Enlargement of the European Union

The continental territories of the member states of the European Union (European Communities pre-1993), animated in order of accession.

Enlargement of the European Union is the process of expanding the European Union (EU) through the accession of new member states. This process began with the Inner Six, who founded the European Coal and Steel Community (the EU's predecessor) in 1952. Since then, the EU's membership has grown to twenty-seven with the most recent expansion to Bulgaria and Romania in 2007.

Currently, accession negotiations are under way with several states. The process of enlargement is sometimes referred to as European integration. However, this term is also used to refer to the intensification of co-operation between EU member states as national governments allow for the gradual harmonisation of national laws.

To join the European Union, a state needs to fulfil economic and political conditions called the Copenhagen criteria (after the Copenhagen summit in June 1993), which require a stable democratic government that respects the rule of law, and its corresponding freedoms and institutions. According to the Maastricht Treaty, each current member state and the European Parliament must agree to any enlargement.

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Today the accession process follows a series of formal steps, from a pre-accession agreement to the ratification of the final accession treaty. These steps are primarily presided over by the European Commission (Enlargement Commissioner and DG Enlargement), but the actual negotiations are technically conducted between the Union's Member States and the candidate country.

Criteria

Any European country could in theory apply to join the EU, at which point the Council would consult with the Commission and the European Parliament on beginning accession negotiations. The council would either accept or reject the recommendation unanimously. To receive a positive recommendation, the country must meet the following criteria:[1]

To gain membership it must:

In December 1995, the Madrid European Council revised the membership criteria to include conditions for member country integration through the appropriate adjustment of its administrative structures: since it is important that European Community legislation be reflected in national legislation, it is critical that the revised national legislation be implemented effectively through appropriate administrative and judicial structures.

Process

Before a country applies for membership it typically signs an association agreement to help prepare the country for candidacy and eventual membership. Most countries do not meet the criteria to even begin negotiations before they apply, so they need many years to prepare for the process. An association agreement helps prepare for this first step.

In the case of the Western Balkans, a special process, the Stabilisation and Association Process exists to deal with the special circumstances there.

When a country formally applies for membership, the Council asks the Commission to prepare an opinion on the country's readiness to begin negotiations. The Council can then either accept or reject the Commission's opinion (The Council has only once rejected the Commission's opinion when the latter advised against opening negotiations with Greece).[2]

If the Council agrees to open negotiations the screening process then begins. The Commission and candidate country examine its laws and those of the EU and determine what differences exist. The Council then recommends opening negotiations on "chapters" of law that it feels there is sufficient common ground to have constructive negotiations. Negotiations are typically a matter of the member state convincing the EU that its laws and administrative capacity are sufficient to execute European law, which can be implemented as seen fit by the member states. Often this will involve time-lines before the Acquis Communautaire (European regulations, directives & standards) has to be fully implemented.

Population and GDP per capita of EU member states and some candidates.

A chapter is said to be closed when both sides have agreed it has been implemented sufficiently, however it can still be re-opened if the Commission feels that the candidate has fallen out of compliance.

To assess progress achieved by countries in preparing for accession to the European Union, the European Commission submits regular reports (yearly) to the European Council. These serve as a basis for the Council to make decisions on negotiations or their extension to other candidates.

Once the negotiations are complete a treaty of accession will be signed, which must then be ratified by all of the member states of the Union, as well as the institutions of the Union, and the candidate country. Once this has been completed it will join the Union on the date specified in the treaty.

The entire process, from application for membership to membership has typically taken about a decade, although some countries, notably Sweden, Finland, and Austria have been faster, taking only a few years. The process from application for association agreement through accession has taken far longer, as much as several decades (Turkey for example first applied for association in the 1950s and has yet to conclude accession negotiations).

