First-past-the-post voting

A first-past-the-post (abbreviated FPTP or FPP) election is one that is won by the candidate receiving more votes than any others. It is a common, but not universal, feature of electoral systems with single-member legislative districts, and generally results over time in a two-party competition.

Overview

The first-past-the-post voting method is one of the several plurality voting systems.

Confusion in terminology often exists between highest vote, majority vote and plurality voting systems. All three use a first-past-the-post voting method, but there are subtle differences in the method of execution.[1] First-past-the-post voting is also used in two-round systems and some exhaustive ballots.

First-past-the-post voting methods can be used for single and multiple member elections. In a single member election the candidate with the highest number, not necessarily a majority, of votes is elected. The two-round ("runoff") voting system uses a first-past-the-post voting method in each of the two rounds. The first round determines which two candidates will progress to the second, final round ballot.

In a multiple member first-past-the-post ballot, the first number of candidates, in order of highest vote, corresponding to the number of positions to be filled are elected. If there are six vacancies then the first six candidates with the highest vote are elected. A multiple selection ballot where more than one candidate can be voted for is also a form of first-past-the-post voting in which voters are allowed to cast a vote for as many candidates as there are vacant positions; the candidate(s) with the highest number of votes is elected.

The Electoral Reform Society is a political pressure group based in the United Kingdom which advocates abolishing the First Past the Post system (FPTP) for all national and local elections. It argues FPTP is "bad for voters, bad for government and bad for democracy". It is the oldest organisation concerned with electoral systems in the world.[2]

As of 2014 all U.S. States other than Maine and Nebraska use a winner-take-all form of simple plurality, first-past-the-post voting, to appoint the electors of the Electoral College. Under the typical system, the presidential candidate gaining the highest number of votes wins all of the state's available electors, regardless of the number or share of votes won, or the difference separating the leading candidate and the first runner-up.[3]

Example

 Summary of the 27 August 2011 Singaporean presidential election results[4][5]
Candidate Symbol & party Results
Votes Percentage (%)
Tony Tan Keng Yam
Nonpartisan 745,693 35.20
 
Tan Cheng Bock
Nonpartisan 738,311 34.85
 
Tan Jee Say
Nonpartisan 530,441 25.04
 
(Loses deposit)[6] Tan Kin Lian
Nonpartisan 104,095 4.91
 
Valid votes 2,118,540 98.24
Rejected votes 37,849 1.76
Total vote cast 2,156,389 100.00
Electorate / turnout rate 2,274,773 94.80

Under a first-past-the-post voting system the highest polling candidate (or a group of candidates for some cases) is elected. In this real-life example, Tony Tan obtained a greater number than the other candidates, and so was declared the winner.

Effects

The effect of a system based on single seat constituencies is that the larger parties gain a disproportionately large share of seats, while smaller parties are left with a disproportionately small share of seats. For example, the 2005 UK General election results in Great Britain were as follows:

Summary of the 5 May 2005 House of Commons of the United Kingdom election results (parties with more than one seat; not incl. N. Ireland)

 
Seats
This table indicates those parties with over one seat, Great Britain only		 Seats % Votes % Votes
Labour Party 35556.536.19,552,436
Conservative Party 19831.533.28,782,192
Liberal Democrats 629.922.65,985,454
Scottish National Party 61.01.6412,267
Plaid Cymru 30.50.7174,838
Others 40.65.71,523,716
628 26,430,908

It can be seen that Labour took a majority of seats, 57%, with only 36% of the vote. The largest two parties took 69% of votes and 88% of seats. Meanwhile, the smaller Liberal Democrat party took over a fifth of votes but only about a tenth of the seats in parliament.

Criticisms

Tactical voting

To a greater extent than many other electoral methods, the first-past-the-post system encourages tactical voting. Voters have an incentive to vote for one of the two candidates they predict are most likely to win, even if they would prefer another of the candidates to win, because a vote for any other candidate will likely be "wasted" and have no impact on the final result.

