Federal Food, Drug, and Cosmetic Act

Federal Food, Drug, and Cosmetic Act

Long title	To prohibit the movement in interstate commerce of adulterated and misbranded food, drugs, devices, and cosmetics, and for other purposes.
Acronyms (colloquial)	FFDCA, "FD&C Act"
Enacted by	the 75th United States Congress
Citations
Public Law	75-717
Statutes at Large	52 Stat. 1040
Codification
Acts repealed	Pure Food and Drug Act
Titles amended	21 U.S.C.: Food and Drugs
U.S.C. sections created	21 U.S.C. ch. 9 § 301 et seq.
Legislative history
Introduced in the Senate as S. 5 by Royal Copeland (D–NY) on March 5, 1938 Committee consideration by Committee on Interstate and Foreign Commerce Passed the House on June 1, 1938 (amended and passed) Passed the Senate on June 2, 1938 (disagreed) Reported by the joint conference committee on June 11, 1938; agreed to by the House on June 15, 1938 (agreed) and by the Senate on June 15, 1938 (agreed) Signed into law by President Franklin D. Roosevelt on June 25, 1938
Major amendments
1951 Food, Drug, and Cosmetics Act Amendments, PL 82–215, 65 Stat 648 1962 Food, Drug, and Cosmetics Act Amendments, PL 87–781, 76 Stat 780 Fair Packaging and Labeling Act, PL 89–755, 80 Stat 1296 Medical Device Regulation Act, PL 94–295, 90 Stat 539 Radiation Control for Safety and Health Act, PL 90-602, 82 Stat 1173 Drug Price Competition and Patent Term Restoration Act of 1984, PL 98-471, 98 Stat 1585 Nutrition Labeling and Education Act (1990), PL 101-535, 104 Stat 2353 Safe Medical Device Amendments of 1990, PL 101-629, 104 Stat 4511 Food and Drug Administration Revitalization Act (1990), PL 101-635, 104 Stat 4583 Dietary Supplement Health and Education Act (1994), PL 103-417, 108 Stat 4332 Food and Drug Administration Modernization Act of 1997, PL 105-115, 111 Stat 2296 Food and Drug Administration Amendments Act of 2007, PL 110-85, 121 Stat 823[1]

The United States Federal Food, Drug, and Cosmetic Act (abbreviated as FFDCA, FDCA, or FD&C), is a set of laws passed by Congress in 1938 giving authority to the U.S. Food and Drug Administration (FDA) to oversee the safety of food, drugs, and cosmetics. A principal author of this law was Royal S. Copeland, a three-term U.S. Senator from New York.^[2] In 1968, the Electronic Product Radiation Control provisions were added to the FD&C. Also in that year the FDA formed the Drug Efficacy Study Implementation (DESI) to incorporate into FD&C regulations the recommendations from a National Academy of Sciences investigation of effectiveness of previously marketed drugs.^[3] The act has been amended many times, most recently to add requirements about bioterrorism preparations.

The introduction of this act was influenced by the death of more than 100 patients due to a sulfanilamide medication where diethylene glycol was used to dissolve the drug and make a liquid form.^[4] See Elixir Sulfanilamide disaster. It replaced the earlier Pure Food and Drug Act of 1906.

Contents

The FDC Act has ten chapters:^[5]

I. Short Title

II. Definitions

• 201(f) is the definition for a food, which explicitly includes chewing gum
• 201(g) is the definition for a drug
• 201(h) is the definition for a medical device
• 201(s) is the definition of a food additive
• 201(ff) is the definition of a dietary supplement

III. Prohibited Acts and Penalties

This section contains both civil law and criminal law clauses. Most violations under the act are civil, though repeated, intentional, and fraudulent violations are covered as criminal law. All violations of the FD&C Act require interstate commerce because of the commerce clause, but this is often interpreted broadly and few products other than raw produce are considered outside of the scope of the act.

Notably, the FD&C Act uses strict liability due to the Dotterweich^[6] and Park^[7] Supreme Court cases. It is one of a very small number of criminal statutes that does.

IV. Food

There is a distinction in food adulteration between those that are added and those that are naturally present. Substances that are added are held to a stricter "may render (it) injurious to health" standard, whereas substances that are naturally present need only be at a level that "does not ordinarily render it injurious to health"^[8]

V. Drugs and Devices

• 505 is the description of the drug approval process
• 510(k) is the section that allows for clearance of class II medical devices
• 515 is the description of the (class III) device approval process

VI. Cosmetics

VII. General Authority

• 704 allows inspections of regulated entities. Inspection results are reported on Form 483.

