File Allocation Table

File Allocation Table (FAT) is a computer file system architecture now widely used on many computer systems and most memory cards, such as those used with digital cameras. FAT file systems are commonly found on floppy disks, flash memory cards, digital cameras, and many other portable devices because of their relative simplicity. Performance of FAT compares poorly to most other file systems as it uses overly simplistic data structures, making file operations time-consuming, and makes poor use of disk space in situations where many small files are present.

For floppy disks, the FAT has been standardized as ECMA-107^[1] and ISO/IEC 9293.^[2][3] Those standards include only FAT12 and FAT16 without long filename support; long filenames with FAT is partially patented.

The FAT file system is relatively straightforward technically and is supported by virtually all existing operating systems for personal computers. This makes it a useful format for solid-state memory cards and a convenient way to share data between operating systems.

History

The FAT file system was developed by Bill Gates and Marc McDonald during 1976–1977.^[4][5] It was the primary file system for various operating systems including DR-DOS, FreeDOS, MS-DOS, OS/2 (v1.1) and Microsoft Windows (up until, and including Windows Me).

The FAT file system was created for managing disks in Microsoft Standalone Disk BASIC. In August 1980 Tim Paterson incorporated FAT into his 86-DOS operating system for the S-100 8086 CPU boards;^[6] the file system was the main difference between 86-DOS and its predecessor, CP/M.

The name originates from the usage of a table which centralizes the information about which areas belong to files, are free or possibly unusable, and where each file is stored on the disk. To limit the size of the table, disk space is allocated to files in contiguous groups of hardware sectors called clusters. As disk drives have evolved, the maximum number of clusters has dramatically increased, and so the number of bits used to identify each cluster has grown. The successive major versions of the FAT format are named after the number of table element bits: 12, 16, and 32. The FAT standard has also been expanded in other ways while preserving backward compatibility with existing software.

FAT12

The initial version of FAT is now referred to as FAT12. Designed as a file system for floppy disks, it limited cluster addresses to 12-bit values, which not only limited the cluster count to 4078,^[7] but made FAT manipulation tricky with the PC's 8-bit and 16-bit registers. (Under Linux, FAT12 is limited to 4084 clusters.^[8]) The disk's size is stored as a 16-bit count of sectors, which limited the size to 32 MB.^[9] FAT12 was used by several manufacturers with different physical formats, but a typical floppy disk at the time was 5.25-inch, single-sided, 40 tracks, with 8 sectors per track, resulting in a capacity of 160 KB for both the system areas and files. The FAT12 limitations exceeded this capacity by a factor of ten or more.

By convention, all the control structures were organized to fit inside the first track, thus avoiding head movement during read and write operations, although this varied depending on the manufacturer and physical format of the disk. At the time FAT12 was introduced, DOS did not support hierarchical directories, and the maximum number of files was typically limited to a few dozen. Hierarchical directories were introduced in MS-DOS version 2.0.^[10]

A limitation which was not addressed until much later was that any bad sector in the control structures area, track 0, could prevent the disk from being usable. The DOS formatting tool rejected such disks completely. Bad sectors were allowed only in the file area, where they made the entire holding cluster unusable as well. FAT12 remains in use on all common floppy disks, including 1.44MB ones.

Initial FAT16

In 1984, IBM released the PC AT, which featured a 20 MB hard disk. Microsoft introduced MS-DOS 3.0 in parallel. (The earlier PC XT was the first PC with a hard drive from IBM, and MS-DOS 2.0 supported that hard drive with FAT12.) Cluster addresses were increased to 16-bit, allowing for up to 65,517 clusters per volume, and consequently much greater file system sizes, at least in theory. However, the maximum possible number of sectors and the maximum (partition, rather than disk) size of 32 MB did not change. Therefore, although technically already "FAT16", this format was not what today is commonly understood as FAT16. With the initial implementation of FAT16 not actually providing for larger partition sizes than FAT12, the early benefit of FAT16 was to enable the use of smaller clusters, making disk usage more efficient, particularly for files several hundred bytes in size, which were far more common at the time. Also, the introduction of FAT16 actually did bring an increase in the maximum partition size under MS-DOS, since the implementation of FAT12 for hard disks in MS-DOS 2.0 was limited to 15 MB. (That is, the initial FAT16 did not support larger drives than FAT12, but MS-DOS 3.0 using FAT16 did support larger drives than MS-DOS 2.0 using FAT12, by a factor of two.)^[11]

A 20 MB hard disk formatted under MS-DOS 3.0 was not accessible by the older MS-DOS 2.0. (This was because MS-DOS 2.0 did not support version 3.0's FAT-16 and because it did not support hard disk partitions over 15 MB in size.) Of course, MS-DOS 3.0 could still access MS-DOS 2.0 style 8 KB-cluster partitions.