Success and fatigue

Enlargement has been one of the EU's most successful foreign policies,[3] yet has equally suffered from considerable opposition from the start. French President Charles de Gaulle opposed British membership fearing US influence. His successor François Mitterrand opposed Greek, Spanish and Portuguese membership fearing they were not ready and it would water the community down to a free trade area.[4]

The reasoning for the first member states to apply, and for them to be accepted, were primarily economic while the second enlargement was more political. The southern Mediterranean countries had just emerged from dictatorships and wanted to secure their democratic systems through the EEC, while the EEC wanted to ensure the same thing and that their southern neighbours were stable and aligned to NATO.[5] These two principle forces, economic gain and political security, have been behind enlargements since. However, with the recent large enlargements in 2004, public opinion in Europe has turned against further expansion.[4]

It has also been acknowledged that enlargement has its limits, the EU cannot expand endlessly.[3] Former Commission President Romano Prodi favoured granting states "everything but institutions" to the EU's neighbours; allowing them to co-operate deeply while not adding strain on the EU's institutonal framework.[3] This has in particular been pushed by France and Germany as a privileged partnership for Turkey, membership for which has faced considerably opposition on cultural and logistical grounds.[6][7]

Historical enlargements

Applications for EU accession*
Applicant Issued Accession/
failure rationale
Albania 28 April 2009 (not yet official candidate)
Austria 17 July 1989 1 January 1995
Belgium N/A 23 July 1952
Bulgaria 14 December 1995 1 January 2007
Croatia 21 February 2003 negotiating
Cyprus 3 July 1990 1 May 2004
Czech Republic 17 January 1996 1 May 2004
Denmark 10 August 1961
11 May 1967 1 January 1973
Estonia 24 November 1995 1 May 2004
Finland 18 March 1992 1 January 1995
France N/A 23 July 1952
Greece 12 June 1975 1 January 1981
Hungary 31 March 1994 1 May 2004
Iceland 17 July 2009 official candidate
Ireland 31 July 1961
11 May 1967 1 January 1973
Italy N/A 23 July 1952
Latvia 13 September 1995 1 May 2004
Lithuania 8 December 1995 1 May 2004
Luxembourg N/A 23 July 1952
Macedonia[8] 22 March 2004 official candidate
Malta 3 July 1990 1 May 2004
Montenegro 15 December 2008 (not yet official candidate)
Morocco 20 July 1987
Netherlands N/A 23 July 1952
Norway 30 April 1962
21 July 1967
25 November 1992
Poland 5 April 1994 1 May 2004
Portugal 28 March 1977 1 January 1986
Romania 22 June 1995 1 January 2007
Slovakia 27 June 1995 1 May 2004
Slovenia 10 June 1996 1 May 2004
Spain 28 June 1977 1 January 1986
Serbia 22 December 2009 (not yet official candidate)
Sweden 1 July 1991 1 January 1995
Switzerland 25 May 1992
Turkey 14 April 1987 negotiating
United Kingdom 10 August 1961
10 May 1967 1 January 1973
W. Germany[13] N/A 23 July 1952
* Applications to the European Coal and Steel Community,
European Communities and European Union depending on date.

Founding members

The European Coal and Steel Community (ECSC) was proposed by Robert Schuman in his declaration on 9 May 1950 and involved the pooling the coal and steel industries of France and West Germany. Half of the project states, Belgium, Luxembourg, and the Netherlands, had already achieved a great degree of integration between themselves with the organs of Benelux and earlier bilateral agreements. These five countries were joined by Italy and they all signed the Treaty of Paris on 23 July 1952. These six members, dubbed the 'inner six' (as opposed to the 'outer seven' who formed the European Free Trade Association who were suspicious of such plans for integration) went on to sign the Treaties of Rome establishing two further communities, together known as the European Communities when they merged their executives in 1967.

The Community did see some loss of territory due to the decolonialisation occurring in their era. Algeria, which was an integral part of France, had a special relationship with the Community.[14] Algeria gained independence on 5 July 1962 and hence left the Community. There was no enlargement until the 1970s.

