English modal verbs

The modal verbs of English are a small class of auxiliary verbs used mostly to express modality (properties such as possibility, obligation, etc.). They can be distinguished from other verbs by their defectiveness (they do not have participle or infinitive forms) and by the fact that they do not take the ending -(e)s in the third-person singular.

The principal English modal verbs are can, could, may, might, must, shall, should, will and would. Certain other verbs are sometimes, but not always, classed as modals; these include ought, had better, and (in certain uses) dare and need. Verbs which share some but not all of the characteristics of the principal modals are sometimes called "semimodals".

Modal verbs and their features

The verbs customarily classed as modals in English have the following properties:

The following verbs have all of the above properties, and can be classed as the principal modal verbs of English. They are listed here in present–preterite pairs where applicable:

Note that the preterite forms are not necessarily used to refer to past time, and in some cases they are near synonyms to the present forms. Note that most of these so-called preterite forms are most often used in the subjunctive mood in the present tense. The auxiliary verbs may and let are also used often in the subjunctive mood. Famous examples of these are "May The Force be with you," and "Let God bless you with good." These are both sentences that express some uncertainty, hence they are subjunctive sentences.

The verbs listed below mostly share the above features, but with certain differences. They are sometimes, but not always, categorized as modal verbs.[1] They may also be called "semimodals".

Other English auxiliaries appear in a variety of inflected forms and are not regarded as modal verbs. These are:

For more general information about English verb inflection and auxiliary usage, see English verbs and English clause syntax. For details of the uses of the particular modals, see Usage of specific verbs below.

Etymology

The modals can and could are from Old English can(n) and cuþ, which were respectively present and preterite forms of the verb cunnan ("to be able"). The silent l in the spelling of could results from analogy with would and should.

Similarly, may and might are from Old English mæg and meahte, respectively present and preterite forms of magan ("may, to be able"); shall and should are from sceal and sceolde, respectively present and preterite forms of sculan ("to owe, be obliged"); and will and would are from wille and wolde, respectively present and preterite forms of willan ("to wish, want").

The aforementioned Old English verbs cunnan, magan, sculan and willan followed the preterite-present paradigm (or in the case of willan, a similar but irregular paradigm), which explains the absence of the ending -s in the third person on the present forms can, may, shall and will. (The original Old English forms given above were first and third person singular forms; their descendant forms became generalized to all persons and numbers.)

The verb must comes from Old English moste, part of the verb motan ("to be able to, be obliged to"). This was another preterite-present verb, of which moste was in fact the preterite (the present form mot gave rise to mote, which was used as a modal verb in Early Modern English; but must has now lost its past connotations and has replaced mote). Similarly, ought was originally a past form – it derives from ahte, preterite of agan ("to own"), another Old English preterite-present verb, whose present tense form ah has given the modern (regular) verb owe (and ought was formerly used as a past tense of owe).

The verb dare also originates from a preterite-present verb, durran ("to dare"), specifically its present tense dear(r), although in its non-modal uses in Modern English it is conjugated regularly. However, need comes from the regular Old English verb neodian (meaning "to be necessary") – the alternative third person form need (in place of needs), which has become the norm in modal uses, became common in the 16th century.[6]

Syntax

A modal verb serves as an auxiliary to another verb, which appears in infinitive form (the bare infinitive, or the to-infinitive in the cases of ought and used as discussed above). Examples: You must escape; This may be difficult.

The verb governed by the modal may be another auxiliary (necessarily one that can appear in infinitive form – this includes be and have, but not another modal, except in the non-standard cases described below under Double modals). Hence a modal may introduce a chain (technically catena) of verb forms, in which the other auxiliaries express properties such as aspect and voice, as in He must have been given a new job.

Modals can appear in tag questions and other elliptical sentences without the governed verb being expressed: ...can he?; I mustn't.; Would they?

Like other auxiliaries, modal verbs are negated by the addition of the word not after them. (The modification of meaning may not always correspond to simple negation, as in the case of must not.) The modal can combines with not to form the single word cannot. Most of the modals have contracted negated forms in n't which are commonly used in informal English: can't, mustn't, won't (from will), etc.