VIII. Imports and Exports

IX. Tobacco Products

X. Miscellaneous

Food coloring

The FD&C is perhaps best known by the consumer because of its use in the naming of food coloring additives, such as "FD&C Yellow No. 6." The Act made the certification of some food color additives mandatory. Some food colorings are generally recognized as safe (GRAS) by the FDA and do not require certification.^[9]

The FDA lists nine FD&C (Food, Drugs & Cosmetics) certified color additives for use in foods in the United States, and numerous D&C (Drugs & Cosmetics) colorings allowed only in drugs for external application or cosmetics. Color additives derived from natural sources, such as vegetables, minerals or animals, and artificial counterparts of natural derivatives, are exempt from certification. Both artificial and naturally derived color additives are subject to rigorous standards of safety before their approval for use in foods.^[10]

Certifiable colors

Name	Common name	Color	Comment
FD&C Blue No. 1	Brilliant Blue FCF	bright blue
FD&C Blue No. 2	Indigotine	royal blue
FD&C Green No. 3	Fast Green FCF	sea green
FD&C Red No. 3	Erythrosine	cherry red
FD&C Red No. 40	Allura Red AC	orange-red
FD&C Yellow No. 5	Tartrazine	lemon yellow
FD&C Yellow No. 6	Sunset Yellow FCF	orange
Orange B			Restricted to specific uses[11]
Citrus Red No. 2			Restricted to specific uses[12]

There are also "D&C" colors that are only approved for use in pharmaceuticals for external application and cosmetics.^[13]

Food additives

The FFDCA requires producers of food additives to demonstrate to a reasonable certainty that no harm will result from the intended use of an additive. If the FDA finds an additive to be safe the agency issues a regulation specifying the conditions under which the additive may be safely used.

Definition of food additive

A shortened definition of "food additive" is defined by the FDA as "any substance the intended use of which results or may reasonably be expected to result, directly or indirectly, in its becoming a component or otherwise affecting the characteristic of any food (including any substance intended for use in producing, manufacturing, packing, processing, preparing, treating, packaging, transporting, or holding food; and including any source of radiation intended for any such use); if such substance is not GRAS or sanctioned prior to 1958 or otherwise excluded from the definition of food additives."^[14] The full definition,can be found in Section 201(s) of the FD&C Act, which provides for any additional exclusions.^[15]

Homeopathic medications

Homeopathic preparations are regulated and protected under Sections 201(g) and 201(j), provided that such medications are formulated from substances listed in the Homeopathic Pharmacopoeia of the United States, which the Act recognizes as an official drug compendium.

Bottled water

Bottled water is regulated by the FDA as a food. The Agency has published identity standards for types of water (mineral water, spring water), and regulations covering water processing and bottling, water quality and product labeling.^{[16][17] [18]}

Cosmetics

This Act defines cosmetics as "articles intended to be rubbed, poured, sprinkled, or sprayed on, introduced into, or otherwise applied to the human body...for cleansing, beautifying, promoting attractiveness, or altering the appearance." Under the Act, the FDA does not approve cosmetic products, but because the Act prohibits the marketing of adulterated or misbranded cosmetics in interstate commerce, it can remove cosmetics from the market that contain unsafe ingredients or that are mislabeled. The FDA can and does inspect cosmetics manufacturing facilities to ensure that cosmetics are not adulterated.^[19]

Medical devices

On May 28, 1976, the FD&C Act was amended to include regulation for medical devices.^[20] The amendment required that all medical devices be classified into one of three classes:

• Class I: Devices that do not require premarket approval or clearance but must follow general controls. Dental floss is a class I device.
• Class II: Devices that are cleared using the 510(k) process. Diagnostic tests, cardiac catheters, hearing aids, and amalgam alloys used to fill cavities are examples of class II devices.
• Class III: Devices that are approved by the Premarket Approval (PMA) process, analogous to a New Drug Application. These tend to be devices that are permanently implanted into a human body or may be necessary to sustain life. An artificial heart meets both criteria. The most commonly recognized class III device is an Automated External Defibrillator. Devices that do not meet either criterion are generally cleared as class II devices.