First enlargement

The United Kingdom, which had refused to join as a founding member, changed its policy following the Suez crisis and applied to be a member of the Communities. This was also due to economic reasons; Britain was surprised at the success of the EEC and failed to secure a free trade deal with it. British growth was sluggish as most of its trade was with its former empire when the greatest increases in world trade was between industrialised countries (such as within the EEC).[5] The UK and US were also concerned about France attempting to usurp US leadership in Europe and the US encouraged the UK to join in order to counterbalance French influence. Other EEC members were also inclined to British membership on those grounds, and why France was against it. French President Charles de Gaulle also feared Britain's US influence and vetoed British membership.[5]

Once de Gaulle had left office, the door to enlargement was once again opened. The EEC economy had also slowed down and British membership was seen as a way to revitalise the community.[5] Only after a 12-hour talk between British Prime Minister Edward Heath and French President Georges Pompidou took place did Britain's third application succeed.[15] After Britain was accepted Prime Minister Edward Heath said:

"For my part, I have no doubt at all that the discussions which we have had will prove of real and lasting benefit, not only to Britain and France, but to Europe as a whole."[15]

As part of the deal for British entry, France agreed to allow the EEC its own monetary resources. However France made that concession only as Britain's small agriculture sector would ensure that Britain would be a net contributor to the CAP dominated EEC budget.[5] Applying together with the UK, as on the previous occasions, were Denmark, Ireland, and Norway. These countries were so economically linked to the UK that they considered they could not stay out of the EEC if the UK went in.[5] However the Norwegian government lost a national referendum on membership and hence did not accede with the others on 1 January 1973. Gibraltar, a British overseas territory, did not join the Community with the United Kingdom at this point, which led to further discussion with Spain about the international status of Gibraltar.

Mediterranean enlargements

The next enlargement would occur for different reasons. The 1970s also saw Greece, Spain, and Portugal emerge from dictatorship. These countries desired to consolidate their new democratic systems by binding themselves into the EEC. Equally, the EEC was unsure about which way these countries were heading and wanted to ensure stability along its southern borders.[5] However François Mitterrand initially opposed their membership fearing they were not ready and it would water the community down to a free trade area.[4] Greece joined the EU in 1981 and the two Iberian countries in 1986.

The year 1985, however, saw the only time a country had voted to leave the Community, when Greenland was granted home rule by Denmark and the territory used its new powers and voted to withdraw from the Community (See member state territories). Morocco and Turkey applied for membership in 1987. Morocco's application was turned down as it was not considered European, while Turkey's application was accepted. However, Turkey received candidate status only in 1999 and began official membership negotiations in 2004. Currently, 11 of the 35 chapters have been opened with Turkey (with 1 already closed)[16]

Post-Cold War

The Iron Curtain's fall enabled eastward enlargement. (Berlin Wall)

After the 1970s Europe experienced a downturn which led to leaders launching of the Single European Act which set to create a single market by 1992. The effect of this was that EFTA states found it harder to export to the EEC and businesses (including large EFTA corporations such as Volvo) wished to relocate within the new single market making the downturn worse for EFTA. EFTA states began to discuss closer links with the EEC despite its domestic unpopularity.[17] Combined with this 1989 removed another major obstacle to the membership of EFTA countries in the EEC. Austria, Finland and Sweden were neutral in the Cold War so membership of an organisation developing a common foreign and security policy would be incompatible with that. As that obstacle was removed, the desire to pursue membership grew stronger.[17] The end of the Cold War also saw, on 3 October 1990, the reunification of East and West Germany. Hence East Germany became part of the Community in the new reunified Germany (not increasing the number of states).

The Community later became the European Union in 1993 by virtue of the Maastricht Treaty and established standards for new entrants so their suitability could be judged. These Copenhagen criteria stated in 1993 that a country must be a democracy, operate a free market, and be willing to adopt the entire body of EU law already agreed upon. Also in 1993 the European Economic Area was established with the EFTA states except Switzerland. Most of the new EEA states pursued full EU membership as the EEA did not sufficiently satisfy the needs of their export based corporations. The EU has also preferred these states to integrate via the EEA rather than full membership as the EEC wished to pursue monetary integration and did not wish for another round of enlargement to occupy their attention. However with the EEA's credibility dented following rejection by businesses and Switzerland, the EU agreed with full membership. This was more readily accepted with the prospect of poorer eastern European countries wishing to join; contributions from richer countries would help balance the EU budget.[17] On 1 January 1995 Austria, Finland, and Sweden acceded to the EU marking its fourth enlargement. The Norwegian government lost a second national referendum on membership.

