First Carlist War

Main article: Carlism
First Carlist War
Part of the Carlist Wars

The Battle of Mendigorría, 16 July 1835.
Date29 September 1833 – 13 May 1839
LocationSpain
Result

Liberal victory

Belligerents

Carlists

Supported by:
Miguel I of Portugal

Liberals

Supported by:
France
United Kingdom
Maria II of Portugal
Commanders and leaders
Casualties and losses
Carlists: 15,000-60,000 Liberals: 15,000-65,000
French: 7,700
British: 2,500
Portuguese: 50

The First Carlist War was a civil war in Spain from 1833 to 1839, fought between factions over the succession to the throne and the nature of the Spanish monarchy. It was fought between supporters of the regent, Maria Christina, acting for Isabella II of Spain, and those of the late king's brother, Carlos de Borbón (or Carlos V). The Carlists supported return to an absolute monarchy.

Historical background

At the beginning of the 18th century, Philip V, the first Bourbon king of Spain, promulgated the Salic Law, which declared illegal the inheritance of the Spanish crown by women. His purpose was to thwart the Habsburgs' regaining the throne by way of the female dynastic line.

A century later, Ferdinand VII of Spain had no male descendant, but two daughters, Isabella (later known as Isabella II of Spain) and Luisa Fernanda. So he promulgated the Pragmatic Sanction, to allow Isabella to become Queen after his death, returning to traditional rules of Spanish succession.

Without the Pragmática Sanción, Carlos de Borbón, the king's brother, would have normally become king. He and his followers, such as Secretary of Justice Francisco Tadeo Calomarde, pressed Ferdinand to change his mind. But the ill Ferdinand kept his decision and when he died on 29 September 1833, Isabella became the legitimate queen. As she was only a child, a regent was needed: her mother, Queen Consort Maria Christina was appointed.

At the beginning of the 19th century, the political situation in Spain was extremely problematic. During the Peninsula War, the Cortes met in Cádiz and elaborated the Spanish Constitution of 1812, at that point possibly the most modern and most liberal in the world. After the war, when Ferdinand VII returned to Spain, he annulled the constitution in the Manifest of Valencia, and became an absolute king, governing by decrees and restoring the Spanish Inquisition, abolished by Joseph I, brother of Napoleon I.

Spain's economic landscape was extremely dire. The 1805 Trafalgar Battle had all but shattered the Spanish navy, with the Peninsular War leaving the Spanish society overwhelmed by continuous warfare and badly damaged by looting. While the Spanish Empire collapsed, the maritime trade trickled to the Americas and Philippines, and Spain's military struggled to keep their colonies, with Mexico getting its independence in 1821. The customary overseas revenue to the metropolis was at a historic low, the royal coffers were empty. Financing and recruitment to the military became an overriding concern for the Spanish Crown, with the governments under King Ferdinand VII failing to provide new solutions and stability.

Towards the end of his life, Ferdinand made some concessions to the liberals, giving them hopes of a liberal rule. But there was a strong absolutist party which did not want to lose its position. Its members knew that regent Maria Christina and Isabella would make liberal reforms, so they looked for another candidate for the throne; and their natural choice, with the background of the Salic Law, was Ferdinand's brother Carlos. One historian has written:

the first Carlist war was fought not so much on the basis of the legal claim of Don Carlos, but because a passionate, dedicated section of the Spanish people favored a return to a kind of absolute monarchy that they felt would protect their individual freedoms (fueros), their regional individuality and their religious conservatism.[1]

A vivid summary of the war describes it as follows:

The Christinos and Carlists thirsted for each other's blood, with all the fierce ardour of civil strife, animated by the memory of years of mutual insult, cruelty, and wrong. Brother against brother – father against son – best friend turned to bitterest foe – priests against their flocks – kindred against kindred.[2]

The autonomy of Aragon, Valencia and Catalonia had been abolished in the 18th century by the Nueva Planta Decrees that created a centralised Spanish state. In the Basque Country, the kingdom status of Navarre and the separate status of Álava, Biscay, and Gipuzkoa were challenged in 1833 during the central government's one-sided territorial division of Spain. The resentment against the loss of autonomy was considerably strong.

