Euler's rotation theorem

A rotation represented by an Euler axis and angle.

In geometry, Euler's rotation theorem states that, in three-dimensional space, any displacement of a rigid body such that a point on the rigid body remains fixed, is equivalent to a single rotation about some axis that runs through the fixed point. It also means that the composition of two rotations is also a rotation. Therefore the set of rotations has a structure known as a rotation group.

The theorem is named after Leonhard Euler, who proved it in 1775 by an elementary geometric argument. The axis of rotation is known as an Euler axis, typically represented by a unit vector $\mathbf{\hat{e}}$ . The extension of the theorem to kinematics yields the concept of instant axis of rotation, a line of fixed points.

In linear algebra terms, the theorem states that, in 3D space, any two Cartesian coordinate systems with a common origin are related by a rotation about some fixed axis. This also means that the product of two rotation matrices is again a rotation matrix and that for a non-identity rotation matrix it must happen that: one of its eigenvalues is 1 and the other two are -1, or it has only one real eigenvalue which is equal to unity. The eigenvector corresponding to this eigenvalue is the axis of rotation connecting the two systems.

Euler's theorem (1776)

Euler states the theorem as follows:^[1]

Theorema. Quomodocunque sphaera circa centrum suum conuertatur, semper assignari potest diameter, cuius directio in situ translato conueniat cum situ initiali.

or (in English):

When a sphere is moved around its centre it is always possible to find a diameter whose direction in the displaced position is the same as in the initial position.

Figure 1: Blue great circle on sphere transforms into red great circle when rotated about diameter through O.

To arrive at a proof, Euler analyses what the situation would look like if the theorem were true. To that end, suppose the yellow line in Figure 1 goes through the center of the sphere and is the axis of rotation we are looking for, and point O is one of the two intersection points of that axis with the sphere. Then he considers an arbitrary great circle that does not contain O (the blue circle), and its image after rotation (the red circle), which is another great circle not containing O. He labels a point on their intersection as point A. (If the circles coincide, then A can be taken as any point on either; otherwise A is one of the two points of intersection.)

Figure 2: Arcs connecting preimage ɑ and image a of A with bisector AO of the angle at A

Now A is on the initial circle (the blue circle), so its image will be on the transported circle (red). He labels that image as point a. Since A is also on the transported circle (red), it is the image of another point that was on the initial circle (blue) and he labels that preimage as ɑ (see Figure 2). Then he considers the two arcs joining ɑ and a to A. These arcs have the same length because arc ɑA is mapped onto arc Aa. Also, since O is a fixed point, triangle ɑOA is mapped onto triangle AOa, so these triangles are isosceles, and arc AO bisects angle ɑAa.

So here is the actual proof:

Figure 3: O goes to O', but O' must coincide with O.

We start with the blue great circle and its image under the transformation, which is the red great circle as in the Figure 1. Let point A be a point of intersection of those circles. If A’s image under the transformation is the same point then A is a fixed point of the transformation, and since the center is also a fixed point, the diameter of the sphere containing A is the axis of rotation and the theorem is proved.

Otherwise we label A’s image as a and its preimage as ɑ, and connect these two points to A with arcs ɑA and Aa. These arcs have the same length. Construct the great circle that bisects angle ɑAa and locate point O on that great circle so that arcs AO and aO have the same length, and call the region of the sphere containing O and bounded by the blue and red great circles the "interior" of angle ɑAa. (That is the yellow region in Figure 3.) Then since ɑA = Aa and O is on the bisector of angle ɑAa, we also have ɑO = aO.

Now suppose O' is the image of O. Then we know angle ɑAO = angle AaO' and orientation is preserved*, so O' must be interior to angle ɑAa. Now AO is transformed to aO', so AO = aO'. Since AO is also the same length as aO, angle AaO = angle aAO. But angle aAO = angle AaO', so angle AaO = angle AaO' and therefore O' is the same point as O. In other words, O is a fixed point of the transformation, and since the center is also a fixed point, the diameter of the sphere containing O is the axis of rotation.

Euler also points out that O can be found by intersecting the perpendicular bisector of Aa with the angle bisector of angle ɑAO.

Note: Orientation is preserved in the sense that if ɑA is rotated about A counterclockwise to align with Oa, then Aa must be rotated about a counterclockwise to align with O'a. Likewise if the rotations are clockwise.

Euler original drawing

Euler provides a further construction that might be easier in practice. He proposes two planes:

the symmetry plane of the angle αAa (which passes through the center C of the sphere), and
the symmetry plane of the arc Aa (which also passes through C).

