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Labor unions in the United States are legally recognized as representatives of workers in many industries. The most prominent unions are among public sector employees such as teachers and police. Activity by labor unions in the United States today centers on collective bargaining over wages, benefits, and working conditions for their membership and on representing their members if management attempts to violate contract provisions. Although much smaller compared to their peak membership in the 1950s, American unions also remain an important political factor, both through mobilization of their own memberships and through coalitions with like-minded activist organizations around issues such as immigrant rights, trade policy, health care, and living wage campaigns.
Today most unions are aligned with one of two larger umbrella organizations: the AFL-CIO created in 1955 and the Change to Win Federation, which split from the AFL-CIO in 2005. Both advocate policies and legislation on behalf of workers in the United States and Canada, and take an active role in politics. The AFL-CIO is especially concerned with global trade issues.
In 2010, total labor union density (the percentage of workers—both public and private—belonging to a labor union) was 11.4% in the United States. For comparison, it was 18.6% in Germany, 27.5% in Canada, and 70% in Finland.[1] Union membership in the private sector has in recent years fallen under 9% — levels not seen since 1932. Unions allege that employer-incited opposition has contributed to this decline in membership.
Unions are currently advocating new federal legislation that would allow workers to elect union representation by simply signing a support card. The current process established by federal law requires at least 30% of employees to sign cards for the union, then wait 45 to 90 days for a federal official to conduct a secret ballot election in which a simple majority of the employees must vote for the union in order to obligate the employer to bargain. Unions report that, under the present system, many employers use the 45 to 90 day period to conduct anti-union campaigns. Some opponents of this legislation fear that removing secret balloting from the process will lead to the intimidation and coercion of workers on behalf of the unions. During the 2008 elections, the Employee Free Choice Act had widespread support of many legislators in the House and Senate, and of the President. Since then, support for the "card check" provisions of the EFCA subsided substantially.
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Unions began forming in the mid-19th century. The 1870s and 1880s saw large-scale consolidation, with the Knights of Labor mushrooming overnight into a major force in the late 1880s; it then collapsed because of poor organization. The American Federation of Labor, led until his death in 1924 by Samuel Gompers, proved much more durable. It was a coalition of many national unions, and helped resolve jurisdictional disputes, created citywide coalitions that helped coordinate strikes, and after 1907 became a player in national politics, usually on the side of the Democrats. The Railroad Brotherhoods, while separate from the AFL, formed national networks in the late 19th century. Rapid growth came in 1900-1919, but was followed by a long decline until the Wagner Act of 1935 led to an invigoration of the labor movement, which finally became a permanent factor in heavy industry. The CIO under John L. Lewis split off and competed aggressively for membership. The AFL was always larger and both federations grew enormously during World War II. After the Communists in the CIO were purged in 1946-1948, a merger into the AFL-CIO became possible in 1955. The Taft-Hartley Act of 1947 was a conservative measure that weakened the unions, and highly publicized reports of corruption in the Teamsters and other unions hurt the image of the labor movement during the 1950s. Unions formed a backbone element of the New Deal Coalition and of Modern liberalism in the United States. Membership and power crested around 1970. Private sector union membership then began a steady decline that continues into the 2010s, but the membership of public sector unions grew steadily.[2]
National trade union organization(s) AFL-CIO, CtW, IWW |
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National government agency(ies) United States Department of Labor National Labor Relations Board |
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Primary trade union legislation National Labor Relations Act Taft-Hartley Act |
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Trade union membership 16.1 million[3] |
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Percentage of workforce ▪ Total: 12.4% |
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Standard Occupational Classification ▪ Management, professional: 13.4% |
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International Labour Organization United States is a member of the ILO |
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Convention ratification | |
Freedom of Association | not ratified |
Right to Organise | not ratified |
Today most labor unions in the United States are members of one of two larger umbrella organizations: the American Federation of Labor–Congress of Industrial Organizations (AFL-CIO) or the Change to Win Federation, which split from the AFL-CIO in 2005-2006. Both organizations advocate policies and legislation favorable to workers in the United States and Canada, and take an active role in politics favoring the Democratic party but not exclusively so. The AFL-CIO is especially concerned with global trade and economical issues.
