Hague Service Convention

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Hague Service Convention
Convention on the Service Abroad of Judicial and Extrajudicial Documents in Civil or Commercial Matters
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  Contracting States
  Contracting States
Signed 15 November 1965
Location Netherlands The Hague
Effective 10 February 1969
Condition 3 ratifications
Parties 68 (May 2013)
Depositary Ministry of Foreign Affairs of the Kingdom of the Netherlands
Languages French and English
Convention on the Service Abroad of Judicial and Extrajudicial Documents in Civil or Commercial Matters at Wikisource

The Convention on the Service Abroad of Judicial and Extrajudicial Documents in Civil or Commercial Matters, more commonly called the Hague Service Convention, is a multilateral treaty which was signed in The Hague on 15 November 1965 by members of the Hague Conference on Private International Law. It allows service of process of judicial documents from one signatory state to another without use of consular and diplomatic channels. The issue of international service had been previously addressed as part of the 1905 Civil Procedure Convention which was also signed in The Hague, which did not command wide support and was ratified by only 22 countries.

Diplomatic service via letters rogatory

Diplomatic channels are generally used between those states that are not contracting parties to the convention. It is generally effected by a letter rogatory, a formal request from the court in the country where proceedings were initiated or underway to a court in another country where the defendant resided. This procedure generally requires transmission of the document to be served from the originating court to the foreign ministry in the state of origin. The foreign ministry in the state of origin forwarded the request to the foreign ministry in the destination state. The foreign ministry then forwards the documents to the local court where the party to be served resided and the local court would arrange for service on the party to be served. Once service was made, a certificate of service (proving that service was made) would then pass through the same channels in reverse. Under a somewhat more streamlined procedure, courts can sometimes forward service requests to the foreign ministry or the foreign court directly, cutting out one or more steps in the process.

Procedure

The Hague Service Convention established a more simplified means for parties in signatory states to effect service in other contracting states. Under the convention, each contracting state is required to designate a "Central Authority" to accept incoming requests for service. A "Judicial Officer" who is competent to serve process in the state of origin is permitted to send request for service directly to the "Central Authority" of the state where service is to be made. Upon receiving the request, the Central Authority in the receiving state arranges for service in a manner permitted within the receiving state, typically through a local court to the defendant's residence. Once service is effected, the "Central Authority" sends a certificate of service to the "Judicial Officer' who made the request. Parties are required to use three standardised forms:

  • a request for service
  • a summary of the proceedings (similar to a summons),
  • a certificate of service.

The main benefits of the Hague Service Convention over Letters Rogatory is that it is faster (requests generally take 2 – 4 months rather than 6 – 12 months), it uses standardised forms which should be recognised by authorities in signatory countries, and in most cases, it is cheaper because service can be effected by the local attorney without hiring a foreign attorney to advise on how to serve.

The Hague Service Convention does not prohibit a receiving state from permitting international service by other methods otherwise authorised by local law (for example, service directly by mail or personal service by a person otherwise authorised to service process in the foreign country). For example, in the United States, service can often be made by a private process server. States which permit parties to use these "alternative means" of service make a separate designation in the documents they file with the Convention.

Interpretation issues

Definition of court officers

In the United States, an attorney is regarded as an officer of the court,[1] but not all countries accept them to "participate in their court procedures".[2]

Service by mail

The interpretation of a provision in article 10(a) is controversial. The provision permits the requesting judicial officer to "send" judicial documents by postal channels to countries that authorise this usage in ratifying the convention, such as France and Italy. Other provisions of the convention say "serve" or "service". The controversy is over whether the provision permits service directly on parties by mail.[citation needed] In the United States, some courts interpret this provision to permit service by mailing documents directly to individuals;[citation needed] others hold that the provision only authorises sending, but not serving, documents by mail.[citation needed] The European Court of Justice and courts in Greece and Alberta interpret the provision to permit formal service by mail.[citation needed] Other countries, including Germany, Switzerland, and most current and former communist countries, require incoming service to be effected exclusively through the country's central authority.[citation needed]

Relation with other instruments

Under the convention, countries may conclude different agreements between them that take precedence over the convention. Thus, within the European Union (except for Denmark) Council Regulation (EC) No. 1348/2000 applies instead of the convention.