Basque reasons for Carlist uprising

Zones under Carlist military control (dark orange) and areas where they found popular support (light orange)
The Basque districts during the First Carlist War period
Zumalacárregui carried off after being injured (1835)
Carlos' seat at Durango in 1837

Meanwhile, the Spanish courtiers wanted to suppress the Basque fueros and to move the customs borders to the Pyrenees. Since the 18th century, a new emergent class had an interest in weakening the powerful Basque nobles and their influence in commerce, including that extending throughout the world with the help of the Jesuit order.

The newly appointed Spanish courtiers supported some of the great powers against the Basques at least since the abolition of the Jesuit order and the Godoy regime. First they sided with the French Bourbons to suppress the Jesuits, following the formidable changes in North America after the victory of the United States in the American Revolutionary War and the subsequent loss of Spanish influence. Then Godoy sided with the English against the Basques in the War of the Pyrenees of 1793, and immediately afterwards with the French of Napoleon, also against the Basques. The English interest was to destroy, for as long as possible, Spanish commercial routes and power, which was mainly sustained by the Basque ports, commercial navy.

King Ferdinand VII found an important support base in the Basque Country. The 1812 Constitution of Cádiz suppressed the Basque home rule, speaking of a unified Spanish nation and rejecting the existence of the Basque nation, so the new Spanish king garnered the endorsement of the Basques as long as he respected the Basque institutional and legal framework.

Charles F. Henningsen, Michael B. Honan, or Edward B. Stephens, English writers and first-hand witnesses of the First Carlist War, spent time in the Basque districts during the Carlist engagement. They did not hide their sympathies for Carlos V's cause, one they regarded as representing the cause of the Basque home rule. Just the opposite, John Francis Bacon, an English diplomat based in the Liberal Bilbao during the Carlist investment of the city (1835), while also praising Basque governance, could no hide his hostility towards the Carlists, whom he regarded as "savages." He went on to contest his compatriots' approach, denying any connections of the Carlist cause to the defense of the Basque liberties, and considering that Carlos V the pretender would be quick to erode or suppress them as soon as he rose to the Spanish throne. He also deems a Liberal government like the one led by Isabella II of Spain as more inclined to respect the Basque liberties.

The privileges of the Basque provinces are odious to the Spanish nation, of which Charles is so well aware, that if he was king of Spain next year, he would quickly find excuses for infringing them, if not their total abolition. A representative government will endeavour to raise Spain to a level with the Basque provinces, – a despot, to whom the very name of freedom is odious, would strive to reduce the provinces to the same low level with the rest.[3]

Similar to what John Adams had pointed 60 years before, John F. Bacon (Six years in Biscay..., 1838) considers the Basques living to the north of the Ebro river as free citizens, as compared to the Spanish whom he sees as "a mere flock" liable to be mistreated by their masters. For Edward B. Stephens, the Basques were fighting at once for their own sources of legitimacy, their practical freedom, for the rights of their sovereign, and their own constitutional foundations.[4] The excellence of the Basque home rule and its republican character is also highlighted by other authors, such as Wentworth Webster.[5] A deeper insight into the Basques and their relation to the Spanish during this period is offered by Sidney Crocker and Bligh Barker (1839), stating that:

the Vasques, or as they term themselves, the Escaldunes, do not consider themselves Spaniards, and differ widely from them, in character and language.[6]

The interests of the Basque liberals were divided. On the one side, fluent cross-Pyrenean trade with other Basque districts and France was highly valued, as well as unrestricted overseas transactions. The former had been strong up to the French Revolution, especially in Navarre, but the new French national arrangement (1790) had abolished the separate legal and fiscal status of the French Basque districts. Despite difficulties, on-off trade continued during the period of uncertainty prevailing under the French Convention, the War of the Pyrenees (1793-1795), Manuel Godoy's tenure in office, and the Peninsular War. Eventually, Napoleonic defeat left cross-border commercial activity struggling to take off after 1813.