Again like other auxiliaries, modal verbs undergo inversion with their subject, in forming questions and in the other cases described in the article on subject–auxiliary inversion: Could you do this?; On no account may you enter. When there is negation, the contraction with n't may undergo inversion as an auxiliary in its own right: Why can't I come in? (or: Why can I not come in?).

More information on these topics can be found at English clause syntax.

Past forms

The preterite (past) forms given above (could, might, should and would, corresponding to can, may, shall and will, respectively) do not always simply modify the meaning of the modal to give it past time reference. The only one regularly used as an ordinary past tense is could, when referring to ability: I could swim may serve as a past form of I can swim.

All the preterites are used as past equivalents for the corresponding present modals in indirect speech and similar clauses requiring the rules of sequence of tenses to be applied. For example, in 1960 it might have been said that People think that we will all be driving hovercars by the year 2000, whereas at a later date it might be reported that In 1960, people thought we would all be driving hovercars by the year 2000.

This "future-in-the-past" usage of would can also occur in independent sentences: I moved to Green Gables in 1930; I would live there for the next ten years.

In many cases, in order to give modals past reference, they are used together with a "perfect infinitive", namely the auxiliary have and a past participle, as in I should have asked her; You may have seen me. Sometimes these expressions are limited in meaning; for example, must have can only refer to certainty, whereas past obligation is expressed by an alternative phrase such as had to (see Replacements for defective forms below).

Conditional sentences

The preterite forms of modals are used in counterfactual conditional sentences, in the apodosis (then-clause). The modal would (sometimes should as a first-person alternative) is used to produce the conditional construction which is typically used in clauses of this type: If you loved me, you would support me. It can be replaced by could (meaning "would be able to") and might (meaning "would possibly") as appropriate.

When the clause has past time reference, the construction with the modal plus perfect infinitive (see above) is used: If they (had) wanted to do it, they would (could/might) have done it by now. (The would have done construction is called the conditional perfect.)

The protasis (if-clause) of such a sentence typically contains the past tense of a verb (or the past perfect construction, in the case of past time reference), without any modal. The modal could may be used here in its role as the past tense of can (if I could speak French). However all the modal preterites can be used in such clauses with certain types of hypothetical future reference: if I should lose or should I lose (equivalent to if I lose); if you would/might/could stop doing that (usually used as a form of request).

Sentences with the verb wish (and expressions of wish using if only...) follow similar patterns to the if-clauses referred to above, when they have counterfactual present or past reference. When they express a desired event in the near future, the modal would is used: I wish you would visit me; If only he would give me a sign.

For more information see English conditional sentences and English subjunctive.

Replacements for defective forms

As noted above, English modal verbs are defective in that they do not have infinitive, participle, imperative or (standard) subjunctive forms, and in some cases past forms. However in many cases there exist equivalent expressions that carry the same meaning as the modal, and can be used to supply the missing forms. In particular:

Contractions and reduced pronunciation

As already mentioned, most of the modals in combination with not form commonly used contractions: can't, won't, etc. Some of the modals also have contracted forms themselves:

Certain of the modals generally have a weak pronunciation when they are not stressed or otherwise prominent; for example, can is usually pronounced /kǝn/. The same applies to certain words following modals, particularly auxiliary have: a combination like should have is normally reduced to /ʃʊd(h)ǝv/ or just /ʃʊdǝ/ "shoulda". Also ought to can become /ɔːtǝ/ "oughta". See Weak and strong forms in English.

Usage of specific verbs

Can and could

The modal verb can expresses possibility in either a dynamic, deontic or epistemic sense, that is, in terms of innate ability, permissibility, or possible circumstance. For example:

The preterite form could is used as the past tense or conditional form of can in the above meanings (see Past forms above). It is also used to express possible circumstance: We could be in trouble here. It is preferable to use could, may or might rather than can when expressing possible circumstance in a particular situation (as opposed to the general case, as in the "rivalry" example above, where can or may is used).

Both can and could can be used to make requests: Can/could you pass me the cheese? means "Please pass me the cheese" (where could indicates greater politeness).

It is common to use can with verbs of perception such as see, hear, etc., as in I can see a tree. Aspectual distinctions can be made, such as I could see it (ongoing state) vs. I saw it (event). See can see.

