Glossary of Schenkerian analysis
This is a glossary of Schenkerian analysis, a method of musical analysis of tonal music based on the theories of Heinrich Schenker (1868-1935). The goal of a Schenkerian analysis is to interpret the underlying structure of a tonal work and to help reading the score according to that structure. The theory's basic tenets can be viewed as a way of defining tonality in music. A Schenkerian analysis of a passage of music shows hierarchical relationships among its pitches, and draws conclusions about the structure of the passage from this hierarchy. The analysis makes use of a specialized symbolic form of musical notation that Schenker devised to demonstrate various techniques of elaboration.
The most fundamental concept of Schenker's theory of tonality may be that of tonal space.[1] The intervals between the notes of the tonic triad form a tonal space that is filled with passing and neighbour notes, producing new triads and new tonal spaces, open for further elaborations until the surface of the work (the score) is reached.
Although Schenker himself usually presents his analyses in the generative direction, starting from the fundamental structure (Ursatz) to reach the score, the practice of Schenkerian analysis more often is reductive, starting from the score and showing how it can be reduced to its fundamental structure. The graph of the Ursatz is arrhythmic, as is a strict-counterpoint cantus firmus exercise.[2] Even at intermediate levels of the reduction, rhythmic notation (open and closed noteheads, beams and flags) is used to show hierarchical relationships between the pitch–events being analyzed.
A
Anstieg: see Initial ascent.
- Arpeggiation (German: Brechung): elementary elaboration of a harmony. Special cases include the bass arpeggiation and the first-order arpeggiation. See also Unfolding.
Ausfaltung: see Unfolding.
Auskomponierung: see Prolongation.
Auẞensatz: see Fundamental structure.
B
- Background (German: Hintergrund): the structural level of the fundamental structure
- Bass arpeggiation (German: Baẞbrechung): bass pattern I-V-I forming the deep background of tonal musical pieces; the concept belongs to the final version of Schenkerian theory, from 1930 onwards. See also Schenkerian analysis: The arpeggiation of the bass.
Baẞbrechung: see Bass arpeggiation.
Brechung: see Arpeggiation.
C
- Chord of nature: see Klang
- Composing out: see Prolongation
- Compound melody: see Unfolding
- Coupling (German: Koppelung): "the connection of two registers which lie an octave apart".[3] It often results from a register transfer in which the transferred voice maintains a relation with its original register.
- Cover tone (German: Deckton): "a tone of the inner voice which appears above the foreground diminution".[4] It often results from an ascending register transfer or coupling, but "the main thread of melodic activity remains with the displaced voice while the voice that does the displacing functions as a 'cover'".[5]
D
Deckton: see Cover tone.
- Diminution: "the process by which an interval formed by notes of longer value is expressed in notes of smaller value".[6]
- Divider (German: Teiler): consonant subdivision of a consonant interval: the octave can be divided at the fifth (fifth-divider, German: Quintteiler) and the fifth can be divided at the third (third-teiler, German: Terzteiler). Schenker had also imagined a divider at the fourth (or lower fifth),[7] but he apparently abandoned the concept after 1926, probably because it does not belong to the divided triad. Any III or V appearing as a fundamental within a scale-step at first is a divider; it may become the root of a chord ad a further level. See also Schenkerian analysis: The arpeggiation of the bass and the divider at the fifth.
E
- Elaboration: see Prolongation
F
Fernhören: see Structural hearing.
- First-order arpeggiation or Initial arpeggiation: arpeggiated motion leading to the primary tone of the fundamental line. The term has been proposed by Forte & Gilbert.[8] See also Schenkerian analysis: Initial ascent, initial arpeggiation.
- Foreground (German: Vordergrund): see Structural level
- Free Composition (German: freier Satz): Title of the American translation of Schenker's Der freie Satz.[9]
- Fundamental line (German: Urlinie): the melodic aspect of the fundamental structure, a stepwise descent from one of the triad notes to the tonic, with the bass arpeggiation being the harmonic aspect. The notion of the descending fundamental line belongs to the final version of Schenkerian theory, from 1930 onwards; fundamental (or, better, "primal") lines in Schenker's earlier writings at times were ascending.[10] The first note of the fundamental line is its primary tone. See also Schenkerian analysis: The fundamental line.
- Fundamental structure (German: Ursatz): "The background in music is represented by a contrapuntal structure which I have designated the fundamental structure".[11] It consists in the fundamental line counterpointed by the bass arpeggiation, together forming a counterpoint of the outer lines (German: Auẞensatz).
G
- ...