MS-DOS 3.0 also introduced support for high-density 1.2 MB 5.25" diskettes, which notably had 15 sectors per track, hence more space for the FATs. This probably prompted a dubious optimization of the cluster size, which went down from 2 sectors to just 1. The net effect was that high density diskettes were significantly slower than older double density ones.

Partitioning and logical drives

Apart from improving the structure of the FAT file system itself, a parallel development allowing an increase in the maximum possible FAT size was the introduction of multiple FAT partitions on a hard disk. Extra DOS partitions could not be used as boot partitions. Simply allowing several identical-looking DOS partitions could lead to naming problems: behaviour if more than one partition was marked active was undocumented (although well defined), as was the behaviour if there was more than one hard disk in the computer (which was machine dependent), or if the system was booted from a diskette. The use of third party formatting tools under the DOS complicated the problem even more.

To allow the use of more FAT partitions in a compatible way, a new partition type was introduced (in MS-DOS 3.2, January 1986), the extended partition, which is a container for additional partitions called logical drives. A useful side-effect of the extended partition scheme was to significantly increase the maximum number of partitions possible on a PC hard disk beyond the four which could be described by the MBR alone.

Final FAT16

Finally in November 1987, Compaq DOS 3.31 (an OEM version of MS-DOS 3.3 released by Compaq with their machines) introduced what is today called the FAT16 format, with the expansion of the 16-bit disk sector count to 32 bits. The result was initially called the DOS 3.31 Large File System. Although the on-disk changes were minor, the entire DOS disk driver had to be converted to use 32-bit sector numbers, a task complicated by the fact that it was written in 16-bit assembly language.

In 1988 this improvement became more generally available through MS-DOS 4.0 and OS/2 1.1. The limit on partition size was dictated by the 8-bit signed count of sectors per cluster, which had a maximum power-of-two value of 64. With the standard hard disk sector size of 512 bytes, this gives a maximum of 32 KB clusters, thereby fixing the "definitive" limit for the FAT16 partition size at 2 gigabytes. On magneto-optical media, which can have 1 or 2 KB sectors instead of 1/2 KB, this size limit is proportionally larger.

Much later, Windows NT increased the maximum cluster size to 64 KB by considering the sectors-per-cluster count as unsigned. However, the resulting format was not compatible with any other FAT implementation of the time, and it generated greater internal fragmentation. Windows 98 also supported reading and writing this variant, but its disk utilities did not work with it.

The number of root directory entries available is determined when the volume is formatted, and is stored in a 16-bit signed field, defining an absolute limit of 32767 entries (32736, a multiple of 32, in practice). For historical reasons, FAT12 and FAT16 media generally use 512 root directory entries on non-floppy media. Other sizes may be incompatible with some software or devices (entries being file and/or folder names in the original 8.3 format).^[12] Some third party tools like mkdosfs allow the user to set this parameter.^[13]

Long file names

One of the user experience goals for the designers of Windows 95 was the ability to use long filenames (LFNs—up to 255 UTF-16 code points long), in addition to classic 8.3 filenames. LFNs were implemented using a workaround in the way directory entries are laid out (see below).

The version of the file system with this extension is usually known as VFAT after the Windows 95 virtual device driver, also known as "Virtual FAT" in Microsoft's documentation. Interestingly, the VFAT driver actually appeared before Windows 95, in Windows for Workgroups 3.11, but was only used for implementing 32-bit file access and did not support long file names.

In Windows NT, support for long filenames on FAT started from version 3.5. OS/2 added long filename support to FAT using extended attributes (EA) before the introduction of VFAT; thus, VFAT long filenames are invisible to OS/2, and EA long filenames are invisible to Windows.

FAT32

In order to overcome size limit of FAT16, while at the same time allowing DOS real mode code to handle the format, and without reducing available conventional memory unnecessarily, Microsoft implemented a next generation, known as FAT32. Cluster values are represented by 32-bit numbers, of which 28 bits are used to hold the cluster number, for a maximum of approximately 268 million (2²⁸) clusters. This allows for drive sizes of up to 8 TiB with 32 KiB clusters, but the boot sector uses a 32-bit field for the sector count, limiting volume size to 2 TiB on a hard disk with 512 byte sectors.