Recently unions have become a larger issue within the 2008 "Economic Crisis" with the three largest automakers seeking $50 billion in loans in order to stay viable. According to some Senators 'costly labor agreements' including pension and health plans put the U.S. automakers at a disadvantage to foreign companies resulting in their collapse.[4] Others point out that the United Auto Workers has made extensive concessions to the car companies over the last twenty years in order to help the companies remain competitive, and allege that the automakers' recent troubles are better ascribed to other factors.[5][6]
Private sector union members are tightly regulated by the National Labor Relations Act (NLRA), passed in 1935. The law is overseen by the National Labor Relations Board (NLRB), an independent federal agency. Public sector unions are regulated partly by federal and partly by state laws. In general they have shown robust growth rates, for wages and working conditions are set through negotiations with elected local and state officials. The unions' political power thus comes into play, and of course the local government cannot threaten to move elsewhere, nor is there any threat from foreign competition.
To join a traditional labor union, workers must either be given voluntary recognition from their employer or have a majority of workers in a bargaining unit vote for union representation. In either case, the government must then certify the newly formed union. Other forms of unionism include minority unionism, Solidarity unionism, and the practices of organizations such as the Industrial Workers of the World, which do not always follow traditional organizational models.
Public sector worker unions are governed by labor laws and labor boards in each of the 50 states. Northern states typically model their laws and boards after the NLRA and the NLRB. In other states, public workers have no right to establish a union as a legal entity. (About 40% of public employees in the USA do not have the right to organize a legally established union.)
Once the union has won the support of a majority of the bargaining unit and is certified in a workplace, it has the sole authority to negotiate the conditions of employment. However, under the NLRA, if a minority of employees voted for a union, those employees can then form a union which represents the rights of only those members who voted for the union. This minority model was once widely used, but was discarded when unions began to consistently win majority support. Unions are beginning to revisit the "members only" model of unionism because of new changes to labor law which unions view as curbing workers' ability to organize.
The employer and the union write the terms and conditions of employment in a legally binding contract. When disputes arise over the contract, most contracts call for the parties to resolve their differences through a grievance process to see if the dispute can be mutually resolved. If the union and the employer still cannot settle the matter, either party can choose to send the dispute to arbitration, where the case is argued before a neutral third party.
In the 1940s and 1950s, links to organized crime were discovered in U.S. unions, hurting their image. Since the 1970s, union membership has been steadily declining in the private sector while growing in the public sector. Right-to-work statutes forbid unions from negotiating agency shops. Thus, while unions do exist in "right-to-work" states, they are typically weaker.
Members of labor unions enjoy "Weingarten Rights." If management questions the union member on a matter that may lead to discipline or other changes in working conditions, union members can request representation by a union representative. Weingarten Rights are named for the first Supreme Court decision to recognize those rights.[7]
The NLRA goes farther in protecting the right of workers to organize unions. It protects the right of workers to engage in any "concerted activity" for mutual aid or protection. Thus, no union connection is needed. Concerted activity "in its inception involves only a speaker and a listener, for such activity is an indispensable preliminary step to employee self-organization."[8]
Union membership had been steadily declining in the US since 1983. In 2007, the labor department reported the first increase in union memberships in 25 years and the largest increase since 1979. Most of the recent gains in union membership have been in the service sector while the number of unionized employees in the manufacturing sector has declined. Most of the gains in the service sector have come in West Coast states like California where union membership is now at 16.7% compared with a national average of about 12.1%.[9]
Union density (the percentage of workers belonging to unions) has been declining since the late 1940s, however. Almost 36% of American workers were represented by unions in 1945. Historically, the rapid growth of public employee unions since the 1960s has served to mask an even more dramatic decline in private-sector union membership.
At the apex of union density in the 1940s, only about 9.8% of public employees were represented by unions, while 33.9% of private, non-agricultural workers had such representation. In this decade, those proportions have essentially reversed, with 36% of public workers being represented by unions while private sector union density had plummeted to around 7%. The US Bureau of Labor Statistics most recent survey indicates that union membership in the US has risen to 12.4% of all workers, from 12.1% in 2007. For a short period, private sector union membership rebounded, increasing from 7.5% in 2007 to 7.6% in 2008.[10] However, that trend has since reversed. In 2009, the union density for private sector stood at 7.2%.[11]
In the US, labor education programs such as the Harvard Trade Union Program [12] created in 1942 by Harvard University professor John Thomas Dunlop sought to educate union members to deal with important contemporary workplace and labor law issues of the day. The Harvard Trade Union Program is currently part of a broader initiative at Harvard Law School called the Labor and Worklife Program[13] that deals with a wide variety of labor and employment issues from union pension investment funds to the effects of nanotechnology on labor markets and the workplace.
