The Germanic peoples (also called Teutonic or Gothic in older literature) are an ethno-linguistic group of Northern European origin, identified by their use of the Indo-European Germanic languages which diversified out of Proto-Germanic during the Pre-Roman Iron Age.[1]
Originating about 1800 BCE from the Corded Ware Culture on the North German plain, the Germanic peoples expanded into southern Scandinavia and towards the Vistula river during the Nordic Bronze Age, reaching the lower Danube by 200 BCE.[2] In the 2nd century BCE, the Teutons and the Cimbri clashed with Rome. By the time of Julius Caesar, a group of Germans led by the Suebian chieftain Ariovistus were expanding into Gaul, until stopped by Caesar at the Vosges in 58 BCE. Subsequent attempts by Emperor Augustus to annex territories east of the Rhine were abandoned, after the Cheruscian prince Arminius annihilated three Roman legions at the Battle of the Teutoburg forest in 9 CE. At the time, German soldiers were massively recruited into the Roman Army, notably forming the personal bodyguard of the Roman Emperor. In the east, tribes that had migrated from Scandinavia to the lower Vistula pushed southwards, pressing the Marcomanni to invade Italy in 166 CE. Meanwhile, the Germans had through influence from Italic scripts devised their own Runic alphabet. By the 3th century, the Goths ruled a vast area north of the Black Sea from where they either through crossing the lower Danube or traveling by sea, raided the Balkan Peninsula and Anatolia as far as Cyprus. Meanwhile, the growing confederations of Franks and Alemanni broke through the lines and settled along the Rhine frontier, continuously infiltrating Gaul and Italy, while Saxon pirates ravaged the coasts of Western Europe. After the Huns in the 4th century invaded the territories of the Gothic King Ermanaric, which at its peak evidently stretched between the Danube and the Volga river, and from the Black to the Baltic Sea, thousands of Goths fled into the Balkans, where they inflicted a massive defeat upon the Romans at the Adrianople and Sacked Rome under Alaric in 410. Meanwhile, several Germanic tribes were converted to Arian Christianity by the missionary Wulfila, who devised an alphabet to translate the Bible into the Gothic language.
Having defeated the Huns at Chalons and Nedao, migrating Germanic tribes invaded the Western Roman Empire and transformed it into Medieval Europe. Nevertheless, it was only with German help that the empire was able to survive as long as it did, as the Roman Army was nearly entirely composed of Germans by the 4th century.[3] By the year 500, the Anglo-Saxons were in Britain, and the Burgundians were in the Rhône valley. Ruled by Theodoric, the Ostrogoths were established in Italy, while the Vandal leader Gaiseric had sacked Rome and founded a kingdom in Africa. In 507, the Visigoths were expelled by the Franks from most of their Gallic possessions, and thereafter ruled a state in Hispania. In 568, the Lombard leader Alboin invaded Italy, and founded an independent kingdom which in 774 was overthrown by Charlemagne, who was crowned Emperor of the Romans in 800 CE. In the 8th century, North Germanic seamen launched a massive expansion, founding important states in Eastern Europe and France, while colonizing the Atlantic as far as North America. Subsequently, Germanic languages became dominant along many European countries but in Southern and Eastern Europe the Germanic elite eventually adopted the native Slavic or Latin dialects. All Germanic peoples were eventually converted from Paganism to Christianity.
Modern Germanic peoples are represented primarily by Scandinavians, Germans, Dutchmen, Englishmen and others who still speak languages derived from the ancestral Germanic dialects.
Contents |
The Latin ethnonym "Germani" seems to be attested in the Fasti Capitolini inscription for the year 222 BCE, DE GALLEIS INSVBRIBVS ET GERM(aneis), where it may simply refer to "related" peoples, namely related to the Gauls. Furthermore, since the inscriptions were erected only in 17 to 18 BCE, the word may be a later addition to the text. Another early mentioning of the name, this time by Poseidonios (writing around 80 BCE), is also dubious, as it only survives in a quotation by Athenaios (writing around 190 CE); the mention of Germani in this context was more likely inserted by Athenaios rather than by Poseidonios himself.[4][5][6]
The writer who apparently introduced the name "Germani" into the corpus of classical literature is Julius Caesar. He uses Germani in two slightly differing ways:
First, Germania was a geographical area of land on the east bank of the Rhine from Gaul, and outside Roman control. This usage of the word is the origin of the modern concept of Germanic languages, but it was not defined strictly by language. Under other classical authors this sometimes included regions of Sarmatia as well as an area under Roman control on the west bank of the Rhine. Also, at least in the south there were Celtic peoples still living east of the Rhine and north of the Alps. Caesar, Tacitus and others did note differences of culture which could be found on the east of the Rhine. But all of these cultural notes were around the theme that this was a wild and dangerous region, less civilised than Gaul, and requiring of military vigilance in Rome and Gaul.