On Windows 95/98, due to the version of Microsoft's SCANDISK utility included with these operating systems being a 16-bit application, the FAT structure is not allowed to grow beyond 4,177,920 (< 2²²) clusters, placing the volume limit at 127.5 GiB (≈137 GB).^[14][15] A limitation in original versions of Windows 98/98SE's Fdisk utility causes it to incorrectly report disk sizes over 64 GiB.^[16] A corrected version is available from Microsoft, but it cannot partition drives larger than 512 GiB (≈550 GB).^[17] The Windows 2000/XP installation program and filesystem creation tool imposes a limitation of 32 GiB.^[18] However, both systems can read and write to FAT32 file systems of any size. This limitation is by design and according to Microsoft was imposed because many tasks on a very large FAT32 file system become slow and inefficient.^[14][19] This limitation can be bypassed by using third-party formatting utilities.^[20] Windows Me supports the FAT32 file system without any limits.^[21] However, similarly to Windows 95/98/98SE there is no native support for 48-bit LBA in Windows ME, meaning that the maximum disk size for (parallel) ATA disks is 128 GiB (≈137 GB),^[22] the maximum size of an ATA disk using the previous long-standard 28-bit LBA.

FAT32 was introduced with Windows 95 OSR2, although reformatting was needed to use it, and DriveSpace 3 (the version that came with Windows 95 OSR2 and Windows 98) never supported it. Windows 98 introduced a utility to convert existing hard disks from FAT16 to FAT32 without loss of data. In the NT line, native support for FAT32 arrived in Windows 2000. A free FAT32 driver for Windows NT 4.0 was available from Winternals, a company later acquired by Microsoft. Since the acquisition the driver is no longer officially available.

The maximum possible size for a file on a FAT32 volume is 4 GiB minus 1 byte (2³²−1 bytes). Video applications, large databases, and some other software easily exceed this limit. Larger files require another formatting type such as NTFS.

Fragmentation

The FAT file system does not contain mechanisms which prevent newly written files from becoming scattered across the partition.^[6] Other file systems, like HPFS, use free space bitmaps that indicate used and available clusters, which could then be quickly looked up in order to find free contiguous areas (improved in exFAT). Another solution is the linkage of all free clusters into one or more lists (as is done in Unix file systems). Instead, the FAT has to be scanned as an array to find free clusters, which can lead to performance penalties with large disks.

In fact, computing free disk space on FAT is one of the most resource intensive operations, as it requires reading the entire FAT linearly. A possible justification suggested by Microsoft's Raymond Chen for limiting the maximum size of FAT32 partitions created on Windows was the time required to perform a "DIR" operation, which always displays the free disk space as the last line.^[19] Displaying this line took longer and longer as the number of clusters increased.

The High Performance File System (HPFS) divides disk space into bands, which have their own free space bitmap, where multiple files opened for simultaneous write could be expanded separately.^[6]

Some of the perceived problems with fragmentation resulted from operating system and hardware limitations.

The single-tasking DOS and the traditionally single-tasking PC hard disk architecture (only 1 outstanding input/output request at a time, no DMA transfers) did not contain mechanisms which could alleviate fragmentation by asynchronously prefetching next data while the application was processing the previous chunks.

Similarly, write-behind caching was often not enabled by default with Microsoft software (if present) given the problem of data loss in case of a crash, made easier by the lack of hardware protection between applications and the system.

MS-DOS also did not offer a system call which would allow applications to make sure a particular file has been completely written to disk in the presence of deferred writes (cf. fsync in Unix or DosBufReset in OS/2). Disk caches on MS-DOS were operating on disk block level and were not aware of higher-level structures of the file system. In this situation, cheating with regard to the real progress of a disk operation was most dangerous.

Modern operating systems have introduced these optimizations to FAT partitions, but optimizations can still produce unwanted artifacts in case of a system crash. A Windows NT system will allocate space to files on FAT in advance, selecting large contiguous areas, but in case of a crash, files which were being appended will appear larger than they were ever written into, with dozens of random kilobytes at the end.

With the large cluster sizes, 16 or 32K, forced by larger FAT32 partitions, the external fragmentation becomes somewhat less significant, and internal fragmentation, i.e. disk space waste (since files are rarely exact multiples of cluster size), starts to be a problem as well, especially when there are a great many small files.

Third party support

Other IBM PC operating systems—such as Linux, FreeBSD, BeOS and JNode—have all supported FAT, and most added support for VFAT and FAT32 shortly after the corresponding Windows versions were released. Early Linux distributions also supported a format known as UMSDOS, which was FAT with Unix file attributes (such as long file name and access permissions) stored in a separate file called “--linux-.---”. UMSDOS fell into disuse after VFAT was released and is not enabled by default in Linux kernels from version 2.5.7 onwards.^[23] The Mac OS X operating system also supports the FAT file systems on volumes other than the boot disk. The Amiga supports FAT through the CrossDOS file system.