Parties

As of May 2013, 68 states are contracting parties of the Hague Service Convention. They include 54 of the 73 Hague Conference on Private International Law member states, plus Antigua and Barbuda, Armenia, Bahamas, Barbados, Belize, Botswana, Colombia, Kuwait, Malawi, Moldova, Pakistan, Saint Vincent and the Grenadines, San Marino, and Seychelles.

State Date of Ratification Comments
 Albania 1 November 2006
 Antigua and Barbuda 1 May 1985 Succession of ratification as dependent territory of the United Kingdom
 Argentina 2 February 2001
 Armenia 27 June 2012
 Australia 15 March 2010 incl: Ashmore and Cartier Islands, Australian Antarctic Territory, Christmas Island, Cocos Islands, Coral Sea Islands, Heard Island and McDonald Islands and Norfolk Island
 Bahamas 17 June 1997
 Barbados 10 February 1969
 Belarus 6 June 1997
 Belgium 19 November 1970
 Bosnia and Herzegovina 16 June 2008
 Belize 8 November 2009
 Botswana 10 February 1969
 Bulgaria 23 November 1999
 Canada 26 September 1988
 China 6 May 1991
 Colombia 10 April 2013
 Croatia 28 February 2006
 Cyprus 26 October 1982
 Czech Republic 23 September 1981 succession of the ratification of Czechoslovakia
 Denmark 2 August 1969
 Egypt 12 December 1968
 Estonia 2 February 1996
 Finland 11 November 1969
 France 3 July 1972
 Germany 27 April 1979
 Greece 20 July 1983
 Hungary 13 July 2004
 Iceland 10 November 2008
 India 23 November 2006
 Ireland 5 April 1994
 Israel 14 August 1972
 Italy 25 November 1981
 Japan 28 May 1970
 South Korea 13 January 2000 prohibits service via other methods[3]

State Date of Ratification Comments
 Kuwait 8 May 2002
 Latvia 28 March 1995
 Lithuania 2 August 2000
 Luxembourg 9 July 1975
 Macedonia 23 December 2008
 Malawi 24 April 1972
 Malta 1 February 2011
 Moldova 4 July 2012
 Montenegro 16 January 2012
 Mexico 2 November 1999
 Monaco 1 March 2007
 Kingdom of the Netherlands 3 November 1975(European territory and Aruba)
 Morocco 24 March 2011
 Norway 2 August 1969
 Pakistan 7 December 1988
 Poland 13 February 1996
 Portugal 27 December 1973
 Romania 21 August 2003
 Russian Federation 1 May 2001
 Saint Vincent and the Grenadines 6 January 2005Succession of ratification as dependent territory of the United Kingdom
 San Marino 15 April 2002
 Serbia 2 July 2010
 Seychelles 18 November 1980
 Slovakia 23 November 1981succession of the ratification of Czechoslovakia
 Slovenia 18 September 2000
 Spain 4 June 1987
 Sri Lanka 31 August 2000
 Sweden 2 August 1969
  Switzerland 2 November 1994
 Turkey 28 February 1972
 Ukraine 1 February 2001
 United Kingdom of Great Britain and Northern Ireland 17 November 1967incl. Anguilla, Bermuda, British Virgin Islands, Cayman Islands, Falkland Islands, Gibraltar, Guernsey, Isle of Man, Jersey, Montserrat, Pitcairn, Saint Helena, Turks and Caicos Islands
 United States of America 24 August 1967 incl. Guam, Puerto Rico, the US Virgin Islands, and the Northern Mariana Islands
 Venezuela 29 October 1993

References

External links

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