H
- Headnote: see Primary tone.
Hintergrund: see Background.
Höherlegung: see Register transfer
I
- Initial ascent (German: Anstieg): ascending motion leading to the primary tone of the fundamental line.
J
- ...
K
- Klang (music): The complex sound consisting of the first five notes of the harmonic series, suggesting a model for the major triad.
Kopfton: see Primary note.
Koppelung: see Coupling.
L
- Level: see Structural level.
- Linear progression (German: Auskomponierungszug or Zug): a passing note elaboration involving stepwise melodic motion in one direction between two harmonic tones.[12]
M
- Middleground (German: Mittelgrund): see Structural level
Mischung: see Mixture
Mittelgrund: see Middelground
- Mixture (German: Mischung): change of mode of the tonic (major to minor, minor to major).
N
- Neighbour note (German: Nebennote): nonchord tone that passes, usually stepwise, from a chord tone directly above or below it (which frequently causes the NN to create dissonance with the chord) and resolves to the same chord tone.
O
- Octave transfer: see Register transfer.
Obligate Lage: see Obligatory register.
- Obligatory register (German: obligate Lage): "No matter how far the composing-out may depart from its basic register [...], it nevertheless retains an urge to return to that register".[13] This urge is often fulfilled, but not always.
P
- Primary tone (German: Kopfton): the first tone of the Fundamental line. By definition, it is one of the three notes of the tonic triad, , or .
- Prolongation (German: Auskomponierung), Composing-out, Elaboration: the process in tonal music through which a pitch, interval, or consonant triad is able to govern spans of music when not physically sounding. Schenker himself appears to have used the German term Prolongation mainly to describe extensions of the laws of strict counterpoint to freer writing. Auskomponierung can be literally translated as "composing-out"; the German word is coined on the model of Ausarbeitung, "elaboration".
Q
- ...
R
- Reaching over (German: Übergreifen): elaboration by which a descending inner voice is placed above the (descending) upper voice by a register transfer. Successive reaching-over lines may produce an ascending motion. See List of Schenker's references to reaching over.
- Register transfer: ascending (German: Höherlegung) or descending (German: Tieferlegung) motion of one or several voices into a different octave (i.e. into a different register).
S
- Scale-step (German: Stufe): "The scale-step is a higher and more abstract unit [than that of triad]. At times it may even comprise several harmonies [...]; in other words: even if, under certain circumstances, a certain number of harmonies look like independent triads or seventh-chords, they may nonetheless add up, in their totality, to one single triad [...] and they would have to be subsumed under the concept of this triad [...] as a scale-step.[14]
Schicht: see Structural level.
Stimmtausch: see Voice exchange
- Strata (German: Schichten): term used by John Rothgeb to translate Schicht (see Structural level) in Oswald Jonas' Introduction to the Theory of Heinrich Schenker.[15]
- Structural hearing: title of the influential book by Felix Salzer.[16] The expression may derive from that of "long-distance hearing" (German: Fernhören), that Schenker used in Der Tonwille 1 and 2 (1921 and 1922)[17] and that Furtwängler quoted in his paper "Heinrich Schenker. Ein zeitgemäßes Problem" of 1947.[18]
- Structural level (German: Schicht): Schenker uses the term "level" mainly in the expression "voice-leading level", denoting the successive levels through which the fundamental structure develops to form the foreground. The expression "Structural level" appears to have been coined by Allen Forte.[19]
Stufe: see Scale step.
T
Teiler: see Divider.
Tieferlegung: see Register transfer.
- Tonal space: One of the most general principles of Schenkerian analysis: the intervals between the notes of the tonic triad form a tonal space that is filled with passing and neighbour notes, producing new triads and new tonal spaces, open for further elaborations until the surface of the work (the score) is reached.
U
Übergreifen: see Reaching over.
- Unfolding (German: Ausfaltung): the transformation of a single chord into a horizontal succession (see Arpeggiation), either when a tone of the upper voice and one of the inner voice are interconnected, or when a similar connection takes place in a succession of several chords.[20] See Coupling. See also Schenkerian analysis: Unfolding.
Urlinie: see Fundamental line.
- Urlinietafel: "Graph of the Urlinie", rhythmic reduction or the score with which Schenker often began his analyses. See also Schenkerian analysis: Schenkerian notation.
Ursatz:see Fundamental structure.
V
- Voice exchange (German: Stimmtausch): "A pattern that involves two and only two voices, a pattern in which the voices litterally exchange their pitches."[21] See also Schenkerian analysis: Voice exchange.