Eastern enlargements

EU's enlargements in the 2000s:     European Union pre-2004      Joined the EU in 2004      Joined the EU in 2007

As with the Mediterranean countries in the 1980s, the former communist countries in Central and Eastern Europe just emerged from dictatorship and wanted to consolidate their new democracies. They also wanted to declare themselves part of "Europe" and ensure they did not fall back into the Russian sphere of influence. The EU, and NATO, offered a guarantee of this and the EU was also seen as vital to ensuring the economic success of those countries. The EU's desire to accept these countries' membership applications was however less than rapid. The collapse of communism came quickly and was not anticipated. The EU struggled to deal with the sudden reunification of Germany with the addition of its poorer 17 million people and, while keeping its monetary union project on track, it was still at that early stage pointing the EFTA countries in the direction of the EEA rather than full membership.[18]

The former communist states persisted and eventually the above mentioned issues were cleared. The US also pressured the EU to offer membership as a temporary guarantee; it feared expanding NATO too rapidly for fear of frightening Russia. Although eventually trying to limit the number of members, and after encouragement from the US, the EU pursued talks with ten countries and a change of mind from Cyprus and Malta helped to offset slightly the influx of large poor member states from the east.[18]

In the end, eight Central and Eastern European countries (Czech Republic, Estonia, Hungary, Latvia, Lithuania, Poland, Slovakia, and Slovenia), plus the Mediterranean islands of Malta and Cyprus were able to join on 1 May 2004. This was the largest single enlargement in terms of people, landmass and number of countries, though not in terms of GDP.[19] The less developed nature of these countries was of concern to some of the older member states, who placed temporary restrictions on the rights of work of the citizens of these new eastern states to their countries. The movement westward of some of the labour force of the newly acceded countries that occurred in the aftermath of the enlargement initially spawned clichés among the public opinion and media of some western countries (such as the "Polish plumber"), despite the generally conceded benefit to the economies concerned.[20]

Following this Romania and Bulgaria, though were deemed initially as not fully ready by the Commission to join in 2004, acceded nevertheless on 1 January 2007. These, like the countries joining in 2004, faced a series of restrictions as to their citizens not fully enjoying working rights on the territory of some of the older EU members for a period up to seven years of their membership.