Overseas commerce was badly affected by the end of the Guipuzcoan Company of Caracas (1785), the French-Spanish defeat at the Battle of Trafalgar (1805), independence movements in Latin America, the destruction of San Sebastián (1813), and the eventual breakup of the Royal Philippine Company (1814). By 1826 all the grand Spanish (including the Basque) fleet of the late 18th century with its renowned Basque navigators was gone for the benefit of the British Empire, and with it, the Atlantic vocation of the Enlightened Spain.[7]

Notwithstanding the ideology of Basque liberals, overall supportive of home rule, the Basques were getting choked by the above circumstances and customs on the Ebro, on account of the high levies enforced on them by the successive Spanish governments after 1776. Many Basque liberals advocated in turn for the relocation of the Ebro customs to the Pyrenees, and the encouragement of a Spanish market.

On Ferdinand VII's death in 1833, the minor Isabella II was proclaimed queen, with Maria Christina acting as regent. In November, a new Spanish institutional arrangement was designed by the incoming government in Madrid, homogenising Spanish administration according to provinces and conspicuously overruling Basque institutions. Anger and disbelief spread in the Basque districts.

The contenders

The people of the western Basque provinces (ambiguously called "Biscay" up to that point) and Navarre sided with Carlos because ideologically Carlos was close to them and more importantly because he was willing to uphold Basque institutions and laws. Some historians claim that the Carlist cause in the Basque Country was a pro-fueros cause, but others (Stanley G. Payne) contend that no connection to the emergence of Basque nationalism can be postulated. Many supporters of the Carlists cause believed a traditionalist rule would better respect the ancient region specific institutions and laws established under historical rights. Navarre and the rest of the Basque provinces held their customs on the Ebro river. Trade had been strong with France (especially in Navarre) and overseas up to the Peninsular War (up to 1813), but getting sluggish thereafter.

Another important reason for the massive mobilisation of the western Basque provinces and Navarre for the Carlist cause was the tremendous influence of the Basque clergy in the society, one that still addressed to them in their own language, Basque, unlike school and administration, institutions where Spanish had been imposed by then. The Basque pro-fueros liberal class under the influence of the Enlightenment and ready for independence from Spain (and initially at least allegiance to France) was put down by the Spanish authorities at the end of the War of the Pyrenees (San Sebastián, Pamplona, etc.). As of then, the strongest partisans of the region specific laws were the rural based clergy, nobility and lower classopposing new liberal ideas largely imported from France. Salvador de Madariaga, in his book Memories of a Federalist (Buenos Aires, 1967), accused the Basque clergy of being "the heart, the brain and the root of the intolerance and the hard line" of the Spanish Catholic Church.

Meanwhile, in Catalonia and Aragón, the people saw the chance of recovering their foral rights, which were lost after the Spanish Succession War when Philip V defeated the armies that fought for Archduke Karl of Austria, the other candidate to the throne after the death of Charles II of Spain. Carlos never addressed the issue of the foral rights.

On the other side, the liberals and moderates united to defend the new order represented by María Cristina and her three-year-old daughter, Isabella. They controlled the institutions, almost the whole army, and the cities; the Carlist movement was stronger in rural areas. The liberals had the crucial support of United Kingdom, France and Portugal, support that was shown in the important credits to Cristina's treasury and the military help from the British (British Legion or Westminster Legion under General de Lacy Evans), the French (the French Foreign Legion), and the Portuguese (a Regular Army Division, under General Barão das Antas). The Liberals were strong enough to win the war in two months. But, an inefficient government and the dispersion of the Carlist forces gave Carlos time to consolidate his forces and hold out for almost seven years in the northern and eastern provinces.