Proposition. These two planes intersect in a diameter. This diameter is the one we are looking for.

Proof. Let's call O either of the endpoints (there are two) of this diameter over the sphere surface. Since αA is mapped on Aa and the triangles have the same angles, it follows that the triangle OαA is transported onto the triangle OAa. Therefore the point O has to remain fixed under the movement.

Corollaries This also shows that the rotation of the sphere can be seen as two consecutive reflections about the two planes described above. Points in a mirror plane are invariant under reflection, and hence the points on their intersection (a line: the axis of rotation) are invariant under both the reflections, and hence under the rotation.

Another simple way to find the rotation axis is by considering the plane on which the points α, A, a lie. The rotation axis is obviously orthogonal to this plane, and passes through the center C of the sphere.

Given that for a rigid body any movement that leaves an axis invariant is a rotation, this also proves that any arbitrary composition of rotations is equivalent to a single rotation around a new axis.

Matrix proof

A spatial rotation is a linear map in one-to-one correspondence with a 3×3 rotation matrix R that transforms a coordinate vector x into X, that is Rx = X. Therefore, another version of Euler's theorem is that for every rotation R, there is a vector n for which Rn = n. The line μn is the rotation axis of R.

A rotation matrix has the fundamental property that its inverse is its transpose, that is

\mathbf{R}^\mathrm{T}\mathbf{R} = \mathbf{R}\mathbf{R}^\mathrm{T} = \mathbf{I},

where I is the 3×3 identity matrix and superscript T indicates the transposed matrix.

Compute the determinant of this relation to find that a rotation matrix has determinant ±1. In particular,

1=\det(\mathbf{I})=\det(\mathbf{R}^\mathrm{T}\mathbf{R}) = \det(\mathbf{R}^\mathrm{T})\det(\mathbf{R}) = \det(\mathbf{R})^2 \quad\Longrightarrow \quad \det(\mathbf{R}) = \pm 1.

A rotation matrix with determinant +1 is a proper rotation, and one with a negative determinant −1 is an improper rotation, that is a reflection combined with a proper rotation.

It will now be shown that a rotation matrix R has at least one invariant vector n, i.e., R n = n. Because this requires that (R − I)n = 0, we see that the vector n must be an eigenvector of the matrix R with eigenvalue λ = 1. Thus, this is equivalent to showing that det(R − I) = 0.

Use the two relations:

\det(-\mathbf{R}) = (-1)^{3} \det(\mathbf{R}) = - \det(\mathbf{R}) \quad\hbox{and}\quad\det(\mathbf{R}^{-1} ) = 1,

to compute

\begin{align} \det(\mathbf{R} - \mathbf{I}) = \det\big(-\mathbf{R}^{-1} (\mathbf{R} - \mathbf{I}) \big) \\ =& - \det(\mathbf{R}^{-1} ) \; \det(\mathbf{R} - \mathbf{I}) = - \det(\mathbf{R} - \mathbf{I})\quad \Longrightarrow\quad \det(\mathbf{R} - \mathbf{I}) = 0. \end{align}

This shows that λ = 1 is a root (solution) of the characteristic equation, that is,

\det(\mathbf{R} - \lambda \mathbf{I}) = 0\quad \hbox{for}\quad \lambda=1.

In other words, the matrix R − I is singular and has a non-zero kernel, that is, there is at least one non-zero vector, say n, for which

(\mathbf{R} - \mathbf{I}) \mathbf{n} = \mathbf{0} \quad \Longleftrightarrow \quad \mathbf{R}\mathbf{n} = \mathbf{n}.

The line μn for real μ is invariant under R, i.e., μn is a rotation axis. This proves Euler's theorem.

Equivalence of an orthogonal matrix to a rotation matrix

Two matrices (representing linear maps) are said to be equivalent if there is a change of basis that makes one equal to the other. A proper orthogonal matrix is always equivalent (in this sense) to either the following matrix or to its vertical reflection:

\mathbf{R} \sim \begin{pmatrix} \cos\phi & -\sin\phi & 0 \\ \sin\phi & \cos\phi & 0 \\ 0 & 0 & 1\\ \end{pmatrix}, \qquad 0\le \phi \le 2\pi.

Then, any orthogonal matrix is either a rotation or an improper rotation. A general orthogonal matrix has only one real eigenvalue, either +1 or −1. When it is +1 the matrix is a rotation. When −1, the matrix is an improper rotation.