On the other hand, Caesar uses the term Germani, for a very specific tribal grouping in northeastern Belgic Gaul, west of the Rhine, the largest part of which were the Eburones, making clear that he was using the name in the local way. These are the so-called Germani Cisrhenani.[7] Tacitus suggests that this was the original way the word "Germani" was used – as the name of a single tribal nation, ancestral to the Tungri (who lived in the same area as the earlier Germani reported by Caesar), and not a whole race (gentis). He also suggested that two large Belgic tribes neighbouring Caesar's Germani, the Nervii and the Treveri, liked to call themselves Germanic in his time, in order not to be associated with Gaulish indolence.[8] Caesar described this group of tribes both as Belgic Gauls, and Germani. Gauls are associated with Celtic languages, and the term Germani is associated with Germanic languages, but Caesar did not mention language. He did not describe these tribes as recent immigrants, saying that they had defended themselves some generations ago from the invading Cimbri and Teutones, thereby distinguishing them from the neighbouring Aduatuci, who he did not call Germani, but who were descended from Cimbri and Teutones. But he also indicated that the Germani were seen as having ancestry over the Rhine.[7] It has been claimed, for example by Maurits Gysseling, that the placenames of this region show evidence of an early presence of Germanic languages, already in the 2nd century BCE.[9] Celtic culture and language was however clearly influential also, as can be seen in the tribal name of the Eburones, their kings' names, Ambiorix and Cativolcus, and also the material culture of the region.[10] (In these early records of apparent Germanic tribes, tribal leader names of the Cimbri and Sigambri, and tribal names such as Tencteri and Usipetes, are also apparently Gaulish, even coming from the east of the Rhine.)
The etymology of the word "Germani" is uncertain. It may have been a Gaulish exonym for "neighbour", comparable to the modern English word "germane". This can be compared to Old Irish gair, Welsh ger, "near", Irish gearr, "cut, short" (a short distance), from a proposed Proto-Celtic root *gerso-s.[11][12][13][14] Another celtic possibility is that the name meant "noisy".[15] If on the other hand the name had a Germanic origin, then it has been proposed that the etymology could be "spear men". Old English "gar" and Old High German "ger/gehr" are examples of the early Germanic word meaning spear, comparable also to Old Irish (Celtic) "gae".[16] Some etymological sources consider this theory obsolete, but another proposal from Germanic would be "greedy men".[15]
The term Germani therefore, was a term which probably originally applied to a specific group of tribes in northeastern Gaul who may not have spoken a Germanic language, and whose links to Germania are unclear. Apparently, the Germanic tribes did not have a single self-designation ("endonym") that included all Germanic-speaking people but excluded all non-Germanic people. Non-Germanic peoples (primarily Celtic, Roman, Greek, the citizens of the Roman Empire), on the other hand, were called *walha- (this word lives forth in names such as Wales, Welsh, Cornwall, Walloons, Vlachs etc.). Yet, the name of the Suebi — which designated a larger group of tribes and was used by Caesar somewhat indescriminantly when describing Germanic tribes east of the Rhine — was possibly a Germanic word which was used to describe a broad classification of Germanic speakers (*swē-ba- "authentic").[17]
Trying to identify a contemporary vernacular term and the associated nation with a classical name, Latin writers from the 10th century onwards used the learned adjective teutonicus (originally derived from the Teutones) to refer to East Francia ("Regnum Teutonicum") and its inhabitants. This usage is still partly present in modern English; hence the English use of "Teutons" in reference to the Germanic peoples in general besides the specific tribe of the Teutons defeated at the Battle of Aquae Sextiae in 102 BCE.
The generic *þiuda- "people" occurs in many personal names such as Thiud-reks and also in the ethnonym of the Swedes from a cognate of Old English Sweo-ðēod and Old Norse: Sui-þióð (see e.g. Sö Fv1948;289). Additionally, þiuda- appears in Angel-ðēod ("Anglo-Saxon people") and Gut-þiuda ("Gothic people").[18] The adjective derived from this noun, *þiudiskaz, "popular", was later used with reference to the language of the people in contrast to the Latin language (earliest recorded example 786). The word is continued in German Deutsch (meaning German), English "Dutch", Dutch Duits and Diets (the latter referring to the historic name for Dutch or Middle Dutch, the former meaning German), Italian tedesco (meaning German), Swedish/Danish/Norwegian tysk (meaning German) and Middle Low German dudesch meaning both Low German and the whole of Dutch/German/Low German, as well its descendant, modern Low German dütsch, meaning only Standard High German.
By the 1st century CE, the writings of Caesar, Tacitus and other Roman era writers indicate a division of Germanic-speaking peoples into tribal groupings centred on:
The Sons of Mannus, Istvaeones, Irminones, and Ingvaeones are collectively called West Germanic tribes. In addition, those Germanic people who remained in Scandinavia are referred to as North Germanic. These groups all developed separate dialects, the basis for the differences among Germanic languages down to the present day.
The division of peoples into West Germanic, East Germanic, and North Germanic is a modern linguistic classification. Many Greek scholars only classified Celts and Scythians in the Northwest and Northeast of the Mediterranean and this classification was widely maintained in Greek literature until Late Antiquity. Latin-Greek ethnographers (Tacitus, Pliny the Elder, Ptolemy, and Strabo) mentioned in the first two centuries the names of peoples they classified as Germanic along the Elbe, the Rhine, and the Danube, the Vistula and on the Baltic Sea. Tacitus mentioned 40, Ptolemy 69 peoples.