As Paul Johnson has written, "both royalists and liberals began to develop strong local followings, which were to perpetuate and transmute themselves, through many open commotions and deceptively tranquil intervals, until they exploded in the merciless civil war of 1936-39."[8]

The combatants

Carlist forces

Both sides raised special troops during the war. The Liberal side formed the volunteer Basque units known as the Chapelgorris, while Tomás de Zumalacárregui created the special units known as aduaneros. Zumalacárregui also formed the unit known as Guías de Navarra from Liberal troops from La Mancha, Valencia, Andalusia and other places who had been taken prisoner at the Battle of Alsasua (1834). After this battle, they had been faced with the choice of joining the Carlist troops or being executed.

The term Requetés was at first applied to just the Tercer Batallón de Navarra (Third Battalion of Navarre) and subsequently to all Carlist combatants.

The war attracted independent adventurers, such as the Briton C. F. Henningsen, who served as Zumalacárregui's chief bodyguard (and later was his biographer), and Martín Zurbano, a contrabandista or smuggler, who:

soon after the commencement of the war sought and obtained permission to raise a body of men to act in conjunction with the queen's troops against the Carlists. His standard, once displayed, was resorted to by smugglers, robbers, and outcasts of all descriptions, attracted by the prospect of plunder and adventure. These were increased by deserters...[9]

About 250 foreign volunteers fought for the Carlists; the majority were French monarchists, but they were joined by men from Portugal, Britain, Belgium, Piedmont, and the German states.[10] Friedrich, Prince of Schwarzenberg fought for the Carlists, and had taken part in the French conquest of Algeria and the Swiss civil war of the Sonderbund. The Carlists' ranks included such men as Prince Felix Lichnowsky, Adolfo Loning, Baron Wilhelm Von Radhen and August Karl von Goeben, all of whom later wrote memoirs concerning the war.[10]

Liberal forces

The Liberal generals, such as Vicente Genaro de Quesada and Marcelino de Oraá Lecumberri, were often veterans of the Peninsular War, or of the wars resulting from independence movements in South America. For instance, Jerónimo Valdés participated in the battle of Ayacucho (1824).

Both sides executed prisoners of war by firing squad; the most notorious incident occurred at Heredia, when 118 Liberal prisoners were executed by order of Zumalacárregui. The British attempted to intervene, and through Lord Eliot, the Lord Eliot Convention was signed on April 27–28, 1835.

The treatment of prisoners of the First Carlist War became regulated and had positive effects. A soldier of the British Legion wrote:

The British and Chapelgorris who fell into their hands [the Carlists], were mercilessly put to death, sometimes by means of tortures worthy of the North American Indians; but the Spanish troops of the line were saved by virtue, I believe, of the Eliot treaty, and after being kept for some time in prison, where they were treated with sufficient harshness, were frequently exchanged for an equal number of prisoners made by the Christinos.[11]
However, Henry Bill, another contemporary, wrote that, although "it was mutually agreed upon to treat the prisoners taken on either side according to the ordinary rules of war, a few months only elapsed before similar barbarities were practiced with all their former remorselessness."[12]

The war in the Northern Front

Theater of operations of the Liberal Army of the North, May 1836
Basque, Catalan, and Valencian Carlist outbreaks, as well as military expeditions across the north-east of Spain

The war was long and hard, and the Carlist forces (labeled "the Basque army" by John F. Bacon) achieved important victories in the north under the direction of the brilliant general Tomás de Zumalacárregui. The Basque commander swore an oath to uphold home rule in Navarre (fueros), subsequently being proclaimed commander in chief of Navarre. The Basque regional governments of Biscay, Álava, and Gipuzkoa followed suit by pledging obedience to Zumalacárregui. He took to the bush in the Amescoas (to become the Carlist headquarters, next to Estella-Lizarra), there making himself strong and avoiding the harassment of the Spanish forces loyal to Maria Christina (Isabella II). 3,000 volunteers with no resources came to swell his forces.

