Abu'l-Aswar Shavur ibn Fadl

Abu'l-Aswar Shavur ibn Fadl
Ruler of Dvin and Arran
Reign 1022–1067
Predecessor Anushirvan ibn Lashkari
Successor Fadl ibn Shavur
Issue al-Fadl, Ashot, Iskandar, Manuchihr, Marzuban, unnamed daughter
Dynasty Shaddadids
Father Fadl ibn Muhammad
Died 19 November 1067
Ganja

Abu'l-Aswar or Abu'l-Asvar Shavur ibn Fadl ibn Muhammad ibn Shaddad was the eighth ruler of the Shaddadids, ruling at Arran, with Ganja as his capital, from 1049 to 1067. Prior to that, he was the autonomous lord of Dvin from 1022. A capable warrior and wise and cunning ruler, Abu'l-Aswar was engaged in several conflicts with most of his neighbours. During his rule over Dvin, he was mostly involved in the affairs of the Armenian principalities. He collaborated with the Byzantine Empire in its conquest of the last remnants of Bagratid Armenia in 1045, but when the Byzantines turned on him afterwards, he survived three successive offensives against his capital. In 1049, a revolt in Ganja overthrew his infant great-great-nephew, Anurshirvan, and invited him to take up the family's emirate. Under his rule, the Shaddadid dynasty reached its zenith. Successful campaigns into Georgia and Shirvan were undertaken, although the limits of Shaddadid power were exposed by the failure to take over the Emirate of Tiflis and by devastating raids by the Alans. At the same time, his reign witnessed the rapid rise of the Seljuk Empire and its extension of control over the Transcaucasian principalities. Abu'l-Aswar became a Seljuk vassal in 1054/5. Although he gained control over the former Armenian capital of Ani through Seljuk patronage in 1065, this association also paved the way for the dynasty's decline after his death in November 1067.

Biography

Origin

The Ottoman historian Münejjim Bashi (died 1702), whose work is the main source on the Shaddadids,[1][2] considered the family to be of Kurdish origin, a view widely accepted by modern scholars.[3][4][5] The family's founder, Muhammad ibn Shaddad , briefly seized control of Dvin in the early 950s. The family then moved to Ganja, the main Muslim town of Arran, which was seized by Muhammad's sons Lashkari (I), Marzuban and Fadl (I) ca. 970. The brothers successively ruled the city as emirs after that.[3][6][1] Abu'l-Aswar Shavur was the second son of the youngest of the three brothers and fourth Shaddadid ruler, Fadl. In his long reign (985–1031), Fadl expanded the family's control over much of Arran as well as parts of Armenia, capturing Syunik.[3][7] Fadl was succeeded as emir at Ganja by his eldest son Musa (r. 1031–34) who was in turn murdered by his own son Abu'l-Hasan Lashkari (II) (r. 1034–49).[3][8] Abu'l-Aswar Shavur's name is an Arabic–Persian hybrid: "Shavur" is the old Persian name "Shapur", while his kunya contains the Arabicized form of the Iranian (possibly Daylamite) name "Asvar" (cognate with savar, "horseman, knight").[9]

Lord of Dvin (1022–49)

Political map of the Caucasus region ca. 1060

Münejjim Bashi records that at the time of his death in 1067, Abu'l-Aswar's total reign, both in Ganja and before that "over some territories" had lasted 46 years. "Some territories" clearly refers to his rule over Dvin, known from other sources, meaning that he became ruler of the city in ca. 1022.[10][11] The city, although part of the Bagratid Kingdom of Armenia, had been left defenceless in the dispute between the sons of Gagik I of Armenia after the latter's death in 1020, and suffered a devastating Daylamite raid in 1021 which effectively cut it off from the remainder of the Armenian kingdom. In the aftermath, the city appears to have sought the protection of the Shaddadids, and Abu'l-Aswar became its ruler.[12] From this base, he pursued a virtually independent course from his brother and nephew in Ganja, focused more on Armenia than Arran.[3][13] Abu'l-Aswar was intimately connected with the Armenian princely houses, having married a sister of David I Anhoghin, King of Tashir. His second son even bore the typically Armenian name of Ashot.[14] Due to his focus on the affairs of his domain, he is not mentioned by Münejjim Bashi until his takeover of the main family seat at Ganja in 1049. For his activities in the period 1022–49, the main sources derive from his opponents, the Armenians and the Byzantines.[9]