The position is sometimes summed up, in an extreme form, as "All votes for anyone other than the second place are votes for the winner", because by voting for other candidates, they have denied those votes to the second place candidate who could have won had they received them. Following the extremely close 2000 U.S. presidential election, some supporters of Democratic candidate Al Gore believed he lost the election to Republican George W. Bush because a portion of the electorate (2.7%) voted for Ralph Nader of the Green Party, and exit polls indicated that more of these voters would have preferred Gore (45%) to Bush (27%), with the rest not voting in Nader's absence.[7]

In Puerto Rico, there are three principal voter groups: the Independentistas (pro-independence), the Populares (pro-commonwealth), and the Estadistas (pro-statehood). Historically, there has been a tendency for Independentista voters to elect Popular candidates and policies. This phenomenon is responsible for some Popular victories, even though the Estadistas have the most voters on the island. It is so widely recognised that the Puerto Ricans sometimes call the Independentistas who vote for the Populares "melons", because the fruit is green on the outside but red on the inside (in reference to the party colors).

Because voters have to predict in advance who the top two candidates will be, results can be significantly distorted:

Proponents of other single-winner voting systems argue that their proposals would reduce the need for tactical voting and reduce the spoiler effect. Examples include the commonly used two-round system of runoffs and instant runoff voting, along with less tested systems such as approval voting and Condorcet methods.

Effect on political parties

A graph showing the difference between the popular vote and the number of seats won by major political parties at the United Kingdom general election, 2005

Duverger's law is an idea in political science which says that constituencies that use first-past-the-post systems will become two-party systems, given enough time. Economist Jeffrey Sachs explains:

The main reason for America's majoritarian character is the electoral system for Congress. Members of Congress are elected in single-member districts according to the "first-past-the-post" (FPTP) principle, meaning that the candidate with the plurality of votes is the winner of the congressional seat. The losing party or parties win no representation at all. The first-past-the-post election tends to produce a small number of major parties, perhaps just two, a principle known in political science as Duverger's Law. Smaller parties are trampled in first-past-the-post elections.
—from Sachs' The Price of Civilization, 2011[8]

First-past-the-post tends to reduce the number of viable political parties to a greater extent than most other methods, thus making it more likely that a single party will hold a majority of legislative seats. (In the United Kingdom, 18 out of 23 general elections since 1922 have produced a single party majority government.)

FPTP's tendency toward fewer parties and more frequent one-party rule can potentially produce a government that may not consider as wide a range of perspectives and concerns. It is entirely possible that a voter will find that all major parties agree on a particular issue. In this case, the voter will not have any meaningful way of expressing a dissenting opinion through his or her vote.

As fewer choices are offered to the voters, voters may vote for a candidate with whom they largely disagree so as to oppose a candidate with whom they disagree even more (See tactical voting above). The downside of this is that candidates will less closely reflect the viewpoints of those who vote for them.

It may also be argued that one-party rule is more likely to lead to radical changes in government policy that are only favoured by a plurality or bare majority of the voters, whereas multi-party systems usually require greater consensus in order to make dramatic changes.

Wasted votes

Wasted votes are votes cast for losing candidates or votes cast for winning candidates in excess of the number required for victory. For example, in the UK general election of 2005, 52% of votes were cast for losing candidates and 18% were excess votes – a total of 70% wasted votes. This is perhaps the most fundamental criticism of FPTP, that a large majority of votes may play no part in determining the outcome. This "winner-takes-all" system may be one of the reasons why "voter participation tends to be lower in countries with FPTP than elsewhere."[9]

Gerrymandering

Diagrams with dots.
Dots represent voters; lines represent electoral districts. The diagram to the left represents a fair (ungerrymandered) election. the other diagram shows how gerrymandering can tilt the odds to favor one side.

Because FPTP permits many wasted votes, an election under FPTP is easily gerrymandered. Through gerrymandering, constituencies are deliberately designed to unfairly increase the number of seats won by one party at the expense of another.

For example, suppose that governing Blue-dot party wishes to reduce the seats that will be won by opposition Red-dot party in the next election. It creates a number of constituencies in each of which the Red-dot party has an overwhelming majority of votes (such as the district in the lower left hand corner.) The Red-dot party will win these seats, but a large number of its voters will waste their votes. Then the rest of the constituencies are designed with small majorities for the Blue-dot party. Few Blue-dot votes are wasted, and the Blue-dot party will win a large number of seats by small margins. As a result of the gerrymander, the Red-dot party's seats have cost it more votes than the Blue-dot party's seats. In the diagram, after the gerrymander, the Blue-dot party will win three seats and the Red-dot party only one seat, despite the existence of an equal number of voters overall for both parties.