For devices that were marketed prior to the amendment (Preamendment devices) and were classified as Class III, the amendment obligated the FDA to review the device to either reclassify it as a Class II device subject to premarket notification, or to require the device manufacturer to undergo the premarket authorization process and prove the safety and efficacy of the device in order to continue marketing it. Notable examples of such preamendment devices are those used for electroconvulsive therapy, which the FDA started reviewing in 2011.^[21][22]

Premarket notification (510(k))

Section 510(k)^[23] of the Federal Food, Drug, and Cosmetic Act requires those device manufacturers who must register to notify FDA, at least 90 days in advance, of their intent to market a medical device.

This is known as Premarket Notification - also called PMN or 510(k). It allows FDA to determine whether the device is equivalent to a device already placed into one of the three classification categories. Thus, "new" devices (not in commercial distribution prior to May 28, 1976) that have not been classified can be properly identified.

Any device that reaches market via a 510(k) notification must be "substantially equivalent" to a device on the market prior to May 28, 1976 (a "predicate device"). If a device being submitted is significantly different, relative to a pre-1976 device, in terms of design, material, chemical composition, energy source, manufacturing process, or intended use, the device nominally must go through a premarket approval, or PMA. This does not always happen.

A device that reaches market via the 510(k) process is not considered to be "approved" by the FDA. Nevertheless, it can be marketed and sold in the United States. They are generally referred to as "cleared" or "510(k) cleared" devices.

A 2011 study by Dr. Diana Zuckerman and Paul Brown of the National Research Center for Women and Families, and Dr. Steven Nissen of the Cleveland Clinic, published in the Archives of Internal Medicine, showed that most medical devices recalled in the last five years for “serious health problems or death” had been previously cleared by the FDA using the less stringent, and cheaper, 510(k) process. In a few cases the devices had been deemed so low-risk that they did not need FDA regulation. Of the 113 devices recalled, 35 were for cardiovascular issues.^[24] This may lead to a reevaluation of FDA procedures and better oversight.

Premarket approval (PMA)

Premarket approval (PMA) is the most stringent type of device marketing application required by FDA. Unlike the 510(k) pathway, the maker of the medical device must submit an application to the FDA and must receive approval prior to marketing the device.^[25]

The PMA application contains information about how the medical device was designed and how it is manufactured, as well as preclinical and clinical studies of the device, demonstrating that it is safe and effective for its intended use.^[26] Because the PMA requires a clinical trial it is significantly more expensive than a 510(k).^[27]:7

Related legislation

The Wheeler-Lea Act, passed in 1938, granted the Federal Trade Commission the authority to oversee advertising of all products regulated by FDA, other than prescription drugs.

Significant amendments and related laws

Descriptions of these can be found at the FDA's web site.^[28]

Amendments:

• Durham-Humphrey Amendment, Public Law 82-215 (October 26, 1951) created prescription-only status for some drugs
• Drug Efficacy Amendment ("Kefauver Harris Amendment") PL 87-781 (October 10, 1962)
• Vitamin-Mineral Amendment ("Proxmire Amendment") (April 22, 1976) prohibited the FDA from establishing standards to limit the potency of vitamins and minerals in food supplements or regulating them as drugs based solely on their potency. ^[29]
• Medical Device Amendments of 1976 PL 94-295 (May 28, 1976)
• Infant Formula Act of 1980, PL 96-359 (October 26, 1980)
• Orphan Drug Act, PL 97-414 (January 4, 1983)
• Drug Price Competition and Patent Term Restoration Act of 1984, PL 98-417 (aka Hatch-Waxman) (September 24, 1984)
• Prescription Drug Marketing Act of 1987, PL 100-293 (August 18, 1988)
• Generic Animal Drug and Patent Term Restoration Act of 1988, PL 100-670 (November 16, 1988)
• Nutrition Labeling and Education Act of 1990, PL 101-535 (November 8, 1990)
• Safe Medical Device Amendments of 1990, PL 101-629 (November 28, 1990)
• Medical Device Amendments of 1992, PL 102-300 (June 16, 1992)
• Prescription Drug User Fee Act (PDUFA) of 1992, PL 102-571 (October 29, 1992)
• Animal Medicinal Drug Use Clarification Act (AMDUCA) of 1994, PL 103-396 (October 22, 1994)
• Dietary Supplement Health And Education Act of 1994, PL 103-417 (October 25, 1994)
• Food Quality Protection Act of 1996, PL 104-170 (August 3, 1996)
• Animal Drug Availability Act of 1996, PL 104-250 (October 9, 1996)
• Best Pharmaceuticals for Children Act, PL 107-109 (January 4, 2002)
• Medical Device User Fee and Modernization Act (MDUFMA) of 2002, PL 107-250 (October 26, 2002)
• Animal Drug User Fee Act of 2003, PL 108-130 (February 20, 2003)
• Pediatric Research Equity Act of 2003, PL 108-155 (December 3, 2003)
• Minor Use and Minor Species Animal Health Act of 2004
• Food Allergen Labeling and Consumer Protection Act of 2004, PL 108-282 (August 2, 2004)
• Generic Drug User Fee Amendment of 2012^[30]

