| Council of Basel–Ferrara–Florence | |
|---|---|
| Date | 1431–45 |
| Accepted by | Catholicism |
| Previous council | Council of Constance |
| Next council | Fifth Council of the Lateran |
| Convoked by | Pope Martin V |
| Presided by | Cardinal Julian Cesarini, later Pope Eugene IV |
| Attendance | very light in first sessions, eventually 117 Latins and 31 Greeks |
| Topics of discussion | Hussites, East-West Schism |
| Documents and statements | Several Papal bulls, short-lived reconciliation with Greek Orthodox, reconciliation with delegation from the Armenians |
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The Council of Florence (originally Council of Basel) was an Ecumenical Council of the Roman Catholic Church.[1] It began in 1431 in Basel, Switzerland, and became known as the Council of Ferrara after its transfer to Ferrara was decreed by Pope Eugene IV, to convene in 1438. The council transferred to Florence in 1439 because of the danger of plague at Ferrara, and because the city of Florence had agreed, against future payment, to finance the Council.[2] The initial location at Basel reflected the desire among parties seeking reform to meet outside the territories of the Papacy, the Holy Roman Empire, or the kings of Aragon and France, whose influences the council hoped to avoid. Ambrogio Traversari attended the Council of Basel as legate of Pope Eugene IV.
The council was convened at a period when the conciliar movement was strong and the authority of the papacy weak. Under pressure for ecclesiastical reform Pope Martin V sanctioned a decree of the Council of Constance (9 October 1417) obliging the papacy to summon general councils periodically. At the expiration of the first term fixed by this decree, Pope Martin V complied by calling a council at Pavia. Due to an epidemic the location transferred almost at once to Siena (see Council of Siena) and disbanded —owing to circumstances still imperfectly known— just as it had begun to discuss the subject of reform (1424).
The next council fell due at the expiration of seven years in 1431; Martin V duly convoked it for this date to the town of Basel, and selected to preside over it the cardinal Julian Cesarini, a well-respected prelate. Martin himself, however, died before the opening of the synod.
The Council at Basel opened with only a few bishops and abbots attending, but it grew rapidly and to make its numbers greater gave the lower orders a majority over the bishops. It adopted an anti-papal attitude, proclaimed the superiority of the Council over the Pope and prescribed an oath to be taken by every Pope on his election. When the Council was moved from Basel to Ferrara in 1438, some remained at Basel, claiming to be the Council. They elected Amadeus VIII, Duke of Savoy, as Antipope. Driven out of Basel in 1448, they moved to Lausanne, where Felix V, the Pope they had elected and the only claimant to the papal throne who ever took the oath that they had prescribed, resigned. Next year, they decreed the closure of what for them was still the Council of Basel.[2]
The Council, transferred to Ferrara in 1438 and to Florence in 1439, had meanwhile successfully negotiated reunification with several Eastern Churches, reaching agreements on such matters as the Western insertion of the phrase "Filioque" to the Nicene-Constantinopolitan Creed, the definition and number of the sacraments, and the doctrine of purgatory. Another key issue was papal primacy, which involved the universal and supreme jurisdiction of the Bishop of Rome over the whole Church, including the national Churches of the East(Serbian, Greek, Bulgrarian, Russian, Georgian, Armenian, etc.) and nonreligious matters such as the promise of military assistance against the Ottoman Turks. Some perhaps feeling political pressure from the Byzantine Emperor, accepted the decrees of the Council. Others did so by sincere conviction, such as Isidore of Kiev, who suffered greatly for it. Only Bishop Mark of Ephesus, however, refused to accept the union and became the leader of opposition back home. The Russians, upon learning of the union, angrily rejected it and ousted any prelate who was even remotely sympathetic to it. Despite the religious union, Western military assistance to Byzantium was meager and Constantinople fell to the Ottomans in May of 1453. The Council declared the Basel group heretics and excommunicated them; and the superiority of the Pope over the Councils was affirmed in the bull Etsi non dubitemus of 20 April 1441.[2]
The democratic character of the assembly at Basel was a result of both its composition and its organization. Doctors of theology, masters and representatives of chapters, monks and clerks of inferior orders constantly outnumbered the prelates in it, and the influence of the superior clergy had less weight because, instead of being separated into "nations", as at Constance, the fathers divided themselves according to their tastes or aptitudes into four large committees or "deputations" (deputationes). One was concerned with questions of faith (fidei), another with negotiations for peace (pacis), the third with reform (reformatorii), and the fourth with what they called "common concerns" (pro communibus). Every decision made by three of these "deputations" — and in each of them the lower clergy formed the majority — received ratification for the sake of form in general congregation, and if necessary led to decrees promulgated in session. For this reason papal critics termed the council "an assembly of copyists" or even "a set of grooms and scullions". However, some prelates, although absent, were represented by their proxies.
