Incapital
Incapital LLC is an investment banking boutique founded by Thomas S. Ricketts in 1999.[1][2] The securities and investment banking firm[3] has offices in Chicago, Illinois, Boca Raton, Florida and London, England.[4][5] Currently, Ricketts serves as Incapital chairman with John Radtke as CEO. Forbes describes the company as a "technologically oriented investment bank focused exclusively on the underwriting and distribution of fixed income products to individual investors."[6]
Incapital underwrites and distributes fixed income securities and structured notes through more than 700 broker-dealers, banks and institutional accounts in the U.S., Europe and Asia. With a diverse range of new issue and secondary market offerings, Incapital specializes in U.S. Agency securities, corporate notes, Certificates of Deposit (CDs), Collateralized Mortgage Obligations (CMOs), municipal bonds, and structured notes and CDs. Incapital also provides resources for financial advisors and investors to create income-producing portfolios and notes linked to a wide range of asset classes.
Incapital is a leading distributor of corporate bonds designed for individual investors. Since 2000, over $250 billion of new issue corporate and U.S. Agency securities have been issued through retail note programs.
Incapital’s capital markets team offers a cost-effective way to customize and diversify funding needs while expanding an investor base nationally. Incapital is lead agent for over 30 investment grade issuers, with secondary trading specialists covering a wide range of previously offered and similar issues. Based in both Chicago and Boca Raton, Incapital’s institutional group offers multiple products to a range of institutional investors.
Incapital LLC is 100% owned by Incapital Holdings LLC which is a privately held firm that is majority owned by its employees.
References
- ↑ Ryan, Kate (2005-12-05). "Investment house banks on charity; Incapital selling bonds on behalf of non-profit.". Crain Communications Inc. Archived from the original on 2009-02-03. Retrieved 3 February 2009.
- ↑ Shim, Grace (2001-07-23). "Omaha, Neb., Native Forms Company to Guide Investors to the Better Bond Market.". Omaha World-Herald. Archived from the original on 2009-02-03. Retrieved 3 February 2009.
- ↑ "BofA to sell LaSalle unit to Incapital". American City Business Journals. 2008-02-11. Archived from the original on 2009-02-03. Retrieved 3 February 2009.
- ↑ "Incapital to acquire LaSalle unit". Associated Press (Forbes). 2008-02-11. Archived from the original on 2009-02-03. Retrieved 3 February 2009.
- ↑ "Incapital makes inroads in Europe.". Financial News (Dow Jones & Company). 2003-09-07. Archived from the original on 2009-02-03. Retrieved 3 February 2009.
- ↑ "Thomas S. Ricketts Profile". Forbes. Archived from the original on 2009-02-03. Retrieved 2009-02-03.