In summer 1834, Liberal (Isabeline) forces set fire to the Sanctuary of Arantzazu and a convent of Bera, while Zumalacárregui showed his toughest side when he had volunteers refusing to advance over Etxarri-Aranatz executed. The Carlist cavalry engaged and defeated in Viana an army sent from Madrid (14 September 1834), while Zumalacárregui's forces descended from the Basque Mountains over the Álavan Plains (Vitoria), and prevailed over general Manuel O'Doyle. The veteran general Espoz y Mina, a Liberal Navarrese commander, attempted to drive a wedge between the Carlist northern and southern forces, but Zumalacárregui's army managed to hold them back (late 1834).

In January 1835, the Carlists took over Baztan in an operation where the general Espoz y Mina narrowly escaped a severe defeat and capture, while the local Liberal Gaspar de Jauregi Artzaia ('the Shepherd') and his chapelgorris were neutralized in Zumarraga and Urretxu. By May 1835, virtually all Gipuzkoa and seigneury of Biscay were in Carlist hands. Opposing his advisers and Zumalacárregui's plan, Carlos V decided to conquer Bilbao, defended by the British navy. With such an important city in his power, the Prussian or Russian Tsarist banks would give him credit to win the war; one of the most important problems for Carlos was a lack of funds.

In the siege of Bilbao, Zumalacárregui was wounded in the leg by a stray bullet. The wound was not serious, he was treated by a number of doctors, famously by Petrikillo (nowadays meaning in Basque 'quack' or 'dodgy healer'). The relationship of the pretender to the throne and the commander in chief was at least distant; not only had they differed in operative strategy, but Zumalacárregui's popularity could undermine Carlos' own authority, as in the early stages of war, the Basque general was offered the crown of Navarre and the lordship of Biscay as king of the Basques.[13] The injury did not heal properly, and finally General Zumalacárregui died on June 25, 1835. Many historians believe the circumstances of his death were suspicious, and have noted that the general had many enemies in the Carlist court; however, to date no further light has been shed on this point.

In the European theatre all the great powers backed the Isabeline army, as many British observers wrote in their reports. Meanwhile, in the east, Carlist general Ramón Cabrera held the initiative in the war, but his forces were too few to achieve a decisive victory over the Liberal forces loyal to Madrid. In 1837 the Carlist effort culminated in the Royal Expedition, which reached the walls of Madrid, but subsequently retreated after the Battle of Aranzueque.

The war in the Southern Front

In the south, the Carlist general Miguel Gómez Damas attempted to establish a strong position there for the Carlists, and he left Ronda on November 18, 1836, entering Algeciras on November 22. But, after Gómez Damas departed from Algeciras, he was defeated by Ramón María Narváez y Campos at the Battle of Majaceite. An English commentator wrote that "it was at Majaciete that [Narváez] rescued Andalucía from the Carlist invasion by a brilliant coup de main, in a rapid but destruction action, which will not readily be effaced from the memory of the southern provinces."[14]

At Arcos de la Frontera, the Liberal Diego de Leon managed to detain a Carlist column by his squadron of 70 cavalry until Liberal reinforcements arrived.

Ramon Cabrera had collaborated with Gómez Damas in the expedition of Andalusia where, after defeating the Liberals, he occupied Córdoba and Extremadura. He was pushed out after his defeat at Villarrobledo in 1836.

The end of war

The Embrace of Bergara put an end to the First Carlist War in the Basque Country (1839)

After the death of Zumalacárregui in 1835, the Liberals slowly regained the initiative but were not able to win the war in the Basque districts until 1839. They failed to recover the Carlist fortress of Morella and suffered a defeat at the Battle of Maella (1838).

The war effort had taken a heavy toll on Basque economy and regional public finances with a population shaken by a myriad of war related plightshuman losses, poverty, diseaseand tired with Carlos' own absolutist ambitions and disregard for their self-government. The moderate Jose Antonio Muñagorri negotiated as of 1838 a treaty in Madrid to put an end to war ("Peace and Fueros") leading to the Embrace of Bergara (also Vergara), ratified by Basque moderate liberals and disaffected Carlists across all the main cities and countryside.