Labor unions use the term jurisdiction to refer to their claims to represent workers who perform a certain type of work and the right of their members to perform such work. For example, the work of unloading containerized cargo at United States ports, which the International Longshoremen's Association the International Longshore and Warehouse Union and the International Brotherhood of Teamsters have claimed rightfully should be assigned to workers they represent. A jurisdictional strike is a concerted refusal to work undertaken by a union to assert its members' right to such job assignments and to protest the assignment of disputed work to members of another union or to unorganized workers. Jurisdictional strikes occur most frequently in the United States in the construction industry.[14]
Unions also use jurisdiction to refer to the geographical boundaries of their operations, as in those cases in which a national or international union allocates the right to represent workers among different local unions based on the place of those workers' employment, either along geographical lines or by adopting the boundaries between political jurisdictions.[14]
Although most industrialized countries have seen a drop in unionization rates, the drop in union density (the unionized proportion of the working population) has been more significant in the United States than elsewhere. Popular explanations that pin this decline to a reduced popularity of unionization among workers and the general public appear to be misguided. Public approval of unions climbed between 1981 and 1988, with 61% of Americans approving of unions in 1988. The rate of public confidence in the United States during this same time differed little from the analogous rate in other industrialized nations.[16] Dropping unionization rates cannot be attributed entirely to changing market structures. In fact, scholars have shown the tremendous complexity inherent in explaining the decline of union density.
A broad range of forces have been identified as potential contributors to the drop in union density across countries. Sano and Williamson outline quantitative studies that assess the relevance of these factors across countries.[17] The first relevant set of factors relate to the receptiveness of unions’ institutional environments. For example, the presence of a Ghent system (where unions are responsible for the distribution of unemployment insurance) and of centralized collective bargaining (organized at a national or industry level as opposed to local or firm level) have both been shown to give unions more bargaining power and to correlate positively to higher rates of union density. Unions have enjoyed higher rates of success in locations where they have greater access to the workplace as an organizing space (as determined both by law and by employer acceptance), and where they benefit from a corporatist relationship to the state and are thus allowed to participate more directly in the official governance structure. Moreover, the fluctuations of business cycles, particularly the rise and fall of unemployment rates and inflation, are also closely linked to changes in union density.[17]
Labor lawyer Thomas Geoghegan attributes the drop to the 1947 Taft-Hartley Act, which greatly reduced the power of unions, to support each other in strikes, made it harder to form new unions, and eventually encouraged employers to attack existing unions.[18]
The relatively coherent scholarly perspective on the role of institutional openness to organized labor in determining union strength is not mirrored in the analysis of political and economic factors. Brady writes that political parties play an expected role in determining union strength, with left-wing governments generally promoting greater union density, other scholars contest this finding by pointing out important counterexamples and explaining the reverse causality inherent in this relationship.[19]
More recently, as unions have become increasingly concerned with the impacts of market integration on their well-being, scholars have begun to assess whether popular concerns about a global “race to the bottom” are reflected in cross-country comparisons of union strength. These scholars use foreign direct investment (FDI) and the size of a country’s international trade as a percentage of its GDP to assess a country’s relative degree of market integration. These researchers typically find that globalization does affect union density, but is dependent on other factors, such as unions’ access to the workplace and the centralization of bargaining.[20] Sano and Williamson argue that globalization’s impact is conditional upon a country’s labor history.[21] In the United States in particular, which has traditionally had relatively low levels of union density, globalization did not appear to significantly affect union density.