Detail

# Official Name Date Community Countries and OMR Associated territories Excluded territories
1 ECSC Foundation 23.7.1952 Belgium, Netherlands, Luxembourg, France, Saarland, Italy, West Germany, West Berlin [21] Cambodia, Laos, Vietnam, Tunis, Morocco, Guinea, French Cameroon, Togo, Mali, Senegal, Madagascar, DR Congo, Italian Somaliland, Benin, Niger, Upper Volta, Ivory Coast, Chad, Central African Republic, Congo, Gabon, Mauritania, Burundi, Rwanda, Netherlands New Guinea, Algeria, Comoros, Suriname, Djibouti, French-administration of Vanuatu, West Berlin[21], Réunion, French Guiana, Martinique, Guadeloupe, Mayotte, St.Pierre and Miquelon, Wallis and Futuna, French Polynesia, New Caledonia, French Southern and Antarctic Lands, Scattered islands in the Indian Ocean, Aruba, Netherlands Antilles
1953–1957 the above, Saarland joined West Germany the above without the newly independent: Cambodia, Laos, Vietnam, Tunis, Morocco
2 EEC and EURATOM Foundation 1.1.1958 the above, Algeria, Réunion, French Guiana, Martinique, Guadeloupe Guinea, French Cameroon, Togo, Mali, Senegal, Madagascar, DR Congo, Italian Somaliland, Benin, Niger, Upper Volta, Ivory Coast, Chad, Central African Republic, Congo, Gabon, Mauritania, Burundi, Rwanda, Netherlands New Guinea, Comoros, Djibouti, Mayotte, St. Pierre and Miquelon, Wallis and Futuna, French Polynesia, New Caledonia, French Southern and Antarctic Lands, Scattered islands in the Indian Ocean Suriname, Aruba, Netherlands Antilles, West Berlin[21]
1958–1962 the above the above, without the newly independent: Guinea, French Cameroon, Togo, Mali, Senegal, Madagascar, DR Congo, Italian Somaliland, Benin, Niger, Burkina Faso, Ivory Coast, Chad, Central African Republic, Congo, Gabon, Mauritania, Burundi, Rwanda, Netherlands New Guinea the above
3.7.1962 the above, without the newly independent: Algeria the above the above
3 First Enlargement 1.1.1973 the above, Ireland, United Kingdom, Gibraltar, Denmark, Greenland the above, Bahamas, Grenada, Seychelles, Solomon Islands, Tuvalu, Dominica, St. Lucia, Kiribati, St. Vincent and the Grenadines, Vanuatu, Belize, Antigua and Barbuda, St.Kitts and Nevis, Brunei, St. Helena, Pitcairn Islands, Falkland Islands, South Georgia and South Sandwich Islands, British Antarctic Territory, British Indian Ocean Territory, Anguilla, Montserrat, British Virgin Islands, Turks and Caicos Islands, Cayman Islands, Bermuda the above, Faroe Islands, Akrotiri and Dhekelia, Isle of Man, Jersey, Guernsey, Zimbabwe, Hong Kong
1973–1980 the above the above without the newly independent: Bahamas, Grenada, Seychelles, Solomon Islands, Tuvalu, Dominica, St. Lucia, Kiribati, St. Vincent and the Grenadines, Comoros, Vanuatu the above without the newly independent: Zimbabwe, Suriname
4 Second Enlargement 1.1.1981 the above, Greece the above the above
1981–1984 the above the above without the newly independent: Belize, Antigua and Barbuda, St. Kitts and Nevis, Brunei the above
1.1.1985 the above without Greenland the above, Greenland the above
5 Third Enlargement 1.1.1986 the above, Spain, Portugal, Azores, Madeira, Plazas de soberanía the above the above, Macau, East Timor
3.10.1990 the above, East Germany and West Berlin join into Germany the above the above without West Berlin
6 Fourth Enlargement 1.1.1995 the above, Austria, Sweden, Finland the above the above
1997–1999 the above the above the above without the transferred to China: Hong Kong, Macau
7 1.5.1999 the above, Scattered islands in the Indian Ocean[22] the above, Aruba, Netherlands Antilles and without Scattered islands in the Indian Ocean the above, without Aruba, Netherland Antilles
20.5.2002 the above the above the above, without the newly independent East Timor
8 Fifth Enlargement 1.5.2004 the above, Malta, Cyprus, Estonia, Latvia, Lithuania, Poland, Czech Republic, Slovakia, Slovenia, Hungary, Akrotiri and Dhekelia[23] the above the above without Akrotiri and Dhekelia[23]
9 1.1.2007 the above, Bulgaria, Romania the above the above
10 22.2.2007[24] the above, Clipperton, without Scattered islands in the Indian Ocean the above, Scattered islands in the Indian Ocean, without Clipperton the above

Timeline

Serbia Iceland Albania Montenegro Republic of Macedonia Croatia Slovenia Czech Republic Bulgaria Lithuania Estonia Latvia Slovakia Romania Poland Hungary Switzerland Finland Sweden Malta Cyprus Austria Morocco Turkey Spain Portugal Greece Norway United Kingdom Denmark Republic of Ireland Netherlands Luxembourg Italy Germany France Belgium

Future enlargement

     Current members (since 2007)     Candidate countries     Current enlargement agenda

Article 49 of the Maastricht Treaty (as amended) says that any European state that respects the "principles of liberty, democracy, respect for human rights and fundamental freedoms, and the rule of law", may apply to join the Union. The Copenhagen European Council set out the conditions for EU membership in June 1993 in the so-called Copenhagen criteria (see Criteria and process above for details). The Western Balkan states had to sign Stabilisation and Association Agreements before either applying for membership and all except Kosovo[25] have done so.

Croatia, Iceland, Macedonia[8] and Turkey are all official candidates states while Albania, Montenegro and Serbia have applied for membership. Bosnia and Herzegovina has concluded an association agreement and is preparing an application while Kosovo is beginning negotiations for an agreement. The Western Balkans have been prioritised for membership since emerging from civil war during the breakup of Yugoslavia; Turkey has been seeking membership since the 1980s and Iceland has lodged its application since suffering economic collapse in 2008.

