rangle = \langle x, y \rangle$ . We next compute the local algebra:

\mathcal{A}_f = \mathcal{O} / \langle x, y \rangle = \langle 1 \rangle .

To see why this is true we can use Hadamard's lemma which says that we can write any function $h\in\mathcal{O}$ as

h(x,y) = k + xh_1(x,y) + yh_2(x,y)

for some constant k and functions $h_1$ and $h_2$ in $\mathcal{O}$ (where either $h_1$ or $h_2$ or both may be exactly zero). So, modulo functional multiples of x and y, we can write h as a constant. The space of constant functions is spanned by 1, hence $\mathcal{A}_f = \langle 1 \rangle$

It follows that μ(f) = 1. It is easy to check that for any function germ g with a non-degenerate singularity at 0 we get μ(g) = 1.

Note that applying this method to a non-singular function germ g we get μ(g) = 0.

2

Let $f(x,y) = x^3 + xy^2$ , then

\mathcal{A}_f = \mathcal{O} / \langle 3x^2 + y^2, xy \rangle = \langle 1, x, y, x^2 \rangle .

So in this case $\mu(f) = 4$ .

3

One can show that if $f(x,y) = x^2y^2 + y^3$ then $\mu(f) = \infty.$

This can be explained by the fact that f is singular at every point of the x-axis.

Versal Deformations

Let f have finite Milnor number μ, and let $g_1,\ldots, g_{\mu}$ be a basis for the local algebra, considered as a vector space. Then a miniversal deformation of f is given by

F : (\mathbb{C}^n \times \mathbb{C}^{\mu},0) \to (\mathbb{C},0) ,

F(z,a) := f(z) + a_1g_1(z) + \cdots + a_{\mu}g_{\mu}(z) ,

where $(a_1,\dots,a_{\mu})\in \mathbb{C}^{\mu}$ . These deformations (or unfoldings) are of great interest in much of science.

Invariance

We can collect function germs together to construct equivalence classes. One standard equivalence is A-equivalence. We say that two function germs $f,g : (\mathbb{C}^n,0) \to (\mathbb{C},0)$ are A-equivalent if there exist diffeomorphism germs $\phi : (\mathbb{C}^n,0) \to (\mathbb{C}^n,0)$ and $\psi : (\mathbb{C},0) \to (\mathbb{C},0)$ such that $f \circ \phi = \psi \circ g$ : there exists a diffeomorphic change of variable in both domain and range which takes f to g.

The Milnor number does not offer a complete invariant for function germs. We do have that if f and g are A-equivalent then μ(f) = μ(g). The converse is false: there exist function germs f and g with μ(f) = μ(g) which are not A-equivalent. To see this consider $f(x,y) = x^3+y^3$ and $g(x,y) = x^2+y^5$ . We have $\mu(f) = \mu(g) = 4$ but f and g are clearly not A-equivalent since the Hessian matrix of f is equal to zero while that of g is not (and the rank of the Hessian is an A-invariant, as is easy to see).

References

Arnold, V.I.; Gusein-Zade, S.M.; Varchenko, A.N. (1985). Singularities of differentiable maps. Volume 1. Birkhauser.
Gibson, Christopher G. (1979). Singular Points of Smooth Mappings. Research Notes in Mathematics. Pitman.
Milnor, John (1963). Morse Theory. Annals of Mathematics Studies. Princeton University Press.
Milnor, John (1969). Singular points of Complex Hypersurfaces. Annals of Mathematics Studies. Princeton University Press.

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