Cavalieri's principle

Two stacks of British coins with the same volume, illustrating Cavalieri's principle in three dimensions

In geometry, Cavalieri's principle, sometimes called the method of indivisibles, named after Bonaventura Cavalieri, is as follows:^[1]

2-dimensional case: Suppose two regions in a plane are included between two parallel lines in that plane. If every line parallel to these two lines intersects both regions in line segments of equal length, then the two regions have equal areas.
3-dimensional case: Suppose two regions in three-space (solids) are included between two parallel planes. If every plane parallel to these two planes intersects both regions in cross-sections of equal area, then the two regions have equal volumes.

Today Cavalieri's principle is seen as an early step towards integral calculus, and while it is used in some forms, such as its generalization in Fubini's theorem, results using Cavalieri's principle can often be shown more directly via integration. In the other direction, Cavalieri's principle grew out of the ancient Greek method of exhaustion, which used limits but did not use infinitesimals.

History

Bonaventura Cavalieri, the mathematician the principle is named after.

Cavalieri's principle was originally called the method of indivisibles, the name it was known by in Renaissance Europe. Archimedes was able to find the volume of a sphere given the volumes of a cone and cylinder using a method resembling Cavalieri's principle. In the 5th century AD, Zu Chongzhi and his son Zu Gengzhi established a similar method to find a sphere's volume.^[2] The transition from Cavalieri's indivisibles to John Wallis's infinitesimals was a major advance in the history of the calculus. The indivisibles were entities of codimension 1, so that a plane figure was thought as made out of an infinity of 1-dimensional lines. Meanwhile, infinitesimals were entities of the same dimension as the figure they make up; thus, a plane figure would be made out of "parallelograms" of infinitesimal width. Applying the formula for the sum of an arithmetic progression, Wallis computed the area of a triangle by partitioning it into infinitesimal parallelograms of width 1/∞.

Examples

Spheres

The disk-shaped cross-section of the sphere has the same area as the ring-shaped cross-section of that part of the cylinder that lies outside the cone.

If one knows that the volume of a cone is $\frac{1}{3}\left(\text{base} \times \text{height}\right)$ , then one can use Cavalieri's principle to derive the fact that the volume of a sphere is $\frac{4}{3}\pi r^3$ , where $r$ is the radius.

That is done as follows: Consider a sphere of radius $r$ and a cylinder of radius $r$ and height $r$ . Within the cylinder is the cone whose apex is at the center of the sphere and whose base is the base of the cylinder. By the Pythagorean theorem, the plane located $y$ units above the "equator" intersects the sphere in a circle of area $\pi\left(r^2 - y^2\right)$ . The area of the plane's intersection with the part of the cylinder that is outside of the cone is also $\pi\left(r^2 - y^2\right)$ . The aforementioned volume of the cone is $\frac{1}{3}$ of the volume of the cylinder, thus the volume outside of the cone is $\frac{2}{3}$ the volume of the cylinder. Therefore the volume of the upper half of the sphere is $\frac{2}{3}$ of the volume of the cylinder. The volume of the cylinder is

\text{base} \times \text{height} = \pi r^2 \cdot r = \pi r^3

("Base" is in units of area; "height" is in units of distance. Area × distance = volume.)

Therefore the volume of the upper half-sphere is $\left(\frac{2}{3}\right)\pi r^3$ and that of the whole sphere is $\left(\frac{4}{3}\right)\pi r^3$ .

Cones and pyramids

The fact that the volume of any pyramid, regardless of the shape of the base, whether circular as in the case of a cone, or square as in the case of the Egyptian pyramids, or any other shape, is (1/3) × base × height, can be established by Cavalieri's principle if one knows only that it is true in one case. One may initially establish it in a single case by partitioning the interior of a triangular prism into three pyramidal components of equal volumes. One may show the equality of those three volumes by means of Cavalieri's principle.