Classical ethnography applied the name Suebi to many tribes in the 1st century, apparently partly replacing the word "Germanic". After the Marcomannic wars the Gothic name steadily gained importance. For the end of the 5th century the Gothic name can be used – according to the historical sources – for such different peoples like the Goths in Gaul, Iberia and Italy, the Vandals in Africa, the Gepids along the Tisza and the Danube, the Rugians, Sciri and Burgundians, even the Iranian Alans. Though speaking Germanic languages, these peoples were sometimes classified as Scyths and often said to descend from the ancient Getae (most important: Cassiodor/Jordanes, Getica around 550).
Regarding the question of ethnic origins, evidence developed by archaeologists and linguists suggests that a people or group of peoples sharing a common material culture dwelt in a region defined by the Nordic Bronze Age culture between 1700 BCE and 600 BCE. The Germanic tribes then inhabited southern Scandinavia, Schleswig-Holstein and Hamburg,[19] but subsequent Iron Age cultures of the same region, like Wessenstedt (800 to 600 BCE) and Jastorf, are also in consideration.[20] The change of Proto-Indo-European to Proto-Germanic has been defined by the first sound shift (or Grimm's law) and must have occurred when mutually intelligible dialects or languages in a Sprachbund were still able to convey such a change to the whole region. So far it has been impossible to date this event conclusively.
The precise interaction between these peoples is not known; however, they are tied together and influenced by regional features and migration patterns linked to prehistoric cultures like Hügelgräber, Urnfield, and La Tene. A deteriorating climate in Scandinavia around 850 BCE to 760 BCE and a later and more rapid one around 650 BCE might have triggered migrations to the coast of Eastern Germany and further towards the Vistula. A contemporary northern expansion of Hallstatt drew part of these peoples into the Celtic hemisphere, including nordwestblock areas and the region of Elp culture[21] (1800 BCE to 800 BCE).
At around this time, this culture became influenced by Hallstatt techniques for extracting bog iron from the ore in peat bogs, ushering in the Pre-Roman Iron Age.
Archeological evidence suggests a relatively uniform Germanic people were located at about 750 BCE from the Netherlands to the Vistula and Southern Scandinavia. In the west the coastal floodplains were populated for the first time, since in adjacent higher grounds the population had increased and the soil became exhausted.[22] At about 250 BCE, some expansion to the south had occurred and five general groups can be distinguished: North Germanic in southern Scandinavia, excluding Jutland; North Sea Germanic, along the North Sea and in Jutland; Rhine-Weser Germanic, along the middle Rhine and Weser; Elbe Germanic, along the middle Elbe; and East Germanic, between the middle Oder and the Vistula. This concurs with linguistic evidence pointing at the development of five linguistic groups, mutually linked into sets of two to four groups that shared linguistic innovations.[23]
This period witnessed the advent of Celtic culture of Hallstatt and La Tene signature in previous Northern Bronze Age territory, especially to the western extends. However, some proposals[24] suggest this Celtic superstrate was weak, while the general view in the Netherlands holds that this Celtic influence did not involve intrusions at all and assume fashion and a local development from Bronze Age culture.[25] It is generally accepted such a Celtic superstratum was virtually absent to the East, featuring the Germanic Wessenstedt and Jastorf cultures. The Celtic influence and contacts between Gaulish and early Germanic culture along the Rhine is assumed as the source of a number of Celtic loanwords in Proto-Germanic.
Frankenstein and Rowlands (1978), and Wells (1980) have suggested late Hallstatt trade contact to be a direct catalyst for the development of an elite class that came into existence around northeastern France, the Middle Rhine region, and adjacent Alpine regions (Collis 1984:41), culminating to new cultural developments and the advent of the classical Gaulish La Tene Culture[26] The development of La Tene culture extended to the north around 200 to 150 BCE, including the North German Plain, Denmark and Southern Scandinavia:[27]
In certain cremation graves, situated at some distance from other graves, Celtic metalwork appears: brooches and swords, together with wagons, Roman cauldrons and drinking vessels. The area of these rich graves is the same as the places where later (the first century CE) princely graves are found. A ruling class seems to have emerged, distinguished by the possession of large farms and rich gravegifts such as weapons for the men and silver objects for the women, imported earthenware and Celtic items.[28]
The first Germani in Roman ethnography cannot be clearly identified as either Germanic or Celtic in the modern ethno-linguistic sense, and it has been generally held the traditional clear cut division along the Rhine between both ethnic groups was primarily motivated by Roman politics. Caesar described the Eburones as a Germanic tribe on the Gallic side of the Rhine, and held other tribes in the neighbourhood as merely calling themselves of Germanic stock. Even though names like Eburones and Ambiorix were Celtic and, archeologically, this area shows strong Celtic influences, the problem is difficult. Some 20th century writers consider the possibility of a separate "Nordwestblock" identity of the tribes settled along the Rhine at the time, assuming the arrival of a Germanic superstrate from the 1st century BCE and a subsequent "Germanization" or language replacement through the "elite-dominance" model.[29] However, immigration of Germanic Batavians from Hessen in the northern extent of this same tribal region is, archeologically speaking, hardly noticeable and certainly did not populate an exterminated country, very unlike Tacitus suggested. Here, probably due to the local indigenous pastoral way of life, the acceptance of Roman culture turned out to be particularly slow and, contrary to expected, the indigenous culture of the previous Eburones rather seems to have absorbed the intruding (Batavian) element, thus making it very hard to define the real extents of the pre-Roman Germanic indigenous territories.[30]
The first news about the Germanic world are contained in the lost Pytheas work. It is believed that Pytheas circumnavigated Northern Europe, and his observations about the geographical environment, traditions and culture of the Northern European populations were a central source of information to later historians, possibly the only source.[31] Authors such as Strabo, Pliny and Diodorus cite Pytheas in disbelief, although Pytheas' observations are substantially correct. Though Pytheas was not the first explorer of those lands (for example Himilco, Phoenicians, Tartessians), he was the first to describe these populations, and it is fair to say that much of the Germanic peoples' history enters into view through Pytheas.