From Italy, France and Germany the fathers came late to Basel. Cesarini devoted all his energies to the war against the Hussites, until the disaster of Taus forced him to evacuate Bohemia in haste. Pope Eugene IV, Martin V's successor, lost hope that the council could be useful owing to the progress of heresy, the reported troubles in Germany, the war which had lately broken out between the dukes of Austria and Burgundy, and finally, the small number of fathers who had responded to the summons of Martin V. This opinion, added to his desire to preside over the council in person, induced him to recall the fathers from Germany, as his poor health made it difficult for him to go. He commanded the council to disperse, and appointed Bologna as their meeting-place in eighteen months' time, with the intention of making the session of the council coincide with some conferences with representatives of the Greek church, scheduled to be held there with a view to ecumenical union (18 December 1431).
This order led to an outcry among the fathers and incurred the deep disapproval of the legate Cesarini. They argued that the Hussites would think the Church afraid to face them, and that the laity would accuse the clergy of shirking reform, both with disastrous effects. The pope explained his reasons and yielded certain points, but the fathers were intransigent. Considerable powers had been decreed to Church councils by the Council of Constance, which amid the troubles of the Western Schism had proclaimed the superiority, in certain cases, of the council over the pope, and the fathers at Basel insisted upon their right of remaining assembled. They held sessions, promulgated decrees, interfered in the government of the papal countship of Venaissin, treated with the Hussites, and, as representatives of the universal Church, presumed to impose laws upon the sovereign pontiff himself.
Eugene IV resolved to resist the Council's claim of supremacy, but he did not dare openly to repudiate the conciliar doctrine considered by many to be the actual foundation of the authority of the popes before the schism. He soon realized the impossibility of treating the fathers of Basel as ordinary rebels, and tried a compromise; but as time went on, the fathers became more and more intractable, and between him and them gradually arose an impassable barrier.
Abandoned by a number of his cardinals, condemned by most of the powers, deprived of his dominions by condottieri who shamelessly invoked the authority of the council, the pope made concession after concession, and ended on 15 December 1433 with a pitiable surrender of all the points at issue in a Papal bull, the terms of which were dictated by the fathers of Basel, that is, by declaring his bull of dissolution null and void, and recognising that the synod as legitimately assembled throughout. However, Eugene IV did not ratify all the decrees coming from Basel, nor make a definite submission to the supremacy of the council. He declined to express any forced pronouncement on this subject, and his enforced silence concealed the secret design of safeguarding the principle of sovereignty.
The fathers, filled with suspicion, would allow only the legates of the pope to preside over them on condition of their recognizing the superiority of the council. The legates did submit to this humiliating formality but in their own names, it was asserted only after the fact, thus reserving the final judgment of the Holy See. Furthermore, the difficulties of all kinds against which Eugene had to contend, such as the insurrection at Rome, which forced him to escape by means of the Tiber, lying in the bottom of a boat, left him at first little chance of resisting the enterprises of the council.
Emboldened by their success, the fathers approached the subject of reform, their principal object being to further curtail the power and resources of the papacy. They took decisions on the disciplinary measures which regulated the elections, on the celebration of divine service, on the periodical holding of diocesan synods and provincial councils, which were usual topics in Catholic councils. They also made decrees aimed at some of the assumed rights by which the popes had extended their power and improved their finances at the expense of the local churches. Thus the council abolished annates, greatly limited the abuse of "reservation" of the patronage of benefices by the pope, and completely abolished the right claimed by the pope of "next presentation" to benefices not yet vacant (known as gratiae expectativae). Other conciliar decrees severely limited the jurisdiction of the court of Rome, and even made rules for the election of popes and the constitution of the Sacred College. The fathers continued to devote themselves to the subjugation of the Hussites, and they also intervened, in rivalry with the pope, in the negotiations between France and England which led to the treaty of Arras, concluded by Charles VII of France with the duke of Burgundy. Also, circumcision was deemed to be a mortal sin. Finally, they investigated and judged numbers of private cases — lawsuits between prelates, members of religious orders and holders of benefices—thus themselves committing one of the serious abuses for which they had criticized the court of Rome.
Eugene IV, however much he may have wished to keep on good terms with the fathers of Basel, found himself neither able nor willing to accept or observe all their decrees. The question of the union with the Greek church, especially, gave rise to a misunderstanding between them which soon led to a rupture. The Byzantine emperor John VIII Palaeologus, pressed hard by the Ottoman Turks, was keen to ally himself with the Catholics. He consented to come with the principal representatives of the Byzantine Church to some place in the West where the union could be concluded in the presence of the pope and of the Latin council. There arose a double negotiation between him and Eugene IV on the one hand and the fathers of Basel on the other. The council wished to fix the meeting-place at a place remote from the influence of the pope, and they persisted in suggesting Basel, Avignon or Savoy. On the other hand, the Byzantines wanted a coastal location in Italy for their ease of access by ship.
As a result of negotiations with the East, John VIII Palaeologus accepted the pope's offer, who, by a bill dated 18 September 1437, again pronounced the dissolution of the council of Basel, and summoned the fathers to Ferrara.