Other laws:^[31]

• Biologics Control Act of 1902 (repealed; for historical reference)
• Federal Food and Drugs Act of 1906 (repealed; for historical reference)
• Federal Meat Inspection Act (March 4, 1907)
• Federal Trade Commission Act (September 26, 1914)
• Filled Milk Act (March 4, 1923)
• Import Milk Act (February 15, 1927)
• Public Health Service Act (July 1, 1944)
• Trademark Act of 1946 (July 5, 1946)
• Reorganization Plan 1 of 1953 (March 12, 1953)
• Poultry Products Inspection Act (August 28, 1957)
• Fair Packaging and Labeling Act (November 3, 1966)
• The National Environmental Policy Act of 1969 (January 1, 1970)
• Controlled Substances Act (October 27, 1970)
• Controlled Substances Import and Export Act (October 27, 1970)
• Egg Products Inspection Act (December 29, 1970)
• Lead-Based Paint Poisoning Prevention Act (January 13, 1971)
• Federal Advisory Committee Act (October 6, 1972)
• Government in the Sunshine Act (September 13, 1976)
• Government Patent Policy Act of 1980 (December 12, 1980)
• Federal Anti-Tampering Act (October 13, 1983)
• Sanitary Food Transportation Act (November 3, 1990)
• Food and Drug Administration Revitalization Act (November 28, 1990)
• Mammography Quality Standards Act (MQSA) (October 27, 1992)
• Food and Drug Administration Modernization Act (November 21, 1997)
• Bioterrorism Act of 2002 (June 12, 2002)
• Project BioShield Act of 2004 (July 21, 2004)
• Food and Drug Administration Amendments Act of 2007 (September 27, 2007)
• Pandemic and All-Hazards Preparedness Reauthorization Act of 2013 (H.R. 307; 113th Congress)Pub.L. 113–5 (March 13, 2013)

Comparison to state laws

Some US states have adopted the FD&C Act as an equivalent state law and will by default adopt any changes to the Federal law as changes to the state law as well.

See also

• Drugs in the United States
• Food Administration
• Food Quality Protection Act
• Kefauver Harris Amendment
• List of food additives
• Office of Criminal Investigations
• Pure Food and Drug Act
• Regulation of therapeutic goods
• 100,000,000 Guinea Pigs (c. 1933 book which influenced passage of this Act)

References

External links

• "Federal Food, Drug, and Cosmetic Act (FD&C Act)". Regulatory Information & Legislation. U.S. Food and Drug Administration. 
• Color Additive Status List
• Food Ingredients and Colors
• Information on Releasable 510(k)s at the FDA

Food and Drug Administration of the United States Divisions Center for Biologics Evaluation and Research Center for Devices and Radiological Health Center for Drug Evaluation and Research Center for Food Safety and Applied Nutrition Center for Tobacco Products Center for Veterinary Medicine National Center for Toxicological Research Office of Criminal Investigations Office of Regulatory Affairs Major Acts Family Smoking Prevention and Tobacco Control Act FDA Modernization Act of 1997 Federal Food, Drug, and Cosmetic Act Food Safety Modernization Act PDUFA, 1992 Pure Food and Drug Act Title 21 Regulations & Rules Administrative Law  • Title 21 of the Code of Federal Regulations (CFR) Federal Journal  • Federal Register (FR) Federal Law  • Title 21 of the United States Code (U.S.C.) Commissioners Harvey W. Wiley Carl L. Alsberg Charles A. Browne Walter G. Campbell Paul P. Dunbar Charles W. Crawford George P. Larrick James L. Goddard Herbert L. Ley Charles C. Edwards Alexander M. Schmidt Donald Kennedy Jere E. Goyan Arthur H. Hayes Jr. Frank Edward Young David Aaron Kessler Jane E. Henney Mark McClellan Lester Crawford Andrew von Eschenbach Margaret Hamburg Society and Culture History of the Food and Drug Administration Criticism of the Food and Drug Administration Regulation of food and dietary supplements by the U.S. Food and Drug Administration