The use of could with the perfect infinitive expresses past ability or possibility, either in some counterfactual circumstance (I could have told him if I had seen him), or in some real circumstance where the act in question was not in fact realized: I could have told him yesterday (but in fact I didn't). The use of can with the perfect infinitive, can have..., is a rarer alternative to may have... (for the negative see below).

The negation of can is the single word cannot, only occasionally written separately as can not.[7] Though cannot is preferred (as can not is potentially ambiguous), its irregularity (all other uncontracted verbal negations use at least two words) sometimes causes those unfamiliar with the nuances of English spelling to use the separated form. Its contracted form is can't (pronounced /kɑːnt/ in RP and some other dialects). The negation of could is the regular could not, contracted to couldn't.

The negative forms reverse the meaning of the modal (to express inability, impermissibility or impossibliity). This differs from the case with may or might used to express possibility: it can't be true has a different meaning than it may not be true. Thus can't (or cannot) is often used to express disbelief in the possibility of something, as must expresses belief in the certainty of something. When the circumstance in question refers to the past, the form with the perfect infinitive is used: he can't (cannot) have done it means "I believe it impossible that he did it" (compare he must have done it).

Occasionally not is applied to the infinitive rather than to the modal (stress would then be applied to make the meaning clear): I could not do that, but I'm going to do it anyway.

May and might

The verb may expresses possibility in either an epistemic or deontic sense, that is, in terms of possible circumstance or permissibility. For example:

In expressing possible circumstance, may can have future as well as present reference (he may arrive means that it is possible that he will arrive; I may go to the mall means that I am considering going to the mall).

The preterite form might is used as a synonym for may when expressing possible circumstance (as can could – see above). It is sometimes said that might and could express a greater degree of doubt than may. For uses of might in conditional sentences, and as a past equivalent to may in such contexts as indirect speech, see Past forms above.

May (or might) can also express irrelevance in spite of certain or likely truth: He may be taller than I am, but he is certainly not stronger could mean "While it is (or may be) true that he is taller than I am, that does not make a difference, as he is certainly not stronger."

May can indicate presently given permission for present or future actions: You may go now. Might used in this way is milder: You might go now if you feel like it. Similarly May I use your phone? is a request for permission (might would be more hesitant or polite).

A less common use of may is to express wishes, as in May you live long and happy or May the Force be with you (see also English subjunctive).

When used with the perfect infinitive, may have indicates uncertainty about a past circumstance, whereas might have can have that meaning, but it can also refer to possibilities that did not occur but could have in other circumstances (see also conditional sentences above).

Note that the above perfect forms refer to possibility, not permission (although the second sense of might have might sometimes imply permission).

The negated form of may is may not; this does not have a common contraction (mayn't is obsolete). The negation of might is might not; this is sometimes contracted to mightn't, mostly in tag questions and in other questions expressing doubt (Mightn't I come in if I took my boots off?).

The meaning of the negated form depends on the usage of the modal. When possibility is indicated, the negation effectively applies to the main verb rather than the modal: That may/might not be means "That may/might not-be", i.e. "That may fail to be true". But when permission is being expressed, the negation applies to the modal or entire verb phrase: You may not go now means "You are not permitted to go now" (except in rare cases where not and the main verb are both stressed to indicate that they go together: You may go or not go, whichever you wish).

Shall and should

Main article: Shall and will

The verb shall is used in some varieties of English in place of will, indicating futurity, when the subject is first person (I shall, we shall).

With second- and third-person subjects, shall indicates an order, command or prophecy: Cinderella, you shall go to the ball! It is often used in writing laws and specifications: Those convicted of violating this law shall be imprisoned for a term of not less than three years; The electronics assembly shall be able to operate within a normal temperature range.

Shall is sometimes used in questions (in the first, or possibly third, person) to ask for advice or confirmation of a suggestion: Shall I read now?; What shall we wear?

Should is sometimes used as a first-person equivalent for would (in its conditional and "future-in-the-past" uses), in the same way that shall can replace will. Should is also used to form a replacement for the present subjunctive in some varieties of English, and also in some conditional sentences with hypothetical future reference – see English subjunctive and English conditional sentences.