Germanic expansions during early Roman times are known only generally, but it is clear that the forebears of the Goths were settled on the southern Baltic shore by 100 CE.
The early Germanic tribes are assumed to have spoken mutually intelligible dialects, in the sense that Germanic languages derive from a single earlier parent language. No written records of such a parent language exist.[32] From what we know of scanty early written material, by the 5th century CE the Germanic languages were already "sufficiently different to render communication between the various peoples impossible".[33] Some evidence point to a common pantheon made up of several different chronological layers. However, as for mythology only the Scandinavian one (see Germanic mythology) is sufficiently known.[33] Some traces of common traditions between various tribes are indicated by Beowulf and the Volsunga saga. One indication of their shared identity is their common Germanic name for non-Germanic peoples, *walhaz (plural of *walhoz), from which the local names Welsh, Wallis, Walloon and others were derived. An indication of an ethnic unity is the fact that the Romans knew them as one and gave them a common name, Germani (this is the source of our German and Germanic, see Etymology above), although it was well known for the Romans to give geographical rather than cultural names to peoples. The very extensive practice of cremation deprives us of anthropological comparative material for the earliest periods to support claims of a longstanding ethnic isolation of a common (Nordic) strain.
In the absence of large-scale political unification, such as that imposed forcibly by the Romans upon the peoples of Italy, the various tribes remained free, led by their own hereditary or chosen leaders.
By the late 2nd century BCE, Roman authors recount, Gaul, Italy and Hispania were invaded by migrating Germanic tribes. This culminated in military conflict with the armies of the Roman Republic, in particular those of the Roman Consul Gaius Marius. Six decades later, Julius Caesar invoked the threat of such attacks as one justification for his annexation of Gaul to Rome.
As Rome expanded to the Rhine and Danube rivers, it incorporated many Celtic societies into the Empire. The tribal homelands to the north and east emerged collectively in the records as Germania. The peoples of this area were sometimes at war with Rome, but also engaged in complex and long-term trade relations, military alliances, and cultural exchanges with Rome as well.
The Cimbri and Teutoni incursions into Roman Italy were thrust back in 101 BCE. These invasions were written up by Caesar and others as presaging of a Northern danger for the Roman Republic, a danger that should be controlled. In the Augustean period there was — as a result of Roman activity as far as the Elbe River — a first definition of the "Germania magna": from Rhine and Danube in the West and South to the Vistula and the Baltic Sea in the East and North.
Caesar's wars helped establish the term Germania. The initial purpose of the Roman campaigns was to protect Transalpine Gaul by controlling the area between the Rhine and the Elbe. In 9 CE a revolt of their Germanic subjects headed by the supposed Roman ally, Arminius, (along with his decisive defeat of Publius Quinctilius Varus and the destruction of 3 Roman legions in the surprise attack on the Romans at the Battle of the Teutoburg Forest) ended in the withdrawal of the Roman frontier to the Rhine. At the end of the 1st century two provinces west of the Rhine called Germania inferior and Germania superior were established. Important medieval cities like Aachen, Cologne, Trier, Mainz, Worms and Speyer were part of these Roman provinces.
The Germania by Gaius Cornelius Tacitus, an ethnographic work on the diverse group of Germanic tribes outside of the Roman Empire, is our most important source on the Germanic peoples of the 1st century.
During the 5th century CE, as the Western Roman Empire lost military strength and political cohesion, numerous Germanic peoples, under pressure from population growth and invading Asian groups, began migrating en masse in far and diverse directions, taking them to Great Britain and far south through present day Continental Europe to the Mediterranean and northern Africa. Over time, this wandering meant intrusions into other tribal territories, and the ensuing wars for land escalated with the dwindling amount of unoccupied territory. Wandering tribes then began staking out permanent homes as a means of protection. Much of this resulted in fixed settlements from which many, under a powerful leader, expanded outwards. A defeat meant either scattering or merging with the dominant tribe, and this continual process of assimilation was how nations were formed. In Denmark the Jutes merged with the Danes, in Sweden the Geats and Gutes merged with the Swedes. In England, the Angles merged with the Saxons and other groups (notably the Jutes), as well as absorbing some natives, to form the Anglo-Saxons.