If R has more than one invariant vector then $\phi = 0$ and R = I. Any vector is an invariant vector of I.

Excursion into matrix theory

In order to prove the previous equation some facts from matrix theory must be recalled.

An m×m matrix A has m orthogonal eigenvectors if and only if A is normal, that is, if A^†A = AA^†.^[2] This result is equivalent to stating that normal matrices can be brought to diagonal form by a unitary similarity transformation:

\mathbf{A}\mathbf{U} = \mathbf{U}\; \mathrm{diag}(\alpha_1,\ldots,\alpha_m)\quad \Longleftrightarrow\quad \mathbf{U}^\dagger \mathbf{A}\mathbf{U} = \operatorname{diag}(\alpha_1,\ldots,\alpha_m),

and U is unitary, that is,

\mathbf{U}^\dagger = \mathbf{U}^{-1}.

The eigenvalues α₁, ..., α_m are roots of the characteristic equation. If the matrix A happens to be unitary (and note that unitary matrices are normal), then

\left(\mathbf{U}^\dagger\mathbf{A} \mathbf{U}\right)^\dagger = \mathrm{diag}(\alpha^*_1,\ldots,\alpha^*_m) = \mathbf{U}^\dagger\mathbf{A}^{-1} \mathbf{U} = \mathrm{diag}(1/\alpha_1,\ldots,1/\alpha_m)

and it follows that the eigenvalues of a unitary matrix are on the unit circle in the complex plane:

\alpha^*_k = 1/\alpha_k \quad\Longleftrightarrow \alpha^*_k\alpha_k = |\alpha_k|^2 = 1,\qquad k=1,\ldots,m.

Also an orthogonal (real unitary) matrix has eigenvalues on the unit circle in the complex plane. Moreover, since its characteristic equation (an mth order polynomial in λ) has real coefficients, it follows that its roots appear in complex conjugate pairs, that is, if α is a root then so is α^∗. There are 3 roots, thus at least one of them must be purely real (+1 or -1).

After recollection of these general facts from matrix theory, we return to the rotation matrix R. It follows from its realness and orthogonality that we can find a U such that:

\mathbf{R} \mathbf{U} = \mathbf{U} \begin{pmatrix} e^{i\phi} & 0 & 0 \\ 0 & e^{-i\phi} & 0 \\ 0 & 0 & \pm 1 \\ \end{pmatrix}

If a matrix U can be found that gives the above form, and there is only one purely real component and it is -1, then we define R to be an improper rotation. Let us only consider the case, then, of matrices R that are proper rotations (the third eigenvalue is just 1). The third column of the 3×3 matrix U will then be equal to the invariant vector n. Writing u₁ and u₂ for the first two columns of U, this equation gives

\mathbf{R}\mathbf{u}_1 = e^{i\phi}\, \mathbf{u}_1 \quad\hbox{and}\quad \mathbf{R}\mathbf{u}_2 = e^{-i\phi}\, \mathbf{u}_2.

If u₁ has eigenvalue 1, then φ= 0 and u₂ has also eigenvalue 1, which implies that in that case R = E.

Finally, the matrix equation is transformed by means of a unitary matrix,

\mathbf{R} \mathbf{U} \begin{pmatrix} \frac{1}{\sqrt{2}} & \frac{i}{\sqrt{2}} & 0 \\ \frac{1}{\sqrt{2}} & \frac{-i}{\sqrt{2}} & 0 \\ 0 & 0 & 1\\ \end{pmatrix} = \mathbf{U} \underbrace{ \begin{pmatrix} \frac{1}{\sqrt{2}} & \frac{i}{\sqrt{2}} & 0 \\ \frac{1}{\sqrt{2}} & \frac{-i}{\sqrt{2}} & 0 \\ 0 & 0 & 1\\ \end{pmatrix} \begin{pmatrix} \frac{1}{\sqrt{2}} & \frac{1}{\sqrt{2}} & 0 \\ \frac{-i}{\sqrt{2}} & \frac{i}{\sqrt{2}} & 0 \\ 0 & 0 & 1\\ \end{pmatrix} }_{=\;\mathbf{I}} \begin{pmatrix} e^{i\phi} & 0 & 0 \\ 0 & e^{-i\phi} & 0 \\ 0 & 0 & 1 \\ \end{pmatrix} \begin{pmatrix} \frac{1}{\sqrt{2}} & \frac{i}{\sqrt{2}} & 0 \\ \frac{1}{\sqrt{2}} & \frac{-i}{\sqrt{2}} & 0 \\ 0 & 0 & 1\\ \end{pmatrix}