Should is often used to describe an expected or recommended behavior or circumstance. It can be used to give advice or to describe normative behavior, though without such strong obligatory force as must or have to. Thus You should never lie describes a social or ethical norm. It can also express what will happen according to theory or expectations: This should work. In these uses it is equivalent to ought to.

Both shall and should can be used with the perfect infinitive (shall/should have (done)) in their role as first-person equivalents of will and would (thus to form future perfect or conditional perfect structures). Also shall have may express an order with perfect aspect (you shall have finished your duties by nine o'clock). When should is used in this way it usually expresses something which would have been expected, or normatively required, at some time in the past, but which did not in fact happen (or is not known to have happened): I should have done that yesterday ("it would have been expedient, or expected of me, to do that yesterday").

The negative forms are shall not and should not, contracted to shan't and shouldn't. The negation effectively applies to the main verb rather than the auxiliary: you should not do this implies not merely that there is no need to do it, but that there is a need not to do it.

Will and would

The modal will is often used to express futurity (The next meeting will be held on Thursday). Since this is an expression of time rather than modality, constructions with will (or sometimes shall; see above and at shall and will) are often referred to as the future tense of English, and forms like will do, will be doing, will have done and will have been doing are often called the simple future, future progressive (or future continuous), future perfect, and future perfect progressive (continuous). With first-person subjects (I, we), in varieties where shall is used for simple expression of futurity, the use of will indicates particular willingness or determination.

Future events are also sometimes referred to using the present tense (see Uses of English verb forms), or using the going to construction.

Will as a modal also has a number of different uses:[8][9]

The preterite form would is used in some conditional sentences, and as a past form of future will as described above under Past forms. (It is sometimes replaced by should in the first person in the same way that will is replaced by shall.) Other uses of would include:

Both will and would can be used with the perfect infinitive (will have, would have), either to form the future perfect and conditional perfect forms already referred to, or to express perfect aspect in their other meanings (e.g. there will have been an arrest order, expressing strong probability).

The negated forms are will not (contracted to won't) and would not (contracted to wouldn't). In the modal meanings of will the negation is effectively applied to the main verb phrase and not to the modality (e.g. when expressing an order, you will not do it expresses an order not to do it, rather than just the absence of an order to do it). For contracted forms of will and would themselves, see Contractions and reduced pronunciation above.

Must and had to

The modal must expresses obligation or necessity: You must use this form; We must try to escape. It can also express a confident assumption (the epistemic rather than deontic use), such as in It must be here somewhere.

An alternative to must is the expression had to (in the present tense sometimes have got to), which is often more idiomatic in informal English when referring to obligation. This also provides other forms in which must is defective (see Replacements for defective forms above) and enables simple negation (see below).

When used with the perfect infinitive (i.e. with have and the past participle), must expresses only assumption: Sue must have left means that the speaker confidently assumes that Sue has left. To express obligation or necessity in the past, had to or some other synonym must be used.

The formal negation of must is must not (contracted to mustn't). However the negation effectively applies to the main verb, not the modality: You must not do this means that you are required not to do it, not just that you are not required to do it. To express the lack of requirement or obligation, the negative of have to or need (see below) can be used: You don't have to do it; You needn't do it.

The above negative forms are not usually used in the sense of confident assumption; here it is common to use can't to express confidence that something is not the case (as in It can't be here or, with the perfect, Sue can't have left).

Mustn't can nonetheless be used as a simple negative of must in tag questions and other questions expressing doubt: We must do it, mustn't we? Mustn't he be in the operating room by this stage?

Ought to and had better

Ought is used with meanings similar to those of should expressing expectation or requirement. The principal grammatical difference is that ought is used with the to-infinitive rather than the bare infinitive, hence we should go is equivalent to we ought to go. Because of this difference of syntax, ought is sometimes excluded from the class of modal verbs, or is classed as a semimodal.

The reduced pronunciation of ought to (see Contractions and reduced pronunciation above) is sometimes given the eye dialect spelling oughta.

Ought can be used with perfect infinitives in the same way as should (but again with the insertion of to): you ought to have done that earlier.