A direct result of the Roman retreat was the disappearance of imported products like ceramics and coins, and a return to virtually unchanged local Iron Age production methods. According to recent views this has caused confusion for decades, and theories assuming the total abandonment of the coastal regions to account for an archaeological time gap that never existed have been renounced. Instead, it has been confirmed that the Frisian graves had been used without interruption between the 4th and 9th century CE and that inhabited areas show continuity with the Roman period in revealing coins, jewellery and ceramics of the 5th century. Also, people continued to live in the same three-aisled farmhouse, while to the east completely new types of buildings arose. More to the south, in Belgium, archeological results of this period point to immigration from the north.[34]
Some of the Germanic tribes are frequently credited in popular depictions of the decline of the Roman Empire in the late 5th century. Professional historians and archaeologists have since the 1950s shifted their interpretations in such a way that the Germanic peoples are no longer seen as invading a decaying empire but as being co-opted into helping defend territory the central government could no longer adequately administer. Individuals and small groups from Germanic tribes had long been recruited from the territories beyond the limes (i.e., the regions just outside the Roman Empire), and some of them had risen high in the command structure of the army. Then the Empire recruited entire tribal groups under their native leaders as officers. Assisting with defense eventually shifted into administration and then outright rule, as Roman government passed into the hands of Germanic leaders. Odoacer, who deposed Romulus Augustulus, is the ultimate example.
The presence of successor states controlled by a nobility from one of the Germanic tribes is evident in the 6th century – even in Italy, the former heart of the Empire, where Odoacer was followed by Theodoric the Great, king of the Ostrogoths, who was regarded by Roman citizens and Gothic settlers alike as legitimate successor to the rule of Rome and Italy.
The transition of the Migration period to the Middle Ages proper takes place over the course of the second half of the 1st millennium. It is marked by the Christianization of the Germanic peoples and the formation of stable kingdoms replacing the mostly tribal structures of the Migration period.
In continental Europe, this is the rise of Francia in the Merovingian period, eclipsing lesser kingdoms such as Alemannia. In England, the Wessex hegemony as the nucleus of the unification of England, Scandinavia is in the Vendel period and enters the extremely successful Viking Age, with expansion to Britain, Ireland and Iceland in the west and as far as Russia and Greece in the east.
The various Germanic tribal cultures begin their transformation into the larger nations of later history, English, Norse and German, and in the case of Burgundy, Lombardy and Normandy blending into a Romano-Germanic culture.
The Germanic tribes of the Migration period had settled down by the Early Middle Ages, the latest series of movements out of Scandinavia taking place during the Viking Age. The Goths and Vandals were linguistically assimilated to their Latin (Romance) substrate populations (with the exception of the Crimean Goths, who preserved their dialect into the 18th century). Burgundians and Lombards were assimilated into both Latin (French & Italian) and Germanic (German Swiss) populations.
The Viking Age Norsemen split into an Old East Norse and an Old West Norse group, which further separated into Icelanders, Faroese and Norwegians on one hand, and Swedes and Danes on the other. In Great Britain, Germanic people coalesced into the Anglo-Saxon or English people between the 8th and 10th centuries.
On the European continent, the Holy Roman Empire included all remaining Germanic speaking groups from the 10th century. In the Late Medieval to Early Modern period, some groups split off the Empire before a "German" ethnicity had formed, consisting of Low Franconian (Dutch, Flemish) and Alemannic (Swiss) populations.
The various Germanic Peoples of the Migrations period eventually spread out over a vast expanse stretching from contemporary European Russia to Iceland and from Norway to North Africa. The migrants had varying impacts in different regions. In many cases, the newcomers set themselves up as over-lords of the pre-existing population. Over time, such groups underwent ethnogenesis, resulting in the creation of new cultural and ethnic identities (such as the Franks and Galloromans becoming French). Thus many of the descendants of the ancient Germanic Peoples do not speak Germanic languages, as they were to a greater or lesser degree assimilated into the cosmopolitan, literate culture of the Roman world. Even where the descendants of Germanic Peoples maintained greater continuity with their common ancestors, significant cultural and linguistic differences arose over time; as is strikingly illustrated by the different identities of Christianized Saxon subjects of the Carolingian Empire and pagan Scandinavian Vikings.
More broadly, early Medieval Germanic peoples were often assimilated into the walha substrate cultures of their subject populations. Thus, the Burgundians of Burgundy, the Vandals of Northern Africa, and the Visigoths of France and Iberia, lost some Germanic identity and became part of Romano-Germanic Europe. Likewise, the Franks of Western Francia form part of the ancestry of the French people. Examples of assimilation during the Viking Age include the Norsemen settled in Normandy and on the French Atlantic coast, and the societal elite in medieval Russia among whom many were the descendants of Slavified Norsemen (a theory, however, contested by some Slavic scholars in the former Soviet Union, who name it the Normanist theory).