- Voice leading: "The study of voice leading is the study of the principles that govern the progression of the component voices of a composition both separately and in combination. In the Schenkerian tradition, this study begins with strict species counterpoint.[22]
Vordergrund: see Foreground.
W
- ...
Z
Zug: see Linear progression.
See also
References
- ↑ Schenker described the concept in a paper titled Erläuterungen (“Elucidations”), which he published four times between 1924 and 1926: Der Tonwille vol. 8–9, pp. 49–51, vol. 10, pp. 40–2; Das Meisterwerk in der Musik, vol. 1, pp. 201–5; 2, p. 193-7. English translation, Der Tonwille, vol. 2, p. 117-8 (the translation, although made from vols. 8–9 of the German original, gives as original pagination that of Das Meisterwerk 1; the text is the same). The concept of tonal space is still present in Free Composition, especially § 13, but less clearly than in the earlier presentation.
- ↑ Heinrich Schenker (1979). Free Composition, transl. Ernst Oster, § 21.
- ↑ Heinrich Schenker (1979), § 152.
- ↑ Heinrich Schenker (1979), § 267.
- ↑ Forte and Gilbert (1982). An Introduction to Schenkerian Analysis, p. 223. ISBN 9780393951929.
- ↑ Forte and Gilbert (1982), p.7.
- ↑ Heinrich Schenker (1923). "Bach’s Little Prelude No. 3 in C Minor, BWV 999", Der Tonwille 5, transl. J. Dubiel, Oxford University Press, 2004, note 7: "The upper or lower fifth of a chord, presenting itself by leap in the service of a passing motion or neighbor note, I call an upper- or lower-fifth [divider]" (the last word is missing in Dubiel's translation).
- ↑ Forte & Gilbert (1982), p. 153.
- ↑ Heinrich Schenker (1979).
- ↑ In one of his earliest descriptions, Schenker writes: "When looking at Urlinien, however, do not be disenchanted by the fact that they all resemble one another in their constant stepwise progressions, in their repetitions, or even in an up and down movement as regular as inhaling and exhaling". (Heinrich Schenker (1921), "The Urlinie: A preliminary remark", Der Tonwille 1, transl. Robert Snarrenberg, 2004, p. 22-23.) The first statement that the fundamental line must descend is in Heinrich Schenker (1930): "I designate the primal condition of the horizontal thus: the "Urlinie" as the first composing-out of the fundamental chord in one of the three possible tonal spaces of that chord, namely third, fifth or octave, falling conjunctly in accordance with the law of the passing note until it reaches the tonic note". ("Rameau or Beethoven?", Das Meisterwerk in der Musik III, transl. Ian Bent, 1997, p. 7-8.)
- ↑ Heinrich Schenker (1979), p. 4.
- ↑ Pankhurst, Tom (2008). Schenker Guide: A Brief Handbook and Website for Schenkerian Analysis, p.243 and 27. ISBN 0-415-97398-8.
- ↑ Heinrich Schenker (1979), § 268.
- ↑ Heinrich Schenker (1954) Harmony, Oswald Jonas ed., Elisabeth Mann Borgese transl., p. 139.
- ↑ Jonas, Oswald (1982). Introduction to the Theory of Heinrich Schenker, p.138. (1934: Das Wesen des musikalischen Kunstwerks: Eine Einführung in Die Lehre Heinrich Schenkers). Transl. John Rothgeb, p. 138. ISBN 0582282276.
- ↑ Felix Salzer (1952). Structural Hearing. Tonal Coherence in Music. New York, Boni, 2 vols.
- ↑ English translation, 2004, p. 22, 77, 82.
- ↑ Wilhelm Furtwängler (1954). Ton und Wort: Aufsätze und Vorträge 1918 bis 1954, Wiesbaden: Brockhaus, p. 198-204.
- ↑ Allen Forte (1959). "Schenker's Conception of Musical Structure", Journal of Music Theory 3, p. 4.
- ↑ Heinrich Schenker (1979), § 140.
- ↑ Forte & Gilbert (1982), p. 110.
- ↑ Forte & Gilbert (1982), p. 41.
External links
- "SchenkerGUIDE glossary", SchenkerGuide.com.
- "Glossary of Schenkerian Terms", SchenkerGuide.com.
- "Schenker-Analysis Glossary", McMaster.ca.
- "Vocabulaire de l'analyse schenkérienne", trilingual vocabulary (German, English, French), GDRM, ulaval.ca.
- "List of mentions of Übergreifen in Schenker's writings", Schenkerian pages of Luciane Beduschi and Nicolas Meeùs.
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