The negated form is ought not or oughtn't, equivalent in meaning to shouldn't (but again used with to).

The expression had better has similar meaning to should and ought when expressing recommended or expedient behavior: I had better get down to work (it can also be used to give instructions with the implication of a threat: you had better give me the money or else). The had of this expression is similar to a modal: it governs the bare infinitive, it is defective in that it is not replaceable by any other form of the verb have, and it behaves syntactically as an auxiliary verb. For this reason the expression had better, considered as a kind of compound verb, is sometimes classed along with the modals or as a semimodal.

The had of had better can be contracted to 'd, or in some informal usage (especially American) can be omitted. The expression can be used with a perfect infinitive: you'd better have finished that report by tomorrow. There is a negative form hadn't better, used mainly in questions: Hadn't we better start now? It is more common for the infinitive to be negated by means of not after better: You'd better not do that (meaning that you are strongly advised not to do that).

Dare and need

The verbs dare and need can be used both as modals and as ordinary conjugated (non-modal) verbs. As non-modal verbs they can take a to-infinitive as their complement (I dared to answer her; He needs to clean that), although dare may also take a bare infinitive (He didn't dare go). In their uses as modals they govern a bare infinitive, and are usually restricted to questions and negative sentences.

Examples of the modal use of dare, followed by equivalents using non-modal dare where appropriate:

The modal use of need is close in meaning to must expressing necessity or obligation. The negated form need not (needn't) differs in meaning from must not, however; it expresses lack of necessity, whereas must not expresses prohibition. Examples:

Modal need can also be used with the perfect infinitive: Need I have done that? It is most commonly used here in the negative, to denote that something that was done was (from the present perspective) not in fact necessary: You needn't have left that tip.

Used to

See also English markers of habitual aspect. For the 2 Chainz song, see Used 2.

The verbal expression used to expresses past states or past habitual actions, usually with the implication that they are no longer so. It is followed by the infinitive (that is, the full expression consists of the verb used plus the to-infinitive). Thus the statement I used to go to college means that the speaker formerly habitually went to college, and normally implies that this is no longer the case.

While used to does not express modality, it has some similarities with modal auxiliaries in that it is invariant and defective in form and can follow auxiliary-verb syntax: it is possible to form questions like Used he to come here? and negatives like He used not (rarely usedn't) to come here. More common, however, (though not the most formal style) is the syntax that treats used as a past tense of an ordinary verb, and forms questions and negatives using did: Did he use(d) to come here? He didn't use(d) to come here.[lower-alpha 1]

Note the difference in pronunciation between the ordinary verb use /juːz/ and its past form used /juːzd/ (as in scissors are used to cut paper), and the verb forms described here: /juːst/.

The verbal use of used to should not be confused with the adjectival use of the same expression, meaning "familiar with", as in I am used to this, we must get used to the cold. When the adjectival form is followed by a verb, the gerund is used: I am used to going to college in the mornings.

Deduction

In English, modal verbs as must, have to, have got to, can’t and couldn't are used to express deduction and contention. These modal verbs state how sure the speaker is about something.[12][13][14]

Double modals

In formal standard English usage, more than one modal verb is not used consecutively, as modals are followed by an infinitive, which they themselves lack. They can only be combined with non-modal constructions that have a modal function, such as have to, which in spite of its function is not a modal verb. Thus, might have to is acceptable, but might must is not, even though must and have to can normally be used interchangeably.

A greater variety of double modals appears in some regional dialects. In Southern American English, for example, phrases such as might could, may can or ought to should are sometimes used in conversation.[15][16] The double modal may sometimes be redundant, as in "I ought to should do something about it", where ought to and should are synonymous and either one could be removed from the sentence. In other double modals, the two modal verbs convey different meanings, such as "I might could do something about it tomorrow", where could indicates the ability to complete a task but might shows uncertainty about actually completing that task.