A free windows based FAT32 formatter is available that overcomes many of the arbitrary limitations imposed by Microsoft.^[24]

FAT and Alternate Data Streams

The FAT file system itself is not designed for supporting Alternate Data Streams (ADS), but some operating systems that heavily depend on them have devised various methods for handling them in FAT drives. Such methods either store the additional information in extra files and directories (Mac OS), or give new semantics to previously unused fields of the FAT on-disk data structures (OS/2 and Windows NT).

Mac OS using PC Exchange stores its various dates, file attributes and long filenames in a hidden file called FINDER.DAT, and resource forks (a common Mac OS ADS) in a subdirectory called RESOURCE.FRK, in every directory where they are used. From PC Exchange 2.1 onwards, they store the Mac OS long filenames as standard FAT long filenames and convert FAT filenames longer than 31 characters to unique 31-character filenames, which can then be made visible to Macintosh applications.

Mac OS X stores resource forks and metadata (file attributes, other ADS) in a hidden file with a name constructed from the owner filename prefixed with "._", and Finder stores some folder and file metadata in a hidden file called ".DS Store".

OS/2 heavily depends on extended attributes (EAs) and stores them in a hidden file called "EA DATA. SF" in the root directory of the FAT12 or FAT16 volume. This file is indexed by 2 previously reserved bytes in the file's (or directory's) directory entry. In the FAT32 format, these bytes hold the upper 16 bits of the starting cluster number of the file or directory, hence making it difficult to store EAs on FAT32. Extended attributes are accessible via the Workplace Shell desktop, through REXX scripts, and many system GUI and command-line utilities (such as 4OS2).^[25]

To accommodate its OS/2 subsystem, Windows NT supports the handling of extended attributes in HPFS, NTFS, and FAT. It stores EAs on FAT and HPFS using exactly the same scheme as OS/2, but does not support any other kind of ADS as held on NTFS volumes. Trying to copy a file with any ADS other than EAs from an NTFS volume to a FAT or HPFS volume gives a warning message with the names of the ADSs that will be lost.

Windows 2000 onward acts exactly as Windows NT, except that it ignores EAs when copying to FAT32 without any warning (but shows the warning for other ADSs, like "Macintosh Finder Info" and "Macintosh Resource Fork").

Future

Microsoft has recently secured patents for VFAT and FAT32 (but not the original FAT). Despite two earlier rulings against them, Microsoft prevailed and was awarded the patents.

For most purposes, the NTFS file system is superior to FAT in terms of features and reliability; its main drawbacks are the size overhead for small volumes and the very limited support by anything other than the NT-based versions of Windows, since the exact specification is a trade secret of Microsoft. The availability of NTFS-3G since mid 2006 has led to much improved NTFS support in Unix-like operating systems, considerably alleviating this concern. It is still not possible to use NTFS in DOS-like operating systems without third-party drivers, which in turn makes it difficult to use a DOS floppy for recovery purposes. Microsoft provided a recovery console to work around this issue, but for security reasons it severely limited what could be done through the Recovery Console by default. The movement of recovery utilities to boot CDs based on BartPE or Linux (with NTFS-3G) is finally eroding this drawback.

FAT is still the normal file system for removable media (with the exception of CDs and DVDs), with FAT12 used on floppies, and FAT16 or FAT32 on most other removable media (such as flash memory cards for digital cameras and USB flash drives). Some removable media are not yet large enough to benefit from FAT32; and FAT16 is used on these drives for reasons of compatibility and size overhead, although some larger flash drives, like SDHC, do make use of it.

FATX

FATX is a slightly modified version of the FAT filesystem, and is designed for Microsoft's Xbox video game console hard disk drive and memory cards. FATX is not to be confused with exFAT, described below.

exFAT

exFAT (also sometimes incorrectly and inappropriately known as FAT64) is an incompatible replacement for FAT file systems that was introduced with Windows Embedded CE 6.0. It is intended to be used on flash drives, where FAT is used today. Microsoft has offered a hotfix to add support for exFAT to Windows XP,^[26] while Windows Vista Service Pack 1 added exFAT support to Windows Vista.^[27] exFAT introduces a free space bitmap allowing faster space allocation and faster deletes, support for files up to 2⁶⁴ bytes (16777216 TB), larger cluster sizes (up to 32 MB in the first implementation), an extensible directory structure and name hashes for filenames for faster comparisons. It does not have short 8.3 filenames anymore. It does not appear to have security ACLs or file system journaling like NTFS, though device manufacturers can choose to implement simplified support for transactions (backup file allocation table used for the write operations, primary FAT for storing last known good allocation table).

TFAT/TexFAT

TFAT and TexFAT are layers over the FAT and exFAT file systems respectively that provide a level of transaction safety to reduce the risk of data loss in the event of a power outage or unexpected removal of the drive.