Abu'l-Aswar is first recorded by the history of Matthew of Edessa in 1040, when the Armenian nobleman Abirat, who had become embroiled in the dispute between Gagik I's sons Ashot IV and Hovhannes-Smbat III, came to Dvin. Fearful of the latter's displeasure, Abirat with 12,000 horsemen sought Abu'l-Aswar's protection. Abu'l-Aswar initially welcomed Abirat and gave him a high position, but soon came to mistrust him, and had him killed, whereupon Abirat's lieutenant Sare departed with Abirat's supporters for Ani.[14][15] Despite their kinship, in about the same time Abu'l-Aswar attacked David of Tashir. The Shaddadid army, numbering an impossible 150,000 according to Matthew of Edessa, captured much of Tashir, but David was able to assemble a broad alliance against him. David himself fielded 10,000 troops, Hovhannes-Smbat III of Ani sent 3,000 men, the King of Kapan 2,000, and even the King of Georgia sent 4,000, while David also secured the public backing of the Catholicos of Albania. As a result, Abu'l-Aswar was defeated and evicted from Tashir.[15][16]

Ashot IV and Hovhannes-Smbat III died almost at the same time (ca. 1040/41), and Ashot's son Gagik II (r. 1042–45) succeeded them both and began consolidating his position. The chief danger to his throne was the Byzantine Empire, which throughout the early 11th century had been encroaching on the Armenian principalities. Hovhannes-Smbat had even bequeathed his kingdom to the Empire and after his death, Emperor Michael IV the Paphlagonian (r. 1034–41) sent troops to capture Ani. Gagik managed to repel the attack, and political turmoil in Constantinople gained him a couple of years of reprieve after that, but in 1042 a new emperor, Constantine IX Monomachos (r. 1042–55) came to the throne determined to secure Byzantine claims in Armenia.[17][18]

The defeat of the Byzantines before Dvin, miniature from the Madrid Skylitzes

To this end, he contacted Abu'l-Aswar to attack the Armenians from the rear. Abu'l-Aswar agreed, in exchange for guarantees that he would retain his conquests, a request granted in an imperial chrysobull. Faced with a two-pronged assault, Gagik was forced to visit Constantinople. There he was kept a hostage and Ani was surrendered to the Byzantines in 1045.[19][20] Notwithstanding his previous promises, immediately after taking possession of Ani, the emperor requested Abu'l-Aswar to vacate the fortresses he had conquered. When the latter refused, a large army under Michael Iasites and the magistros Constantine the Alan, containing numerous Armenians, marched against Dvin. Abu'l-Aswar let them approach, and then opened the irrigation canals and flooded the plain around the city. Stuck in the mud, the besiegers were easy prey for the Shaddadid archers, who inflicted huge casualties on the Byzantine force.[19][21] Constantine IX responded by placing Katakalon Kekaumenos and the parakoimomenos Constantine in charge of Armenia. Instead of attacking Dvin, however, the new Byzantine leadership concentrated its efforts on recovering the forts captured by Abu'l-Aswar. Surmari, Anberd, and Khor Virap fell to the Byzantine army, but Chelidonion (modern Yerevan) resisted until September 1047, when the outbreak of a rebellion led by Leo Tornikios forced the army's recall to Constantinople and the hasty conclusion of a peace treaty whereby Abu'l-Aswar undertook to recognize the authority of the emperor and not raid Byzantine territory.[22][23]

The successful resistance of Dvin put an end to the Byzantine advance in Armenia, helping preserve the independence of the smaller Armenian realms of Syunik, Tashir and Khachen.[24] Soon after, the regional balance of power was altered for ever, with the first large-scale raid of the Seljuk Turks under Qutlumush ibn Arslan Isra'il and Ibrahim Inal into Byzantine Armenia in 1048.[24] While the Shaddadids may have been prompted to see in them welcome allies against the Byzantines,[24] they were equally likely to be a threat, as demonstrated by the attack of Ganja by Qutlumush in 1046/47.[5][25]

Shortly after, in late 1048 or early 1049—although some authors have suggested a later date, ca. 1050 (A.F. Gfrörer and M.H. Yinanç) or even in ca. 1055/56 (E. Honigmann)—the Byzantines launched another offensive against Dvin under the rhaiktor Nikephoros. According to the contemporary Byzantine historian John Skylitzes, this was because Abu'l-Aswar ("Aplesphares") had violated the previous agreement and raided Byzantine lands. The Shaddadid ruler remained ensconced in Dvin, while the Byzantines devastated its environs "as far as the Iron Bridge and Ganja", forcing Abu'l-Aswar to renew his previous oath of subservience and hand over his great-nephew Ardashir, the son of Abu'l-Hasan Lashkari, as a hostage.[5][24][26]

Emir of Ganja (1049–67)

In 1049, Abu'l-Aswar's nephew Lashkari, the emir of Ganja, died, after a troubled reign of 15 years. He was succeeded by his infant son Anushirvan, but actual power was in the hands of his chamberlain (hajib), Abu Mansur. After barely two months, a group of elders opposed to the new regime's policies deposed Abu Mansur at Shamkur and called upon Abu'l-Aswar to assume control of Ganja as well.[27] Abu'l-Aswar agreed and abandoned Dvin, which had become too exposed to the Byzantines. The city was left in the hands of a series of governors until 1053, when he appointed his son Abu Nasr Iskandar as ruler of the city and the surrounding regions.[24] The Shaddadid ruler first set things in order in Shamkur, and then entered Ganja, taking possession "all the lands of Arran and its fortresses".[28]