Manipulation charges

The presence of spoilers often gives rise to suspicions that manipulation of the slate has taken place. The spoiler may have received incentives to run. A spoiler may also drop out at the last moment, inducing charges that such an act was intended from the beginning.

Disproportionate influence of smaller parties

Smaller parties can disproportionately change the outcome of an FPTP election by swinging what is called the 50-50% balance of two party systems, by creating a faction within one or both ends of the political spectrum which shifts the winner of the election from an absolute majority outcome to a simple majority outcome favouring the previously less favoured party. In comparison, for electoral systems using proportional representation small groups win only their proportional share of representation. However in PR systems, small parties can become decisive in Parliament so gaining a power of blackmail against the Government, a problem which is generally reduced by the FPTP system.[10][11]

Voting system criteria

Scholars rate voting systems using mathematically derived voting system criteria, which describe desirable features of a system. No ranked preference method can meet all of the criteria, because some of them are mutually exclusive, as shown by statements such as Arrow's impossibility theorem and the Gibbard-Satterthwaite theorem.[12]

Majority criterion

Yes The majority criterion states that "if one candidate is preferred by a majority (more than 50%) of voters, then that candidate must win".[13] First-past-the-post meets this criterion (though not the converse: a candidate does not need 50% of the votes in order to win). Although the criterion is met for each constituency vote, it is not met when adding up the total votes for a winning party in a parliament.

Condorcet winner criterion

[14] The Condorcet winner criterion states that "if a candidate would win a head-to-head competition against every other candidate, then that candidate must win the overall election". First-past-the-post does not[14] meet this criterion.

Condorcet loser criterion

[14] The Condorcet loser criterion states that "if a candidate would lose a head-to-head competition against every other candidate, then that candidate must not win the overall election". First-past-the-post does not[14] meet this criterion.

Independence of irrelevant alternatives criterion

The independence of irrelevant alternatives criterion states that "the election outcome remains the same even if a candidate who cannot win decides to run." First-past-the-post does not meet this criterion.

Independence of clones criterion

The independence of clones criterion states that "the election outcome remains the same even if an identical candidate who is equally-preferred decides to run." First-past-the-post does not meet this criterion.

List of the countries currently following FPTP system[15]

See also

References

  1. ↑ http://www.fairvote.org/fvo-glossary
  2. ↑
  3. ↑ electoral college at archives.gov
  4. ↑ Presidential Elections Results. Singapore Elections Department. 28 August 2011.
  5. ↑ Polling Day Voter Turnout. Singapore Elections Department. 28 August 2011.
  6. ↑ Koh, Hui Theng. "He was outflanked". AsiaOne. Singapore Press. Retrieved 28 September 2012.
  7. ↑ Rosenbaum, David E. (2004-02-24). "THE 2004 CAMPAIGN: THE INDEPENDENT; Relax, Nader Advises Alarmed Democrats, but the 2000 Math Counsels Otherwise". New York Times. Retrieved 2010-05-08.
  8. ↑ Sachs, Jeffrey (2011). The Price of Civilization. New York: Random House. p. 107. ISBN 978-1-4000-6841-8.
  9. ↑ Drogus, Carol Ann (2008). Introducing comparative politics: concepts and cases in context. CQ Press. p. 257. ISBN 978-0-87289-343-6.
  10. ↑ Ilan, Shahar. "about blackmail power of Israeli small parties under PR". Haaretz.com. Retrieved 2010-05-08.
  11. ↑ "Dr.Mihaela Macavei, University of Alba Iulia." (PDF). Retrieved 2010-05-08.
  12. ↑ David Austen-Smith and Jeffrey Banks, "Monotonicity in Electoral Systems", American Political Science Review, Vol 85, No 2 (Jun. 1991)
  13. ↑ Single-winner Voting Method Comparison Chart "Majority Favorite Criterion: If a majority (more than 50%) of voters consider candidate A to be the best choice, then A should win."
  14. ↑ 14.0 14.1 14.2 14.3 Felsenthal, Dan S. (2010) Review of paradoxes afflicting various voting procedures where one out of m candidates (m ≥ 2) must be elected. In: Assessing Alternative Voting Procedures, London School of Economics and Political Science, London, UK.
  15. ↑ http://www.idea.int/esd/type.cfm?electoralSystem=FPTP

External links