which gives

\mathbf{U'}^\dagger \mathbf{R} \mathbf{U'} = \begin{pmatrix} \cos\phi & -\sin\phi & 0 \\ \sin\phi & \cos\phi & 0 \\ 0 & 0 & 1\\ \end{pmatrix} \quad\text{ with }\quad \mathbf{U'} = \mathbf{U} \begin{pmatrix} \frac{1}{\sqrt{2}} & \frac{i}{\sqrt{2}} & 0 \\ \frac{1}{\sqrt{2}} & \frac{-i}{\sqrt{2}} & 0 \\ 0 & 0 & 1\\ \end{pmatrix} .

The columns of U′ are orthonormal. The third column is still n, the other two columns are perpendicular to n. We can now see how our definition of improper rotation corresponds with the geometric interpretation: an improper rotation is a rotation around an axis (here, the axis corresponding to the 3rd coordinate) and a reflection on a plane perpendicular to that axis. If we only restrict ourselves to matrices with determinant 1, we can thus see that they must be proper rotations. This result implies that any orthogonal matrix R corresponding to a proper rotation is equivalent to a rotation over an angle φ around an axis n.

Equivalence classes

The trace (sum of diagonal elements) of the real rotation matrix given above is $1+2cos φ$ . Since a trace is invariant under an orthogonal matrix similarity transformation,

\mathrm{Tr}[\mathbf{A} \mathbf{R} \mathbf{A}^\mathrm{T}] = \mathrm{Tr}[ \mathbf{R} \mathbf{A}^\mathrm{T}\mathbf{A}] = \mathrm{Tr}[\mathbf{R}]\quad\text{ with }\quad \mathbf{A}^\mathrm{T} = \mathbf{A}^{-1},

it follows that all matrices that are equivalent to R by such orthogonal matrix transformations have the same trace: the trace is a class function. This matrix transformation is clearly an equivalence relation, that is, all such equivalent matrices form an equivalence class.

In fact, all proper rotation 3×3 rotation matrices form a group, usually denoted by SO(3) (the special orthogonal group in 3 dimensions) and all matrices with the same trace form an equivalence class in this group. All elements of such an equivalence class share their rotation angle, but all rotations are around different axes. If n is an eigenvector of R with eigenvalue 1, then An is also an eigenvector of ARA^T, also with eigenvalue 1. Unless A = E, n and An are different.

Applications

Generators of rotations

Main articles: Rotation matrix, Rotation group SO(3) and Infinitesimal transformation

Suppose we specify an axis of rotation by a unit vector [x, y, z] , and suppose we have an infinitely small rotation of angle Δθ about that vector. Expanding the rotation matrix as an infinite addition, and taking the first order approach, the rotation matrix ΔR is represented as:

\Delta R = \begin{bmatrix} 1&0&0\\ 0&1&0\\ 0&0&1 \end{bmatrix} + \begin{bmatrix} 0 & z&-y\\ -z& 0& x\\ y &-x& 0 \end{bmatrix}\,\Delta \theta = \mathbf{I}+\mathbf{A}\,\Delta \theta.

A finite rotation through angle θ about this axis may be seen as a succession of small rotations about the same axis. Approximating Δθ as θ/N where N is a large number, a rotation of θ about the axis may be represented as:

R =\left(\mathbf{1}+\frac{\mathbf{A}\theta}{N}\right)^N \approx e^{\mathbf{A}\theta}.

It can be seen that Euler's theorem essentially states that all rotations may be represented in this form. The product $\mathbf{A}\theta$ is the "generator" of the particular rotation, being the vector (x,y,z) associated with the matrix A. This shows that the rotation matrix and the axis-angle format are related by the exponential function.