At this point in his career, Abu'l-Aswar had achieved a considerable reputation as a ruler and a warrior; the Ziyarid prince Keikavus (r. ca. 1050–1087), who later wrote a well-known mirror for princes, the Qabusnameh, even came to Ganja and spent several years at the Shaddadid court to participate in the jihad against the Christians, after staying for eight at the court of Maw'dud of Ghazni.[29][30] According to Keikavus, his host was "a great king, a man firm and clever [...] just, courageous, eloquent dialectician, of pure faith and far-sighted".[29] This estimate was shared by the Byzantines, for Skylitzes likewise calls him "as clever a strategist as anybody else, capable of thwarting the enemies' tactics and policies",[29] while Münejjim Bashi writes that after his takeover of Ganja, "Abu'l-Aswar [...] restored the name of the dynasty to life after it had nearly died out. He became strong and the situation of the subjects and the army became orderly."[28]

The gates of Ganja, installed under Abu'l-Aswar's orders in 1062, now at the Gelati Monastery in Georgia

According to Münejjim Bashi, in 1053, Abu'l-Aswar seized the (unidentified) fortress of Basra from the Georgians, and refortified and garrisoned it with many men.[28] In 1054/5, along with many of the neighbouring rulers, he became a vassal of the Seljuk Sultan Toghrul Beg (r. 1037–63), although at least initially the impact of Seljuk overlordship seems to have been light, as neither Toghrul nor his successor Alp Arslan (r. 1063–72) appeared on Shaddadid coinage at this time.[3][30] In 1062, Abu'l-Aswar received a delegation from the Emirate of Tiflis, an isolated Muslim stronghold within the Christian Georgian kingdoms. Following the death of emir Ja'far ibn Ali, the locals had evicted his quarrelling sons, and now asked of Abu'l-Aswar to assume control of the city. The Shaddadid ruler was inclined to accept, but his vizier, Bakhtiyar ibn Salman, dissuaded him by warning that he would disperse his limited forces. After Abu'l-Aswar's refusal, Tiflis was occupied by the Georgians, until evicted by Alp Arslan in 1068.[31] This event highlighted the limitations of Shaddadid power,[3] which was further demonstrated by an Alan invasion through the Darial Pass in the same year: more than 20,000 inhabitants of Arran were carried off as slaves according to Münejjim Bashi's account. In response to the Alan threat, Abu'l-Aswar built a wall and moat around the suburb (rabad) of his capital Ganja.[3][32] The gates of the new fortification were carried off by the Georgians under Demetrius I in 1139, and are still preserved at the Gelati Monastery.[33]

At the same time, Abu'l-Aswar's relations with his neighbour, the new Shirvanshah Fariburz I (r. 1063–69), abruptly deteriorated. The two dynasties were linked by family ties—Fariburz's predecessor, Sallar (r. 1050–63), had even been married to a daughter of Abu'l-Aswar—but now the Shaddadid ruler launched a series of invasions against Shirvan. In spring 1063, Abu'l-Aswar captured the Quylamiyan castle, marched onto the capital of Shirvan, Shamakhi, defeated the Shirvanshah's forces in battle and plundered their camp, and captured his own daughter and her treasure and retinue. He then withdrew to Arran, but in July returned to Shirvan to raid it. In the next year, he again invaded Shirvan and captured a number of fortresses, while the local Kurdish tribes went over to him. After his return to Ganja, a peace treaty was signed with the Shirvanshah in June/July 1064, whereby Abu'l-Aswar returned Quylamiyan in exchange for 40,000 gold dinars.[34]

In 1064, the Seljuk sultan Alp Arslan invaded Byzantine Armenia and took Ani. Abu'l-Aswar himself led raids into the area, capturing the unidentified fortress of Wyjyn ("one of the best in Armenia" according to Münejjim Bashi). According to Münejjim Bashi, Alp Arslan also handed over control of Ani to him; Ibn al-Athir reports the transfer to an unnamed emir, while Vardan Areveltsi records that the fortress was granted only to Abu'l-Aswar's son and successor, Fadl.[3][35] Immediately after his return to Ganja and the dispersal of his army, however, the Alans again crossed the Darial Pass (October 1065), and, allied with the inhabitants of Shakki, raided Arran. At Shamkur they killed more than 200 volunteers for the jihad, and raided even to the very gates of Ganja itself, before moving on to raid the environs of Barda'a. Abu'l-Aswar and his troops preferred to remain within the protection of the walled cities rather than face the raiders in the field, and the Alans reached all the way to the Araxes before turning back north, along with the prisoners they had taken.[36]