Design

Overview

The following is an overview of the order of structures in a FAT partition or disk:

A FAT file system is composed of four different sections.

1. The Reserved sectors, located at the very beginning. The first reserved sector (sector 0) is the Boot Sector (aka Partition Boot Record). It includes an area called the BIOS Parameter Block (with some basic file system information, in particular its type, and pointers to the location of the other sections) and usually contains the operating system's boot loader code. The total count of reserved sectors is indicated by a field inside the Boot Sector. Important information from the Boot Sector is accessible through an operating system structure called the Drive Parameter Block in DOS and OS/2. For FAT32 file systems, the reserved sectors include a File System Information Sector at sector 1 and a Backup Boot Sector at Sector 6.
2. The FAT Region. This typically contains two copies (may vary) of the File Allocation Table for the sake of redundancy checking, although the extra copy is rarely used, even by disk repair utilities. These are maps of the Data Region, indicating which clusters are used by files and directories. In FAT16 and FAT12 they immediately follow the reserved sectors.
3. The Root Directory Region. This is a Directory Table that stores information about the files and directories located in the root directory. It is only used with FAT12 and FAT16, and imposes on the root directory a fixed maximum size which is pre-allocated at creation of this volume. FAT32 stores the root directory in the Data Region, along with files and other directories, allowing it to grow without such a constraint. Thus, for FAT32, the Data Region starts here.
4. The Data Region. This is where the actual file and directory data is stored and takes up most of the partition. The size of files and subdirectories can be increased arbitrarily (as long as there are free clusters) by simply adding more links to the file's chain in the FAT. Note however, that files are allocated in units of clusters, so if a 1 KB file resides in a 32 KB cluster, 31 KB are wasted. FAT32 typically commences the Root Directory Table in cluster number 2: the first cluster of the Data Region.

FAT uses little endian format for entries in the header and the FAT(s).

Boot Sector

The boot sector isn't the first sector on a device. For partitioned devices (such as hard drives), the first sector is the Master Boot Record. On non-partitioned devices (eg. floppy disk) the first sector is the Volume Boot Record.

Common structure of the first 36 bytes used by all FAT versions:

Extended BIOS Parameter Block

Further structure used by FAT12 and FAT16, also known as Extended BIOS Parameter Block:

The boot sector is portrayed here as found on e.g. an OS/2 1.3 boot diskette. Earlier versions used a shorter BIOS Parameter Block and their boot code would start earlier (for example at offset 0x2b in OS/2 1.1).

Further structure used by FAT32:

Exceptions

The implementation of FAT used in MS-DOS for the Apricot PC had a different boot sector layout, to accommodate that computer's non-IBM compatible BIOS. The jump instruction and OEM name were omitted, and the MS-DOS file system parameters (offsets 0x0B - 0x17 in the standard sector) were located at offset 0x50. Later versions of Apricot MS-DOS gained the ability to read and write disks with the standard boot sector in addition to those with the Apricot one.

DOS Plus on the BBC Master 512 did not use conventional boot sectors at all. Data disks omitted the boot sector and began with a single copy of the FAT (the first byte of the FAT was used to determine disk capacity) while boot disks began with a miniature ADFS file system containing the boot loader, followed by a single FAT. It could also access standard PC disks formatted to 180 KB or 360 KB, again using the first byte of the FAT to determine the capacity.

FS Information Sector

The "FS Information Sector" was introduced in FAT32^[32] for speeding up access times of certain operations (in particular, getting the amount of free space). It is located at a sector number specified in the boot record at position 0x30 (usually sector 1, immediately after the boot record).

File Allocation Table

A partition is divided up into identically sized clusters, small blocks of contiguous space. Cluster sizes vary depending on the type of FAT file system being used and the size of the partition, typically cluster sizes lie somewhere between 2 KB and 32 KB. Each file may occupy one or more of these clusters depending on its size; thus, a file is represented by a chain of these clusters (referred to as a singly linked list). However these clusters are not necessarily stored adjacent to one another on the disk's surface but are often instead fragmented throughout the Data Region.

The File Allocation Table (FAT) is a list of entries that map to each cluster on the partition. Each entry records one of five things:

• the cluster number of the next cluster in a chain
• a special end of clusterchain (EOC) entry that indicates the end of a chain
• a special entry to mark a bad cluster
• a special entry to mark a reserved cluster
• a zero to note that the cluster is unused

The first two entries in a FAT store special values: The first entry contains a copy of the media descriptor (from boot sector, offset 0x15). The remaining 8 bits (if FAT16), or 20 bits (if FAT32) of this entry are 1.