The Germanic settlement of Britain resulted in Anglo-Saxon, or English, displacement of and cultural assimilation of the indigenous culture, the Brythonic speaking British culture causing the foundation of a new Kingdom, England. As in what became England, indigenous Brythonic Celtic culture in some of the south-eastern parts of what became Scotland (approximately the Lothian and Borders region) and areas of what became the Northwest of England (the kingdoms of Rheged, Elmet, etc.) succumbed to Germanic influence c.600—800, due to the extension of overlordship and settlement from the Anglo-Saxon areas to the south. Between c. 1150 and c. 1400 most of the Scottish Lowlands became English culturally and linguistically through immigration from England, France and Flanders and from the resulting assimilation of native Gaelic-speaking Scots. The Scots language is the resulting Germanic language still spoken in parts of Scotland and is very similar to the speech of the Northumbrians of northern England. Between the 15th and 17th centuries Scots spread into Galloway, Carrick and parts of the Scottish Highlands, as well as into the Northern Isles. The latter, Orkney and Shetland, though now part of Scotland, were nominally part of the Kingdom of Norway until the 15th century. A version of the Norse language was spoken there from the Viking invasions until replaced by Scots.
The territory of modern Germany was divided between Germanic and Celtic speaking groups in the last centuries BCE. The parts south of the Germanic Limes came under limited Latin influence in the early centuries CE, but were swiftly conquered by Germanic groups such as the Alemanni after the fall of the Western Roman Empire.
In Scandinavia, there is a long history of assimilation of and by the Sami people and Finnic peoples, namely Finns and Karelians. In today's usage, the term 'Nordic peoples' refers to the ethnic groups in all of the Nordic countries.
Common elements of Germanic society can be deduced both from Roman historiography and comparative evidence from the Early Medieval period.
A main element uniting Germanic societies is kingship, in origin a sacral institution combining the functions of military leader, high priest, lawmaker and judge. Germanic monarchy was elective; the king was elected by the free men from among eligible candidates of a family (OE cynn) tracing their ancestry to the tribe's divine or semi-divine founder.
In early Germanic society, the free men of property each ruled their own estate and were subject to the king directly, without any intermediate hierarchy as in later feudalism. Free men without landed property could swear fealty to a man of property who as their lord would then be responsible for their upkeep, including generous feasts and gifts. This system of sworn retainers was central to early Germanic society, and the loyalty of the retainer to his lord was taken to replace his family ties.
Early Germanic law reflects a hierarchy of worth within the society of free men, reflected in the differences in weregild. Among the Anglo-Saxons, a regular free man (a ceorl) had a weregild of 200 shillings (i.e. solidi or gold pieces), classified as a twyhyndeman "200-man" for this reason, while a nobleman commanded a fee of six times that amount (twelfhyndeman "1200-man"). Similarly, among the Alamanni the basic weregild for a free man was 200 shillings, and the amount could be doubled or tripled according to the man's rank. Unfree serfs did not command a weregild, and the recompense paid in the event of their death was merely for material damage, 15 shillings in the case of the Alamanni, increased to 40 or 50 if the victim had been a skilled artisan.
The social hierarchy is not only reflected in the weregild due in the case of the violent or accidental death of a man, but also in differences in fines for lesser crimes. Thus the fines for insults, injury, burglary or damage to property differ depending on the rank of the injured party.[35] They do not usually depend on the rank of the guilty party, although there are some exceptions associated with royal privilege.[36]
Free women did not have a political station of their own but inherited the rank of their father if unmarried, or their husband if married. The weregild or recompense due for the killing or injuring of a woman is notably set at twice that of a man of the same rank in Alemannic law.
All freemen had the right to participate in general assemblies or things, where disputes between freemen were addressed according to customary law. The king was bound to uphold ancestral law, but was at the same time the source for new laws for cases not addressed in previous tradition. This aspect was the reason for the creation of the various Germanic law codes by the kings following their conversion to Christianity: besides recording inherited tribal law, these codes have the purpose of settling the position of the church and Christian clergy within society, usually setting the weregilds of the members of the clerical hierarchy parallel to that of the existing hierarchy of nobility, with the position of an archbishop mirroring that of the king.
In the case of a suspected crime, the accused could avoid punishment by presenting a fixed number of free men (their number depending on the severity of the crime) prepared to swear an oath on his innocence. Failing this, he could prove his innocence in a trial by combat. Corporal or capital punishment for free men does not figure in the Germanic law codes, and banishment appears to be the most severe penalty issued officially. This reflects that Germanic tribal law did not have the scope of exacting revenge, which was left to the judgement of the family of the victim, but to settle damages as fairly as possible once an involved party decided to bring a dispute before the assembly.
Traditional Germanic society was gradually replaced by the system of estates and feudalism characteristic of the High Middle Ages in both the Holy Roman Empire and Anglo-Norman England in the 11th to 12th centuries, to some extent under the influence of Roman law as an indirect result of Christianization, but also because political structures had grown too large for the flat hierarchy of a tribal society. The same effect of political centralization took hold in Scandinavia slightly later, in the 12th to 13th century (Age of the Sturlungs, Consolidation of Sweden, Civil war era in Norway), by the end of the 14th century culminating in the giant Kalmar Union. Elements of tribal law, notably the wager of battle, nevertheless remained in effect throughout the Middle Ages, in the case of the Holy Roman Empire until the establishment of the Imperial Chamber Court in the early German Renaissance. In the federalist organization of Switzerland, where cantonal structures remained comparatively local, the Germanic thing survived into the 20th century in the form of the Landsgemeinde, albeit subject to federal law.