Abu'l-Aswar died on 19 November 1067, and was buried at the main mosque of Ganja.[36] He was succeeded by his eldest son, Fadl II, whom he had already announced as his heir, and to whom the oath of allegiance (bay'ah) had been taken by the Shaddadid family, the army and the people of Arran.[37] Apart from Fadl, Abu'l-Aswar had four more sons—Ashot, Iskandar, Manuchihr, and Marzuban—as well as an unnamed daughter, wife of the Shirvanshah Sallar.[38]

Abu'l-Aswar's reign represented the zenith of the Shaddadid dynasty,[5][39] but their fall began almost immediately after his death: the Seljuks strengthened their grip on Arran and the other principalities of the region, and Alp Arslan visited Ganja in person to extract an enormous tribute. Fadl II's reign was troubled—at one point he was captured by the Georgians for eight months—but managed to capture Derbent. He was overthrown by his son Fadlun (Fadl III) in 1073, but he was deposed in 1075 by the Turkish ghulam Sav Tegin, to whom the Seljuks had assigned control of Arran and Derbent.[3][30][40] This ended the family's rule over Arran, but a junior line, led by Abu'l-Aswar's third son Manuchihr, continued to govern Ani as emirs, initially as Seljuk, later as Georgian, vassals, maintaining a precarious independence until the end of their dynasty in ca. 1200.[3][30][41]

References

  1. ↑ 1.0 1.1 Ter-Ghewondyan 1976, p. 119.
  2. ↑ Minorsky 1977, pp. 2–4.
  3. ↑ 3.0 3.1 3.2 3.3 3.4 3.5 3.6 3.7 3.8 3.9 3.10 Peacock 2011.
  4. ↑ Minorsky 1977, pp. 33–34.
  5. ↑ 5.0 5.1 5.2 5.3 Bosworth 1968, p. 34.
  6. ↑ Minorsky 1977, pp. 5–16, 34–39.
  7. ↑ Minorsky 1977, pp. 6, 16–17, 40–45.
  8. ↑ Minorsky 1977, pp. 6, 17–18, 46–50.
  9. ↑ 9.0 9.1 Minorsky 1977, p. 50.
  10. ↑ Minorsky 1977, p. 22.
  11. ↑ Ter-Ghewondyan 1976, pp. 120–121.
  12. ↑ Ter-Ghewondyan 1976, p. 120.
  13. ↑ Minorsky 1977, p. 44.
  14. ↑ 14.0 14.1 Minorsky 1977, p. 51.
  15. ↑ 15.0 15.1 Ter-Ghewondyan 1976, p. 121.
  16. ↑ Minorsky 1977, pp. 51–52.
  17. ↑ Minorsky 1977, p. 52.
  18. ↑ Ter-Ghewondyan 1976, pp. 121–122.
  19. ↑ 19.0 19.1 Ter-Ghewondyan 1976, p. 122.
  20. ↑ Minorsky 1977, pp. 52–53.
  21. ↑ Minorsky 1977, p. 53.
  22. ↑ Ter-Ghewondyan 1976, pp. 122–123.
  23. ↑ Minorsky 1977, pp. 53–54.
  24. ↑ 24.0 24.1 24.2 24.3 24.4 Ter-Ghewondyan 1976, p. 123.
  25. ↑ Minorsky 1977, pp. 18, 48.
  26. ↑ Minorsky 1977, pp. 48–49, 54–56, 59–64.
  27. ↑ Minorsky 1977, pp. 18–19.
  28. ↑ 28.0 28.1 28.2 Minorsky 1977, p. 19.
  29. ↑ 29.0 29.1 29.2 Minorsky 1977, p. 56.
  30. ↑ 30.0 30.1 30.2 30.3 Bosworth 1968, p. 35.
  31. ↑ Minorsky 1977, pp. 19–20, 56–58.
  32. ↑ Minorsky 1977, p. 20.
  33. ↑ Minorsky 1977, p. 31 (note 14).
  34. ↑ Minorsky 1977, pp. 20–21, 31–32 (notes 15–18), 58.
  35. ↑ Minorsky 1977, p. 21.
  36. ↑ 36.0 36.1 Minorsky 1977, pp. 22, 59.
  37. ↑ Minorsky 1977, pp. 22–23, 59.
  38. ↑ Minorsky 1977, pp. 6, 21, 22.
  39. ↑ Minorsky 1977, p. 64.
  40. ↑ Minorsky 1977, pp. 64–68.
  41. ↑ Minorsky 1977, pp. 79–101.

Sources

Preceded by
Anushirvan ibn Lashkari		 Shaddadid emir of Ganja
1049–1067 		Succeeded by
Fadl ibn Shavur