Studies focusing more narrowly on the U.S. labor movement corroborate the comparative findings about the importance of structural factors, but tend to emphasize the effects of changing labor markets due to globalization to a greater extent. Bronfenbrenner notes that changes in the economy, such as increased global competition, capital flight, and the transitions from a manufacturing to a service economy and to a greater reliance on transitory and contingent workers, accounts for only a third of the decline in union density.[22] She claims that the federal government in the 1980s was largely responsible for giving employers the perception that they could engage in aggressive strategies to repress the formation of unions. Richard Freeman also points to the role of repressive employer strategies in reducing unionization, and highlights the way in which a state ideology of anti-unionism tacitly accepted these strategies [16] Goldfield notes that the overall effects of globalization on unionization in the particular case of the United States may be understated in econometric studies on the subject.[23] He writes that the threat of production shifts reduces unions’ bargaining power even if it does not eliminate them, and also claims that most of the effects of globalization on labor’s strength are indirect. They are most present in change towards a neoliberal political context that has promoted the deregulation and privatization of some industries and accepted increased employer flexibility in labor markets.
Regardless of the actual impact of market integration on union density or on workers themselves, organized labor has been engaged in a variety of strategies to limit the agenda of globalization and to promote labor regulations in an international context. The most prominent example of this has been the opposition of labor groups to free trade initiatives such as the North American Free Trade Agreement (NAFTA) and the Dominican Republic-Central American Free Trade Agreement (DR-CAFTA). In both cases, unions expressed strong opposition to the agreements, but to some extent pushed for the incorporation of basic labor standards in the agreement if one were to pass.[25]
However, Mayer has written that it was precisely unions’ opposition to NAFTA overall that jeopardized organized labor’s ability to influence the debate on labor standards in a significant way.[26] During Clinton’s presidential campaign, labor unions wanted NAFTA to include a side deal to provide for a kind of international social charter, a set of standards that would be enforceable both in domestic courts and through international institutions. Mickey Kantor, then U.S. trade representative, had strong ties to organized labor and believed that he could get unions to come along with the agreement, particularly if they were given a strong voice in the negotiation process. However, when it became clear that Mexico would not stand for this kind of an agreement, some critics from the labor movement would not settle for any viable alternatives. In response, part of the labor movement wanted to declare their open opposition to the agreement, and to push for NAFTA’s rejection in Congress.[26] Ultimately, the ambivalence of labor groups led those within the Administration who supported NAFTA to believe that strengthening NAFTA’s labor side agreement too much would cost more votes among Republicans than it would garner among Democrats, and would make it harder for the United States to elicit support from Mexico.[27]
Graubart writes that, despite unions’ open disappointment with the outcome of this labor-side negotiation, labor activists, including the AFL-CIO have used the side agreement’s citizen petition process to highlight ongoing political campaigns and struggles in their home countries.[28] He claims that despite the relative weakness of the legal provisions themselves, the side-agreement has served a legitimizing functioning, giving certain social struggles a new kind of standing.
Unions have recently been engaged in a developing field of transnational labor regulation embodied in corporate codes of conduct. However, O’Brien notes that unions have been only peripherally involved in this process, and remain ambivalent about its potential effects.[29] They worry that these codes could have legitimizing effects on companies that don’t actually live up to good practices, and that companies could use codes to excuse or distract attention from the repression of unions. Braun and Gearhart note that although unions do participate in the structure of a number of these agreements, their original interest in codes of conduct differed from the interests of human rights and other non-governmental activists. They believed that codes of conduct would be important first steps in creating written principles that a company would be compelled to comply with in later organizing contracts, but did not foresee the establishment of monitoring systems such as the Fair Labor Association. These authors point out that are motivated by power, want to gain insider status politically and are accountable to a constituency that requires them to provide them with direct benefits. In contrast, activists from the non-governmental sector are motivated by ideals, are free of accountability and gain legitimacy from being political outsiders. Therefore, the interests of unions are not likely to align well with the interests of those who draft and monitor corporate codes of conduct.
Unions have made some attempts to organize across borders. Eder notes that transnational organizing is not a new phenomenon but has been facilitated by technological change.[30] Nevertheless, he claims that while unions pay lip service to global solidarity, they still act largely in their national self-interest. He argues that unions in the global North are becoming increasingly depoliticized while those in the South grow politically, and that global differentiation of production processes leads to divergent strategies and interests in different regions of the world. These structural differences tend to hinder effective global solidarity. However, in light of the weakness of international labor, Herod notes that globalization of production need not be met by a globalization of union strategies in order to be contained.[31] He points out that local strategies, such as the United Auto Workers’ strike against General Motors in 1998, can sometimes effectively interrupt global production processes in ways that they could not before the advent of widespread market integration. Thus, workers need not be connected organizationally to others around the world to effectively influence the behavior of a transnational corporation.