Historical records of the Germanic tribes in Germania east of the Rhine and west of the Danube do not begin until quite late in the ancient period, so only the period after 100 BC can be examined. What is clear is that the Germanic idea of warfare was quite different from the pitched battles fought by Rome and Greece. Instead the Germanic tribes focused on raids.
The purpose of these was generally not to gain territory, but rather to capture resources and secure prestige. These raids were conducted by irregular troops, often formed along family or village lines, in groups of 10 to about 1,000. Leaders of unusual personal magnetism could gather more soldiers for longer periods, but there was no systematic method of gathering and training men, so the death of a charismatic leader could mean the destruction of an army. Armies also often consisted of more than 50 percent noncombatants, as displaced people would travel with large groups of soldiers, the elderly, women, and children.
Large bodies of troops, while figuring prominently in the history books, were the exception rather than the rule of ancient warfare. Thus a typical Germanic force might consist of 100 men with the sole goal of raiding a nearby Germanic or foreign village. According to Roman sources, when the Germanic Tribes did fight pitched battles, the infantry often adopted wedge formations, each wedge being led by a clan head.
Though often defeated by the Romans, the Germanic tribes were remembered in Roman records as fierce combatants, whose main downfall was that they failed to unite successfully into one fighting force, under one command. After the three Roman legions were ambushed and destroyed by an alliance of Germanic tribes headed by Arminius at the Battle of the Teutoburg Forest in 9 AD, the Roman Empire made no further concentrated attempts at conquering Germania beyond the Rhine. Germanic tribes would eventually overwhelm and conquer the ancient world, giving rise to modern Europe and medieval warfare. For an analysis of Germanic tactics versus the Roman empire see tactical problems in facing the Gauls and the Germanic tribes
Germanic settlements were typically small, rarely containing much more than ten households, often less, and were usually located at clearings in the wood.[37] Settlements remained of a fairly constant size throughout the period. The buildings in these villages varied in form, but normally consisted of farmhouses surrounded by smaller buildings such as granaries and other storage rooms. The universal building material was timber. Cattle and humans usually lived together in the same house.
Although the Germans practiced both agriculture and husbandry, the latter was extremely important both as a source of dairy products and as a basis for wealth and social status, which was measured by the size of an individual's herd. The diet consisted mainly of the products of farming and husbandry and was supplied by hunting to a very modest extent. Barley and wheat were the most common agricultural products and were used for baking a certain flat type of bread as well as brewing beer.
The fields were tilled with a light-weight wooden plow, although heavier models also existed in some areas. Common clothing styles are known from the remarkably well-preserved corpses that have been found in former marshes on several locations in Denmark, and included woolen garments and brooches for women and trousers and leather caps for men. Other important small-scale industries were weaving, the manual production of basic pottery and, more rarely, the fabrication of iron tools, especially weapons.
Julius Caesar describes the Germans in his Commentarii De Bello Gallico, though it is still a matter of debate if he refers to Northern Celtic tribes or clearly identified German tribes.
[The Germans] have neither Druids to preside over sacred offices, nor do they pay great regard to sacrifices. They rank in the number of the gods those alone whom they behold, and by whose instrumentality they are obviously benefited, namely, the sun, fire, and the moon; they have not heard of the other deities even by report. Their whole life is occupied in hunting and in the pursuits of the military art; from childhood they devote themselves to fatigue and hardships. Those who have remained chaste for the longest time, receive the greatest commendation among their people; they think that by this the growth is promoted, by this the physical powers are increased and the sinews are strengthened. And to have had knowledge of a woman before the twentieth year they reckon among the most disgraceful acts; of which matter there is no concealment, because they bathe promiscuously in the rivers and [only] use skins or small cloaks of deer's hides, a large portion of the body being in consequence naked.
They do not pay much attention to agriculture, and a large portion of their food consists in milk, cheese, and flesh; nor has any one a fixed quantity of land or his own individual limits; but the magistrates and the leading men each year apportion to the tribes and families, who have united together, as much land as, and in the place in which, they think proper, and the year after compel them to remove elsewhere. For this enactment they advance many reasons-lest seduced by long-continued custom, they may exchange their ardor in the waging of war for agriculture; lest they may be anxious to acquire extensive estates, and the more powerful drive the weaker from their possessions; lest they construct their houses with too great a desire to avoid cold and heat; lest the desire of wealth spring up, from which cause divisions and discords arise; and that they may keep the common people in a contented state of mind, when each sees his own means placed on an equality with [those of] the most powerful.[38]
Prior to the Middle Ages, Germanic peoples followed what is now referred to as Germanic paganism: "a system of interlocking and closely interrelated religious worldviews and practices rather than as one indivisible religion" and as such consisted of "individual worshippers, family traditions and regional cults within a broadly consistent framework".[39] It was polytheistic in nature, with some underlying similarities to other Indo-Germanic traditions.