The first public session at Ferrara began on 10 January 1438. Its first act was to declare the Council of Basel transferred to Ferrara and to nullify all further proceedings at Basel. In the second public session (15 February 1438), Pope Eugene IV excommunicated all who continued to assemble at Basel.
In early April 1438, the Greek contingent arrived at Ferrara over 700 strong. On 9 April 1438 the first solemn session at Ferrara began with the Eastern Roman Emperor, the Patriarch of Constantinople and representatives of the Patriarchal Sees of Antioch, Alexandria and Jerusalem in attendance and Pope Eugene IV presiding. The early sessions lasted until 17 July 1438 with each theological issue of the Great Schism (1054) hotly debated, including the Processions of the Holy Spirit, Filioque clause in the Nicene Creed, Purgatory and Papal Primacy. Resuming proceedings on 8 October 1438, the council focused exclusively on the Filioque matter. Even as it became clear the Greek Church would never consent to the Filioque clause, the Emperor continued to press for a reconciliation.
With finances running thin and on the pretext that the plague was spreading in the area, both the Latins and the Greeks agreed to transfer the council to Florence.[4] Continuing at Florence in January 1439, the Council made steady progress on a compromise formula, "ex filio." In the following months, agreement was reached on the Western doctrine of Purgatory and a return to the pre-schism prerogatives of the Papacy. On 6 June 1439 an agreement was signed by Patriarch Joseph II of Constantinople and all the Eastern bishops but one, Mark of Ephesus, who held that Rome continued in both heresy and schism. However, after Patriarch Joseph II of Constantinople died only two days later. The agreement of a Patriarch is not binding over the whole Orthodox Church (the Patriarchs are just considered first among equals among the local bishops of the patriarchy, and do not hold any power outside their bishopric - they cannot even do Sacraments outside their bishopric without blessing of the local bishop). The Greek monks therefore were able to assert that ratification by the Eastern Church could be achieved only by the agreement of the whole Church. Upon their return, the Eastern bishops found their agreement with the West broadly rejected by the monks, the populace and by civil authorities (with the notable exception of the Emperors of the East who remained committed to union until the fall of the Byzantine Empire two decades later). The union signed at Florence, even down to the present, has never been accepted by the Eastern churches.
The Council soon became even more international. The signature of this agreement for the union of the Latins and the Greeks encouraged Pope Eugenius to announce the good news to the Coptic Christians, and invite them to send a delegation to Ferrara. He wrote a letter on 7 July 1439, and to deliver it, sent Alberto da Sarteano as an apostolic delegate. On 26 August 1441, Sarteano returned with four Ethiopians from Emperor Zara Yaqob and Copts.[6] According to a contemporary observer "They were black men and dry and very awkward in their bearing (...) really, to see them they appeared to be very weak".[7] At that time, Rome had delegates from a multitude of nations, from Armenia to Russia, Greece and various parts of north and east Africa.[8]
During this time the council of Basel, though nullified at Ferrara and abandoned by Cesarini and most of its members, persisted nonetheless, under the presidency of Cardinal Aleman. Affirming its ecumenical character on 24 January 1438, it suspended Eugene IV. The council went on (in spite of the intervention of most of the powers) to pronounce Eugene IV deposed (25 June 1439), giving rise to a new schism by electing (4 November 1439) duke Amadeus VIII of Savoy, as (anti)pope, who took the name of Felix V.
This schism lasted fully ten years, although the antipope found few adherents outside of his own hereditary states, those of Alfonso V of Aragon, of the Swiss confederation and of certain universities. Germany remained neutral; Charles VII of France confined himself to securing to his kingdom (by the Pragmatic Sanction of Bourges, which became law on 13 July 1438) the benefit of a great number of the reforms decreed at Basel; England and Italy remained faithful to Eugene IV. Finally, in 1447, Frederick III, Holy Roman Emperor, after negotiations with Eugene, commanded the burgomaster of Basel not to allow the presence of the council any longer in the imperial city.
In June 1448 the rump of the council migrated to Lausanne. The antipope, at the insistence of France, ended by abdicating (7 April 1449). Eugene IV died on 23 February 1447, and the council at Lausanne, to save appearances, gave their support to his successor, Pope Nicholas V, who had already been governing the Church for two years. Trustworthy evidence, they said, proved to them that this pontiff accepted the dogma of the superiority of the council as defined at Constance and at Basel.
The struggle for East-West union at Ferrara and Florence, while promising, never bore fruit. While progress toward union in the East continued to be made in the following decades, all hopes for a proximate reconciliation were dashed with the fall of Constantinople in 1453.
Perhaps the council's most important historical legacy was the lectures on Greek classical literature given in Florence by many of the delegates from Constantinople, including the renowned Neoplatonist Gemistus Pletho . These helped catalyze the birth of humanism.[9]
Primary Sources
Secondary Literature
| Wikisource has the text of a 1905 New International Encyclopedia article about Council of Basel. |
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