Secondary dominant

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The circle of fifths: the dominant or secondary dominant will always be found immediately clockwise of the tonic or tonicized chord and functionally resolves counterclockwise to that chord. For example, in C: V is G and resolves to C, V/V is D and resolves to G.
V of V in C, four-part harmony[2]  Play (help·info).
V of V in C, realized on guitar.  Play (help·info)

Secondary dominant (also applied dominant or artificial dominant) is an analytical label for a specific harmonic device, prevalent in the tonal idiom of Western music beginning in the common practice period. It refers to a dominant seventh chord set to resolve to a degree that is not the tonic, with V7/V, the dominant of the dominant, "being the most frequently encountered".[7] The chord to which a secondary dominant progresses can be thought of as a briefly tonicized chord or pitch (tonicizations longer than a phrase are modulations). The secondary dominant terminology is still usually applied even if the chord resolution is nonfunctional (for example if V/ii is not followed by ii).[8]

Definition and notation

The regular major scale contains seven basic chords, designated with Roman numerals in ascending order. Since the seventh degree is a diminished triad, it is not considered tonal and therefore, classical theory sees only the first six chords as eligible for an applied dominant. For instance, in the key of C major, those six chords would be:

Of these chords, V (G major) is said to be the dominant of C major (the dominant of any key is the chord whose root is a fifth above the tonic). However, each of the chords from ii through vi also has its own dominant. For example, vi (A minor) has an E major triad as its dominant. These extra dominant chords are not part of the key of C major as such because they include notes that are not part of the C major scale. Instead, they are the secondary dominants.

Below is an illustration of the secondary dominant chords for C major. Each chord is accompanied by its standard number in harmonic notation. In this notation, a secondary dominant is usually labeled with the formula "V of ..."; thus "V of ii" stands for the dominant of the ii chord, "V of iii" for the dominant of iii, and so on. A shorter notation, used below, is "V/ii", "V/iii", etc. The secondary dominants are connected with lines to their corresponding tonic chords.

Note that of the above, V/IV is the same as I. However, as will become clear shortly, they are significantly different.

Like most chords, secondary dominants can be classified by whether they contain certain additional notes outside the basic triad; for details, see Figured bass. A dominant seventh chord (notation: V7) is one that contains the note that is a minor seventh above the root, and a dominant ninth chord (notation: V9) contains the note a ninth above the root. For instance, V7/IV, although it is a C chord, is distinct from regular C major because it also contains the note B flat, which is a minor seventh above the root of C, and not part of the C major scale.

To illustrate, here are the secondary dominants of C major, given as dominant seventh chords. They are shown leading into their respective tonics, as given in the second inversion.

Secondary dominant (V/ii resolving to ii) vs. chromatic mediant (VI progressing to I)  Play (help·info). In C major: C-A-d vs. C-A-C.

Chromatic mediants, for example vi is also a secondary dominant of ii (V/ii) and III is V/vi, are distinguished from secondary dominants with context and analysis revealing the distinction.[9]

Normal sequencing or cadence

When used in music, a secondary dominant is very often (though not inevitably) directly followed by the chord of which it is the dominant. Thus V/ii is normally followed by ii, V/vi by vi, and so on. This is similar to the general pattern of music wherein the simple chord V is often followed by I. The tonic is said to "resolve" the slight dissonance created by the dominant. Indeed, the sequence V/X + X, where X is some basic chord, is thought of by some musicians as a tiny modulation, acting as a miniature dominant-tonic sequence in the key of X.

Secondary dominant in "I'd Like to Teach the World to Sing" (1971), mm. 1-8[3]  Play (help·info). Note that V/V (G7) resolves to V (C).

History

Secondary dominants in Beethoven's Symphony No. 1, introduction.[1]  Play (help·info)

The concept of the secondary dominant was not widely recognized in writings on music theory prior to the 20th century.[citation needed] Before this time, in music of Bach, Mozart, Beethoven, and Brahms, a secondary dominant, along with its chord of resolution, was considered to be a modulation. Because the effect of modulation was so short, and did not sound like a real arrival of a new key, the two chords had a special name—"transient modulation"—that is, a modulation in which the new key is not established.[citation needed] Since this was a rather self-contradictory description, theorists in the early 1900s, such as Hugo Riemann (who used the term "Zwischendominante"—"intermediary dominant", still the usual German term for a secondary dominant), searched for a better description of the phenomenon. One method of signifying these chords at the time (used by both Riemann and Ernst Kurth) was by placing the chord symbol in parentheses, thereby indicating that the chord functions only in relation to the chord immediately following it—for example, (VII) V.[citation needed]

In the English-speaking world, the analysis "V7 of IV" was first used by Walter Piston in 1933,[citation needed] in a monograph entitled Principles of Harmonic Analysis.[10] (Notably, Piston's analytical symbol always used the word "of"—e.g. "V7 of IV" rather than the virgule "V7/IV.) In his 1941 book Harmony[11] Piston used the term "secondary dominant" for the first time. At around the same time (1946–48), Arnold Schoenberg created the expression "artificial dominant" to describe the same phenomenon, in his posthumously published book Structural Functions of Harmony.[12]

Mozart example

In the Fifth edition of Harmony by Walter Piston and Mark DeVoto,[13] a passage from the last movement of Mozart's Piano Sonata K. 283 in G major serves as one illustration of secondary dominants. Below, the harmony alone is first given, labeled both for the literal names of the chords and for their chord number in the key of G major.