Many of the deities found in Germanic paganism appeared under similar names across the Germanic peoples, most notably the god known to the Germans as Wodan or Wotan, to the Anglo-Saxons as Woden, and to the Norse as Odin, as well as the god Thor – known to the Germans as Donar, to the Anglo-Saxons as Þunor and to the Norse as Þórr.
While the Germanic peoples were slowly converted to Christianity by varying means, many elements of the pre-Christian culture and indigenous beliefs remained firmly in place after the conversion process, particularly in the more rural and distant regions.
The Ostrogoths, Visigoths, and Vandals were Christianized while they were still outside the bounds of the Empire; however, they converted to Arianism rather than to orthodox Catholicism, and were soon regarded as heretics. The one great written remnant of the Gothic language is a translation of portions of the Bible made by Ulfilas, the missionary who converted them. The Lombards were not converted until after their entrance into the Empire, but received Christianity from Arian Germanic groups.
The Franks were converted directly from paganism to Catholicism without an intervening time as Arians. Several centuries later, Anglo-Saxon and Frankish missionaries and warriors undertook the conversion of their Saxon neighbours. A key event was the felling of Thor's Oak near Fritzlar by Boniface, apostle of the Germans, in 723.
Eventually, the conversion was forced by armed force, successfully completed by Charlemagne, in a series of campaigns (the Saxon Wars), that also brought Saxon lands into the Frankish empire. Massacres, such as the Bloody Verdict of Verden, were a direct result of this policy.
In Scandinavia, Germanic paganism continued to dominate until the 11th century in the form of Norse paganism, when it was gradually replaced by Christianity.
It has been suggested that the movements of Germanic peoples had a strong influence upon the modern distribution of the male lineage represented by the Y DNA haplogroup I1 as classed by geneticists which is currently believed to have arisen approximately 4,000 to 6,000 years ago from a single male (Most Recent Common Ancestor) in Northern Europe, perhaps modern Denmark. Traces of this lineage appear in the areas the Germanic tribes were recorded as having invaded or migrated to.[40][41] Haplogroup I1 accounts for approximately 40% of Icelandic males, 40%-50% of Swedish males, approximately 40% of Norwegian males, and approximately 40% of Danish Human Y-chromosome DNA haplogroups. Haplogroup I peaks in certain areas of Northern Germany at approximately 30%. Amongst men in Sweden, Norway, Iceland, Denmark, and Germany haplogroup R1b and haplogroup R1a collectively reach levels of 40% or more in Sweden, 50% or more in Norway, 55-60% in Iceland and 60-70% in Germany. In the areas of England and the Netherlands Haplogroup R1b accounts for approximately between 50%-70% of the Human Y-chromosome DNA haplogroups.[42]
After the decline of Germanic paganism in the High Middle Ages, the cultural identity of Europe was built on the idea of Christendom as opposed to Islam (the "Saracens", and later the "Turks"). The Germanic peoples of Roman historiography were lumped with the other agents of the "barbarian invasions", the Alans and the Huns, as opposed to the civilized "Roman" identity of the Holy Roman Empire.
The Renaissance revived interest in pre-Christian Classical Antiquity and only in a second phase in pre-Christian Northern Europe. Early modern publications dealing with Old Norse culture appeared in the 16th century, e.g. Historia de gentibus septentrionalibus (Olaus Magnus, 1555) and the first edition of the 13th century Gesta Danorum (Saxo Grammaticus), in 1514. Authors of the German Renaissance such as Johannes Aventinus discovered the Germanii of Tacitus as the "Old Germans", whose virtue and unspoiled manhood, as it appears in the Roman accounts of noble savagery, they contrast with the decadence of their own day.
The pace of publication increased during the 17th century with Latin translations of the Edda (notably Peder Resen's Edda Islandorum of 1665). The Viking revival of 18th century Romanticism finally establishes the fascination with anything "Nordic". The beginning of Germanic philology proper begins in the early 19th century, with Rasmus Rask's Icelandic Lexicon of 1814, and was in full bloom by the 1830s, with Jacob Grimm's Deutsche Mythologie giving an extensive account of reconstructed Germanic mythology and his Deutsches Wörterbuch of Germanic etymology.
The development of Germanic studies as an academic discipline in the 19th century ran parallel to the rise of nationalism in Europe and the search for national histories for the nascent nation states developing after the end of the Napoleonic Wars. A "Germanic" national ethnicity offered itself for the unification of Germany, contrasting the emerging German Empire with its neighboring rivals, the Welsche French Third Republic and the "Slavic" Russian Empire. The nascent German ethnicity was consequently built on national myths of Germanic antiquity, in instances such as the Walhalla temple and the Hermann Heights Monument.
These tendencies culminated in Pan-Germanism, the Alldeutsche Bewegung aiming for the political unity of all of German-speaking Europe (all Volksdeutsche) into a Teutonic nation state. Contemporary Romantic nationalism in Scandinavia placed more weight on the Viking Age, resulting in the movement known as Scandinavism. The theories of race developed in the same period identified the Germanic peoples of the Migration period as members of a Nordic race expanding at the expense of an Alpine race native to Central and Eastern Europe.
|
||||||||||||||||||||||||||||||||