The war in the Basque Country ended with the Convenio de Bergara, also known as the Abrazo de Bergara ("the Embrace of Bergara", Bergara in Basque) on 31 August 1839, between the Liberal general Baldomero Espartero, Count of Luchana and the Carlist General Rafael Maroto. Some authors have written that General Maroto was a traitor who forced Carlos to accept the peace with little focus as to the precise context in the Basque Country.

In the east, General Cabrera continued fighting, but when Espartero conquered Morella and Cabrera in Catalonia (30 May 1840), the fate of the Carlists was sealed. Espartero progressed to Berga, and by mid-July 1840 the Carlist troops had to flee to France. Considered a hero, Cabrera returned to Portugal in 1848 for the Second Carlist War.

Consequences

Spain in 1854. It shows what areas remained with different law, tax and military draft systems after the First Carlist War, merged into a sole Spanish jurisdiction after the Third Carlist War (1876)

The Embrace of Bergara (1839) put an end to war in the Basque districts. The Basques managed to keep a reduced version of their previous home rule (taxation, military draft) in exchange for their unequivocal incorporation into Spain, now centralized, and divided into provinces.

The Embrace of Bergara was ratified in Pamplona, but in 1841 a separate treaty was signed by officials of the Government of Navarre (the Diputación), such as the Liberal Yanguas y Miranda, without the mandatory approval of the parliament of the kingdom (the Cortes). That compromise (called later the Ley Paccionada, the Compromise Act) accepted further curtailments to self-government, and more importantly officially turned the Kingdom of Navarre into a province of Spain. The end of the First Carlist War brought definitely the Ebro customs over to the Pyrenees and the coast, with the region being gripped by a wave of famine, and many taking to overseas emigration at either side of the Basque Pyrenees, to America.

Battles of the First Carlist War (Chronology)

References

  1. Bradley Smith, Spain: A History in Art (Gemini-Smith, Inc., 1979), 259.
  2. "Evenings at Sea," Blackwood's Edinburgh Magazine, Vol. 48, July–December 1840 (T. Cadell and W. Davis, 1840), 42.
  3. John Francis Bacon, quoted in Santiago, Leoné (2008). "Before and after the Carlist war: Changing images of the Basques" (PDF). RIEV (Revista Internacional de Estudios Vascos (EuskoMedia Fundazioa) 2: 59. ISBN 978-84-8419-152-0. Retrieved 23 December 2014.
  4. Stephens, Edward.B. 1837 (1), p. 15
  5. Esparza Zabalegi, Jose Mari (2012). Euskal Herria Kartografian eta Testigantza Historikoetan. Euskal Editorea SL. p. 94. ISBN 978-84-936037-9-3.
  6. Crocker&Barker (1838), quoted in Santiago, Leoné (2008). "Before and after the Carlist war: Changing images of the Basques" (PDF). RIEV (Revista Internacional de Estudios Vascos (EuskoMedia Fundazioa) 2: 59. ISBN 978-84-8419-152-0. Retrieved 23 December 2014.
  7. Cayuela Fernández, José (2006). "Los marinos vascos en Trafalgar" (PDF). Itsas Memoria.Revista de Estudios Marítimos del País Vasco (Untzi Museoa/Museo Naval) (5): 415, 431. Retrieved 6 January 2015.
  8. Paul Johnson, The Birth of the Modern World: Society 1815-1830 (New York: HarperCollins, 1991), 660.
  9. "A Night Excursion with Martin Zurbano", Blackwood's Edinburgh Magazine, Vol. 48, July–December 1840 (T. Cadell and W. Davis, 1840), 740.
  10. 10.0 10.1 19th Century bibliography of military history in the Basque Country
  11. Charles William Thompson, Twelve Months in the British Legion, by an Officer of the Ninth Regiment (Oxford University, 1836), 129.
  12. Henry Bill, The History of the World (1854), 142.
  13. Zumalacárregui y el Independentismo vasco
  14. T. M. Hughes, Revelations of Spain in 1845 (London: Henry Colburn, 1845), 124.

Further reading

In Spanish

In Portuguese

In French

External links

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