The second entry stores the end-of-cluster-chain marker. The high order two bits of this entry are sometimes, in the case of FAT16 and FAT32, used for dirty volume management: high order bit 1: last shutdown was clean; next highest bit 1: during the previous mount no disk I/O errors were detected.^[33]

Because the first two FAT entries store special values, there is no cluster 0 or 1. The first cluster after the root directory is cluster 2.

FAT entry values:

Note that FAT32 uses only 28 bits of the 32 possible bits. The upper 4 bits are usually zero (as indicated in the table above) but are reserved and should be left untouched.

Each version of the FAT file system uses a different size for FAT entries. Smaller numbers result in a smaller FAT table, but waste space in large partitions by needing to allocate in large clusters. The FAT12 file system uses 12 bits per FAT entry, thus two entries span 3 bytes. It is consistently little-endian: if you consider the 3 bytes as one little-endian 24-bit number, the 12 least significant bits are the first entry and the 12 most significant bits are the second.

Directory table

A directory table is a special type of file that represents a directory (also known as a folder). Each file or directory stored within it is represented by a 32-byte entry in the table. Each entry records the name, extension, attributes (archive, directory, hidden, read-only, system and volume), the date and time of creation, the address of the first cluster of the file/directory's data and finally the size of the file/directory. Aside from the Root Directory Table in FAT12 and FAT16 file systems, which occupies the special Root Directory Region location, all Directory Tables are stored in the Data Region. The actual number of entries in a directory stored in the Data Region can grow by adding another cluster to the chain in the FAT.

Note that before each entry there can be "fake entries" to support the Long File Name. (See further down the article).

Legal characters for DOS file names include the following:

• Upper case letters A–Z
• Numbers 0–9
• Space (though trailing spaces in either the base name or the extension are considered to be padding and not a part of the file name, also filenames with space in them could not be used on the DOS command line prior to Windows 95 because of the lack of a suitable escaping system)
• ! # $ % & ' ( ) - @ ^ _ ` { } ~
• Values 128–255

This excludes the following ASCII characters:

• " * / : < > ? \ |
  Windows/MSDOS has no shell escape character
• + , . ; = [ ]
  They are allowed in long file names only.
• Lower case letters a–z
  Stored as A–Z. Allowed in long file names.
• Control characters 0–31
• Value 127 (DEL)

The DOS file names are in the OEM character set.

Directory entries, both in the Root Directory Region and in subdirectories, are of the following format (see also 8.3 filename):

Clusters are numbered beginning after the root directory with cluster 2. The following formula will convert the file start cluster (X) in 0x1a to the number of sectors from the beginning of the partition using the Boot Sector fields:

For FAT32

FileStartSector = ReservedSectors(0x0e) + (NumofFAT(0x10) * Sectors2FAT(0x24)) + ((X − 2) * SectorsPerCluster(0x0d))

For FAT16/12

FileStartSector = ReservedSectors(0x0e) + (NumofFAT(0x10) * Sectors2FAT(0x16)) + (MaxRootEntry(0x11) * 32 / BytesPerSector(0x0b)) + ((X − 2) * SectorsPerCluster(0x0d))

Long file names

Long File Names (LFN) are stored on a FAT file system using a trick—adding (possibly multiple) additional entries into the directory before the normal file entry. The additional entries are marked with the Volume Label, System, Hidden, and Read Only attributes (yielding 0x0F), which is a combination that is not expected in the MS-DOS environment, and therefore ignored by MS-DOS programs and third-party utilities. Notably, a directory containing only volume labels is considered as empty and is allowed to be deleted; such a situation appears if files created with long names are deleted from plain DOS.

Older versions of PC-DOS mistake LFN names in the root directory for the volume label, and are likely to display an incorrect label.

Each phony entry can contain up to 13 UTF-16 characters (26 bytes) by using fields in the record which contain file size or time stamps (but not the starting cluster field, for compatibility with disk utilities, the starting cluster field is set to a value of 0. See 8.3 filename for additional explanations). Up to 20 of these 13-character entries may be chained, supporting a maximum length of 255 UTF-16 characters.^[34]

After the last UTF-16 character, a 0x00 0x00 is added. Other not used characters are filled with 0xFF 0xFF.

LFN entries use the following format:

If there are multiple LFN entries, required to represent a file name, firstly comes the last LFN entry (the last part of the filename). The sequence number here also has bit 7 (0x40) checked (this means the last LFN entry. However it's the first entry got when reading the directory file). The last LFN entry has the biggest sequence number which decreases in following entries. The first LFN entry has sequence number 1. Bit 8 (0x80) of the sequence number is used to indicate that the entry is deleted.