These kinds of double modal phrases are not regarded as standard,[15] although a combination of a modal with a modal-like construction may be used instead. "I might could do something about it" is more often expressed as "I might be able to do something about it", which is considered more standard. Similarly used to could, which appears for example in country singer Bill Carlisle's 1951 song "Too Old to Cut the Mustard":

I used to could jump just like a deer,
But now I need a new landing gear.
I used to could jump a picket fence,
But now I'm lucky if I jump an inch.[17]

is usually expressed as used to be able to. Double modals can also be avoided by replacing one of the modal verbs with an appropriate adverb, such as using probably could or might possibly in place of might could.[16]

Double modals also occur in the closely related Germanic language Scots.

Comparison with other Germanic languages

Many English modals have cognates in other Germanic languages, albeit with different meanings in some cases. Unlike the English modals, however, these verbs are not generally defective; they can inflect, and have forms such as infinitives, participles and future tenses (for example using the auxiliary werden in German). Examples of such cognates include:

Since modal verbs in other Germanic languages are not defective, the problem of double modals (see above) does not arise: the second modal verb in such a construction simply takes the infinitive form, as would any non-modal verb in the same position. Compare the following translations of English "I want to be able to dance", all of which translate literally as "I want can dance".

See also

Notes

  1. 1 2 Use of did ... used to is controversial. According to Garner's Modern American Usage didn't used to is the correct idiomatic form, encountered far more commonly in print than did ... use to.[2] On the other hand Fowler's Dictionary of Modern English Usage marks didn't used to as ungrammatical and states "The grammatically correct construction is didn't use to but this is less frequent in OEC [Oxford English Corpus] data than the "anomalous" *didn't used to. Despite its higher frequency, purists may well consider the latter incorrect."[3] A Comprehensive Grammar of the English Language states that this spelling "is often regarded as nonstandard" and that the spelling with did ... use to is "preferred" in both American and British English.[4] Merriam Webster's Concise Dictionary of English Usage finds that didn't use to is the usual form in American English.[5]

References

  1. ↑ See Palmer, F. R., Mood and Modality, Cambridge Univ. Press, second edition, 2001, p. 33, and A Linguistic Study of the English Verb, Longmans, 1965. For an author who rejects ought as a modal because of the following particle to (and does not mention had better), see Warner, Anthony R., English Auxiliaries, Cambridge Univ. Press, 1993. For more examples of discrepancies between different authors' listings of modal or auxiliary verbs in English, see English auxiliaries.
  2. ↑ Garner, Bryan A. (2003). Garner's Modern American Usage. Oxford University Press. p. 810. ISBN 978-0-19-516191-5.
  3. ↑ Jeremy; Butterfield, eds. (2015). Fowler's Dictionary of Modern English Usage (4th ed.). Oxford University Press. p. 853. ISBN 978-0- 199-66135-0.
  4. ↑ Quirk, Randolph; Greenbaum, Sidney; Leech, Geoffrey; Svartvik, Jan (1985). A Comprehensive Grammar of the English Language. Harlow: Longman. p. 140. ISBN 978-0-582-51734-9.
  5. ↑ Merriam-Webster's Concise Dictionary of English Usage. Merriam-Webster. 2002. pp. 760–761. ISBN 978-0-87779-633-6.
  6. ↑ Oxford English Dictionary, Second Edition, entry for "need".
  7. ↑ Dictionary.com
  8. ↑ Fleischman, Suzanne, The Future in Thought and Action, Cambridge Univ. Press, 1982, pp. 86-97.
  9. ↑ Comrie, Bernard, Tense, Cambridge Univ. Press, 1985, pp. 21, 47-48.
  10. ↑ "UltraLingua Online Dictionary & Grammar, "Conditional tense"".
  11. ↑ Spanish Conditional. StudySpanish.com
  12. ↑ Modals – deduction (present) learnenglish.britishcouncil.org
  13. ↑ Oxford Practice Grammar (Advanced), George Yule, Oxford University Press ISBN 9780194327541 Page:40
  14. ↑ Modals Deduction Past ecenglish.com
  15. 1 2 Kenneth G. Wilson, "Double Modal Auxiliaries", The Columbia Guide to Standard American English, 1993.
  16. 1 2 David Rubin, "might could (double modal)", The Mavens' Word of the Day, Random House, November 20, 2000.
  17. ↑ The Carlisles, "Too Old To Cut The Mustard", 1951 single. Lyrics by Bill Carlisle reproduced here under fair use policy.

External links

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