In fact, Cavalieri's principle or similar infinitesimal argument is necessary to compute the volume of cones and even pyramids, which is essentially the content of Hilbert's third problem – polyhedral pyramids and cones cannot be cut and rearranged into a standard shape, and instead must be compared by infinite (infinitesimal) means. The ancient Greeks used various precursor techniques such as Archimedes's mechanical arguments or method of exhaustion to compute these volumes.

The napkin ring problem

Main article: Napkin ring problem

If a hole of height h is drilled straight through the center of a sphere, the volume of the remaining band does not depend on the size of the sphere. For a larger sphere, the band will be thinner but longer.

In what is called the napkin ring problem, one shows by Cavalieri's principle that when a hole of length h is drilled straight through the center of a sphere, the volume of the remaining material surprisingly does not depend on the size of the sphere. The cross-section of the remaining ring is a plane annulus, whose area is the difference between the areas of two circles. By the Pythagorean theorem, the area of one of the two circles is π times r² − y², where r is the sphere's radius and y is the distance from the plane of the equator to the cutting plane, and that of the other is π times r² − (h/2)². When these are subtracted, the r² cancels; hence the lack of dependence of the bottom-line answer upon r.

Cycloids

The horizontal cross-section of the region bounded by two cycloidal arcs traced by a point on the same circle rolling in one case clockwise on the line below it, and in the other counterclockwise on the line above it, has the same length as the corresponding horizontal cross-section of the circle.

N. Reed has shown^[3] how to find the area bounded by a cycloid by using Cavalieri's principle. A circle of radius r can roll in a clockwise direction upon a line below it, or in a counterclockwise direction upon a line above it. A point on the circle thereby traces out two cycloids. When the circle has rolled any particular distance, the angle through which it would have turned clockwise and that through which it would have turned counterclockwise are the same. The two points tracing the cycloids are therefore at equal heights. The line through them is therefore horizontal (i.e. parallel to the two lines on which the circle rolls). Consequently each horizontal cross-section of the circle has the same length as the corresponding horizontal cross-section of the region bounded by the two arcs of cyloids. By Cavalieri's principle, the circle therefore has the same area as that region.

It is a short step from there to the conclusion that the area under a single whole cycloidal arch is three times the area of the circle. Which then means that the area of a rectangle bounding one half of a single cycloidal arch is two times the area of the circle, the area of a rectangle bounding a single whole cycloidal arch is four times the area of the circle, and the rectangularly-bounded area above a single whole cycloidal arch is exactly equal to the area of the circle.

References

↑ Howard Eves, "Two Surprising Theorems on Cavalieri Congruence", The College Mathematics Journal, volume 22, number 2, March, 1991), pages 118–124
↑ Zill, Dennis G.; Wright, Scott; Wright, Warren S. (2009). Calculus: Early Transcendentals (3 ed.). Jones & Bartlett Learning. p. xxvii. ISBN 0-7637-5995-3. , Extract of page 27
↑ N. Reed, "Elementary proof of the area under a cycloid", Mathematical Gazette, volume 70, number 454, December, 1986, pages 290–291

External links

Weisstein, Eric W., "Cavalieri's Principle", MathWorld.
(German) Prinzip von Cavalieri
Cavalieri Integration

Infinitesimals

History	Adequality Leibniz's notation Integral symbol Criticism of non-standard analysis The Analyst The Method of Mechanical Theorems Cavalieri's principle

Related branches	Non-standard analysis Non-standard calculus Internal set theory Synthetic differential geometry Constructive non-standard analysis Infinitesimal strain theory (physics)

Formalizations	Differentials Hyperreal numbers Dual numbers Surreal numbers

Individual concepts	Standard part function Transfer principle Hyperinteger Increment theorem Monad Internal set Levi-Civita field Hyperfinite set Law of Continuity Overspill Microcontinuity Transcendental law of homogeneity

Scientists	Gottfried Wilhelm Leibniz Abraham Robinson Pierre de Fermat Augustin-Louis Cauchy Leonhard Euler

Textbooks	Analyse des Infiniment Petits Elementary Calculus Cours d'Analyse