It can be seen that this passage has three secondary dominants, each one followed (as expected) by the chord of which it is the dominant. The final four bars form a back-cycle, ending in a standard dominant-tonic cadence, which concludes the phrase. The lines drawn below the diagram show each instance in which a dominant is followed by its corresponding tonic.

The harmony is distributed more subtly between the notes, and goes faster, in Mozart's original:

The secondary dominants here create a rapidly descending chromatic harmony, an effective lead-up to the tonic cadence at the end of the phrase. There are many similar passages in Mozart's music.

Use in jazz

Bop cliche arpeggio upwards from third to ninth: A7♭9 (V/ii)[4]  Play (help·info).

In jazz harmony, a secondary dominant is any Dominant chord (major-minor 7th chord) which occurs on a weak beat and resolves downward by a perfect 5th. Thus, a chord is a secondary dominant when it is functioning as the dominant of some harmonic element other than the key's tonic, and promptly resolves to that element. This is slightly different from the traditional use of the term, where a secondary dominant does not have to be a 7th chord, occur on a weak beat, or resolve downward. If a non-diatonic dominant chord is used on a strong beat, it is considered an extended dominant. If it doesn't resolve downward, it may be a borrowed chord.

Secondary dominants are used in jazz harmony in the Bebop blues and other blues progression variations, as are sub V and turnarounds.[4]

Popular music

Examples include II7 (V7/V) in Bob Dylan's "Don't Think Twice, It's All Right" and III7 (V7/vi) in Betty Everett's "The Shoop Shoop Song (It's in His Kiss)".[14] For more examples of Secondary Dominants used in popular music, see list of songs with chromatic harmony.

Extended dominant

For a chord with extensions past the seventh, see Extended chord.
Diatonic I-vi-ii-V turnaround in C[6]  Play (help·info).
Non-diatonic I-VI-II-V-I progression  Play (help·info).
Submediant in chain of fifths[5]  Play (help·info).

An extended dominant is a non-diatonic secondary dominant seventh chord that resolves downwards to another dominant chord. A series of extended dominant chords continues to resolve downwards by perfect fifths until they reach the tonic chord.

Extended dominant relationship in Schubert's German Dance[5]  Play (help·info).

Though typically used in jazz, extended dominants have been used in other contexts as well.

See also

Further reading

  • Nettles, Barrie & Graf, Richard (1997). The Chord Scale Theory and Jazz Harmony. Advance Music, ISBN 3-89221-056-X
  • Thompson, David M. (1980). A History of Harmonic Theory in the United States. Kent, Ohio: The Kent State University Press.

References

  1. ↑ White, John D. (1976). The Analysis of Music, p.5. ISBN 0-13-033233-X.
  2. ↑ Benward & Saker (2003), p.269.
  3. ↑ Benward & Saker (2003), p.277.
  4. ↑ 4.0 4.1 Spitzer, (2001). Jazz Theory Handbook, p.62. ISBN 0-7866-5328-0.
  5. ↑ 5.0 5.1 William G Andrews and Molly Sclater (2000). Materials of Western Music Part 1, p.226. ISBN 1-55122-034-2.
  6. ↑ Boyd, Bill (1997). Jazz Chord Progressions, p.43. ISBN 0-7935-7038-7.
  7. ↑ Kostka, Stefan and Dorothy Payne (2003). Tonal Harmony, p.250. McGraw-Hill. ISBN 0-07-285260-7.
  8. ↑ Rawlins, Robert and Nor Eddine Bahha (2005). Jazzology: The Encyclopedia of Jazz Theory for All Musicians, p.59. ISBN 0-634-08678-2.
  9. ↑ Benward & Saker (2003). Music: In Theory and Practice, Vol. I, p.201-204. Seventh Edition. ISBN 978-0-07-294262-0.
  10. ↑ Walter Piston, Principles of Harmonic Analysis (Boston: E. C. Schirmer, 1933).
  11. ↑ Walter Piston, Harmony (New York: W. W. Norton & Company, Inc., 1941).
  12. ↑ Arnold Schoenberg, Structural Functions of Harmony, edited by Humphrey Searle (New York: W. W. Norton & Company, Inc., 1954): 15–29, 197.
  13. ↑ Walter Piston; Mark DeVoto (1987). Harmony (5th ed. ed.). New York: Norton. ISBN 0-393-95480-3. 
  14. ↑ Everett, Walter (2009). The Foundations of Rock, p.198. ISBN 978-0-19-531023-8. Everett notates major-minor sevenths Xm7.

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