For example if we have filename "File with very long filename.ext" it would be formatted like this:

A checksum also allows verification of whether a long file name matches the 8.3 name; such a mismatch could occur if a file was deleted and re-created using DOS in the same directory position. The checksum is calculated using the algorithm below. (Note that pFcbName is a pointer to the name as it appears in a regular directory entry, i.e. the first eight characters are the filename, and the last three are the extension. The dot is implicit. Any unused space in the filename is padded with spaces (ASCII 0x20) char. For example, "Readme.txt" would be "README  TXT".)

unsigned char lfn_checksum(const unsigned char *pFcbName)
{
	int i;
	unsigned char sum=0;
 
	for (i=11; i; i--)
		sum = ((sum & 1) << 7) + (sum >> 1) + *pFcbName++;
	return sum;
}

If a filename contains only lowercase letters, or is a combination of a lowercase basename with an uppercase extension, or vice-versa; and has no special characters, and fits within the 8.3 limits, a VFAT entry is not created on Windows NT and later versions such as XP. Instead, two bits in byte 0x0c of the directory entry are used to indicate that the filename should be considered as entirely or partially lowercase. Specifically, bit 4 means lowercase extension and bit 3 lowercase basename, which allows for combinations such as "example.TXT" or "HELLO.txt" but not "Mixed.txt". Few other operating systems support it. This creates a backwards-compatibility problem with older Windows versions (95, 98, ME) that see all-uppercase filenames if this extension has been used, and therefore can change the name of a file when it is transported, such as on a USB flash drive. Current 2.6.x versions of Linux will recognize this extension when reading (source: kernel 2.6.18 /fs/fat/dir.c and fs/vfat/namei.c); the mount option shortname determines whether this feature is used when writing.^[35]

Third-party extensions

Before Microsoft added support for long filenames and creation/access time stamps, bytes 0x0C–0x15 of the directory entry were used by alternative operating systems to store additional metadata. These included:

FAT licensing

Microsoft applied for, and was granted, a series of patents for key parts of the FAT file system in the mid-1990s. Being almost universally compatible and well-understood, FAT is frequently chosen as an interchange format for flash media used in digital cameras and PDAs.

On December 3, 2003 Microsoft announced^[36] it would be offering licenses for use of its FAT specification and "associated intellectual property", at the cost of a US$0.25 royalty per unit sold, with a $250,000 maximum royalty per license agreement.^[37]

To this end, Microsoft cited four patents on the FAT file system as the basis of its intellectual property claims. All four pertain to long-filename extensions to FAT first seen in Windows 95:

• U.S. Patent 5,745,902 - Method and system for accessing a file using file names having different file name formats. Filed July 6, 1992. This covered a means of generating and associating a short, 8.3 filename with long one (for example, "Microsoft.txt" with "MICROS~1.TXT") and a means of enumerating conflicting short filenames (for example, "MICROS~2.TXT" and "MICROS~3.TXT"). It is unclear whether this patent would cover an implementation of FAT without explicit long filename capabilities. Hard links in Unix file systems do not appear to be prior art: deleting a FAT file via its long name will also remove its short name. Renaming a file to a "short" name also updates the long file name for coherency; similarly, renaming a file to a "long" name will allocate a new "short" name. In NTFS, hard links and dual names are separate concepts and each hard link has two names. Finally, at the API level, both names are always provided together when a directory lookup is requested from the system; they do not appear as two separate files and do not have to be "matched" to determine unique files.
• U.S. Patent 5,579,517 - Common name space for long and short filenames. Filed for on 1995-04-24. This covers the method of chaining together multiple consecutive 8.3 named directory entries to hold long filenames, with some of the entries specially marked to prevent their confusing older, long filename-unaware FAT implementations.
  • The Public Patent Foundation successfully challenged this patent; the claims were rejected^[38] on 2004-09-14, due to prior disclosure^[39] of the claimed techniques in patents U.S. Patent 5,307,494 and U.S. Patent 5,367,671. This decision was later overturned by the Patent Office on 2006-01-10.
• U.S. Patent 5,758,352 - Common name space for long and short filenames. Filed on 1996-09-05. This is very similar to 5,579,517.
  • The Public Patent Foundation successfully challenged this patent (USPTO); The USPTO rejected this patent on 2005-10-05, on the grounds that "the six assignees names were incorrect".^[40][41] This decision was also later overturned by the Patent Office on 2006-01-10.
• U.S. Patent 6,286,013 - Method and system for providing a common name space for long and short file names in an operating system. Filed on 1997-01-28. This makes claims on the methods used when Windows 95, Windows 98 and Windows Me expose long filenames to their MS-DOS compatibility layer. It does not appear to affect any non-Microsoft FAT implementations.