One can derive a simple expression for the generator G. One starts with an arbitrary plane^[3] defined by a pair of perpendicular unit vectors a and b. In this plane one can choose an arbitrary vector x with perpendicular y. One then solves for y in terms of x and substituting into an expression for a rotation in a plane yields the rotation matrix R which includes the generator G = ba^T - ab^T.

\begin{align} & x=a\cos \left( \alpha \right)+b\sin \left( \alpha \right) \\ & y=-a\sin \left( \alpha \right)+b\cos \left( \alpha \right) \\ & \cos \left( \alpha \right)={{a}^{T}}x\quad \sin \left( \alpha \right)={{b}^{T}}x \\ & y=-a{{b}^{T}}x+b{{a}^{T}}x=\left( b{{a}^{T}}-a{{b}^{T}} \right)x \\ & \\ & {x}'=x\cos \left( \beta \right)+y\sin \left( \beta \right) \\ & \ \ \ =\left[ I\cos \left( \beta \right)+\left( b{{a}^{T}}-a{{b}^{T}} \right)\sin \left( \beta \right) \right]x \\ & \\ & R=I\cos \left( \beta \right)+\left( b{{a}^{T}}-a{{b}^{T}} \right)\sin \left( \beta \right) \\ & \quad =I\cos \left( \beta \right)+G\sin \left( \beta \right) \\ & \\ & G=b{{a}^{T}}-a{{b}^{T}} \\ \end{align}

To include vectors outside the plane in the rotation one needs to modify the above expression for R by including two projection operators that partition the space. This modified rotation matrix can be rewritten as an exponential function.

\begin{align} & {{P}_{ab}}=-{{G}^{2}} \\ & R=I-{{P}_{ab}}+\left[ I\cos \left( \beta \right)+G\sin \left( \beta \right) \right]{{P}_{ab}}={{e}^{G\beta }} \\ \end{align}

Analysis is often easier in terms of these generators, rather than the full rotation matrix. Analysis in terms of the generators is known as the Lie algebra of the rotation group.

Quaternions

Main articles: Rotation operator (vector space) and Quaternions and spatial rotation

It follows from Euler's theorem that the relative orientation of any pair of coordinate systems may be specified by a set of three independent numbers. Sometimes a redundant fourth number is added to simplify operations with quaternion algebra. Three of these numbers are the direction cosines that orient the eigenvector. The fourth is the angle about the eigenvector that separates the two sets of coordinates. Such a set of four numbers is called a quaternion.

While the quaternion as described above, does not involve complex numbers, if quaternions are used to describe two successive rotations, they must be combined using the non-commutative quaternion algebra derived by William Rowan Hamilton through the use of imaginary numbers.

Rotation calculation via quaternions has come to replace the use of direction cosines in aerospace applications through their reduction of the required calculations, and their ability to minimize round-off errors. Also, in computer graphics the ability to perform spherical interpolation between quaternions with relative ease is of value.

Generalizations

See also rotations in 4-dimensional Euclidean space.

In higher dimensions, any rigid motion that preserve a point in dimension 2n or 2n+1 is a composition of at most n rotations in orthogonal planes of rotation, though these planes need not be uniquely determined, and a rigid motion may fix multiple axes.

A screw motion.

A rigid motion in 3 dimensions that does not necessarily fix a point is a "screw motion". This is because a composition of a rotation with a translation perpendicular to the axis is a rotation about a parallel axis, while composition with a translation parallel to the axis yields a screw motion; see screw axis. This gives rise to screw theory.

Notes

↑ Novi Commentarii academiae scientiarum Petropolitanae 20, 1776, pp. 189–207 (E478)
↑ The dagger symbol † stands for complex conjugation followed by transposition. For real matrices complex conjugation does nothing and daggering a real matrix is the same as transposing it.
↑ in Euclidean space

References

This article incorporates material from the Citizendium article "Euler's theorem (rotation)", which is licensed under the Creative Commons Attribution-ShareAlike 3.0 Unported License but not under the GFDL.

Palais, Bob; Palais, Richard; Rodi, Stephen (2009). "A Disorienting Look at Euler's Theorem on the Axis of a Rotation". American Mathematical Monthly 116 (10): 892–909. doi:10.4169/000298909x477014.
Euler's theorem and its proof are contained in paragraphs 24–26 of the appendix (Additamentum. pp. 201–203) of L. Eulero (Leonhard Euler), Formulae generales pro translatione quacunque corporum rigidorum (General formulas for the translation of arbitrary rigid bodies), presented to the St. Petersburg Academy on October 9, 1775, and first published in Novi Commentarii academiae scientiarum Petropolitanae 20, 1776, pp. 189–207 (E478) and was reprinted in Theoria motus corporum rigidorum, ed. nova, 1790, pp. 449–460 (E478a) and later in his collected works Opera Omnia, Series 2, Volume 9, pp. 84–98.

External links

Euler's original treatise in The Euler Archive: entry on E478, first publication 1776 (pdf)
Euler's original text (in Latin) and English translation (by Johan Sten)

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