Many technical commentators have concluded that these patents only cover FAT implementations that include support for long filenames, and that removable solid state media and consumer devices only using short names would be unaffected.

Additionally, in the document "Microsoft Extensible Firmware Initiative FAT 32 File System Specification, FAT: General Overview of On-Disk Format" published by Microsoft (version 1.03, 2000-12-06), Microsoft specifically grants a number of rights, which many readers have interpreted as permitting operating system vendors to implement FAT.

Microsoft is not the only company to have applied for patents for parts of the FAT file system. Other patents affecting FAT include:

• U.S. Patent 5,367,671 - System for accessing extended object attribute (EA) data through file name or EA handle linkages in path tables. Filed on 1990-09-25 by Barry A. Feigenbaum and Felix Miro of IBM, this makes claims on the methods used by OS/2, Windows NT, and Linux for storing extended attribute data in the "EA DATA. SF" file.

Appeal

As there was widespread call for these patents to be re-examined, the Public Patent Foundation (PUBPAT) submitted evidence to the US Patent and Trade Office (USPTO) disputing the validity of these patents, including prior art references from Xerox and IBM. The USPTO acknowledged that the evidence raised "substantial new question[s] of patentability," and opened an investigation into the validity of Microsoft's FAT patents.^[42]

On 2004-09-30 the USPTO rejected all claims of U.S. Patent 5,579,517, based primarily on evidence provided by PUBPAT. Dan Ravicher, the foundation's executive director, said, "The Patent Office has simply confirmed what we already knew for some time now, Microsoft's FAT patent is bogus."

According to the PUBPAT press release, "Microsoft still has the opportunity to respond to the Patent Office's rejection. Typically, third party requests for re-examination, like the one filed by PUBPAT, are successful in having the subject patent either narrowed or completely revoked roughly 70% of the time."

On 2005-10-05 the Patent Office announced that, following the re-examination process, it had again rejected all claims of patent 5,579,517, and it additionally found U.S. Patent 5,758,352 invalid on the grounds that the patent had incorrect assignees.

Finally, on 2006-01-10 the Patent Office ruled that features of Microsoft's implementation of the FAT system were "novel and non-obvious", reversing both earlier non-final decisions.^[43]

Patent infringement lawsuit

In February 2009, Microsoft filed a patent infringement lawsuit against TomTom alleging that the device maker's products infringe on patents related to FAT32 filesystem. As some TomTom products are based on Linux, this marked the first time that Microsoft tried to enforce its patents against the Linux platform.^[44]. The lawsuit was settled out of court the following month with an agreement that Microsoft be given access to four of TomTom's patents, that TomTom will drop support for the FAT32 filesystem from its products, and that in return Microsoft not seek legal action against TomTom for the five year duration of the settlement agreement.^[45]

Workarounds

Developers of open source software have designed methods intended to circumvent Microsoft's patents.^[46]

See also

• Comparison of file systems
• Drive letter assignment
• Software patent
• List of file systems
• Rock Ridge and Joliet — systems for CDs that add long file names similar to what VFAT did for FAT.

Notes and references

External links

• ECMA-107 Volume and File Structure of Disk Cartridges for Information Interchange, identical to ISO/IEC 9293.
• Microsoft Extensible Firmware Initiative FAT 32 File System Specification, FAT: General Overview of On-Disk Format
• Understanding FAT32 Filesystems (explained for embedded firmware developers)
• Understanding FAT including lots of info about LFNs
• Detailed Explanation of FAT Boot Sector - Microsoft Knowledge Base Article 140418
• Description of the FAT32 File System - Microsoft Knowledge Base Article 154997
• FAT12 / FAT16/ FAT32 Filesystem implementation for *nix - Includes libfat libraries and fusefat , a FUSE filesystem driver
• MS-DOS: Directory and Subdirectory Limitations - Microsoft Knowledge Base Article 39927
• Overview of FAT, HPFS, and NTFS File Systems - Microsoft Knowledge Base Article 100108
• Volume and file size limits of FAT file systems - Microsoft Technet
• Microsoft TechNet: A Brief and Incomplete History of FAT32 by Raymond Chen
• FAT 32 Formatter: allows formatting volumes larger than 32GB with FAT32 under Windows 2000, Windows XP and Windows Vista
• Fdisk Does Not Recognize Full Size of Hard Disks Larger than 64 GB - Microsoft Knowledge Base Article 263044.
• Microsoft Windows XP - FAT32 File System - Copy made by Internet Archive Wayback Machine of an article with summary of limits in FAT32 which is not longer available on Microsoft website.
• EFSL, Open source FAT implementation for embedded devices
• Visual Layout of a FAT16 drive
• Understand the Master Boot Record of FAT16