The EU may also acquire new outermost regions due to the integration of three Caribbean islands into the Netherlands following the dissolution of the Netherlands Antilles and with Mayotte becoming an overseas department of France in 2011.[26]

See also

References

  1. European Commission - Conditions for Enlargement Ec.europa.eu
  2. Ena.lu
  3. 3.0 3.1 3.2 Piket, Vincent EU Enlargement and Neighbourhood Policy, Institute for Strategic Studies
  4. 4.0 4.1 4.2 Beyond Enlargement Fatigue? The Dutch debate on Turkish accession, European Security Initiative 2006
  5. 5.0 5.1 5.2 5.3 5.4 5.5 5.6 Bache, Ian and Stephen George (2006) Politics in the European Union, Oxford University Press. p540-542
  6. Kardas, Saban (13 May 2009) Merkel and Sarkozy Call for Privileged Partnership Angers Turkey, Jamestown Foundation
  7. Schauble, Wolfgang (2004) Talking Turkey, Foreign Affairs
  8. 8.0 8.1 Referred to as "the former Yugoslav Republic of Macedonia" by the EU
  9. Staff writer (2006-03-22). "EU Mulls Deeper Policy Cooperation with Morocco". Defense News. http://www.defensenews.com/story.php?F=1636915&C=europe. Retrieved 2006-07-04. 
  10. European Commission (2005-11-10). "1972". The History of the European Union. http://europa.eu/abc/history/1972/index_en.htm. Retrieved 2006-01-18. 
  11. European Commission (2005-11-10). "1994". The History of the European Union. http://europa.eu/abc/history/1994/index_en.htm. Retrieved 2006-01-18. 
  12. British Embassy, Bern (2006-07-04). "EU and Switzerland". The UK & Switzerland. http://www.britishembassy.gov.uk/servlet/Front?pagename=OpenMarket/Xcelerate/ShowPage&c=Page&cid=1085326325096. Retrieved 2006-07-04. 
  13. On 3 October 1990, East Germany joined West Germany through the process of German reunification; since then, the reunited Germany has been a single member state.
  14. European Economic Community Treaty, Art"7
  15. 15.0 15.1 "1971 Year in Review, UPI.com"
  16. Turkey Secretariat General for EU affairs - Current situation in accession negotiations
  17. 17.0 17.1 17.2 Bache, Ian and Stephen George (2006) Politics in the European Union, Oxford University Press. p543-547
  18. 18.0 18.1 Bache, Ian and Stephen George (2006) Politics in the European Union, Oxford University Press. p549-550
  19. Giuseppe D'Amato, Viaggio nell'Hansa baltica. L'Unione europea e l'allargamento ad Est Travel to the Baltic Hansa. Greco&Greco, Milano, 2004 ISBN 88-7980-355-7
  20. Giuseppe D'Amato, L'EuroSogno ed i nuovi Muri ad Est. L'Unione europea e la dimensione orientale The EuroDream and the New Walls to the East. Greco&Greco, Milano, 2008 ISBN 978-88-7980-456-1
  21. 21.0 21.1 21.2 Unitl the unification of Germany in 1990 the de jure status of West Berlin was that of French, UK and US occupied zones with West German civilian administration. The treaties applied fully during 1952-1990 over the West German and French responsibilities European Coal and Steel Community Treaty, Art.79, and during 1973-1990 over the UK responsibilities.Eur-lex.europa.eu From 3.10.1990 West Berlin was fully integrated in the Federal Republic of Germany along with East Germany.
  22. Scattered islands in the Indian Ocean are listed in the OCT Annex as Madagascar dependencies 1958-1999. After Madagascar independence in 1960 they are transferred to Réunion administration until 2005, when they are transferred to the French Southern and Antarctic Lands, which they joined in 2007
  23. 23.0 23.1 Treaty of Accession 2003, protocol 3
  24. Due to reorganisation in the French overseas territories Saint Barthélemy and Saint Martin leave Guadeloupe (with France retaing EU law application in the new territories) and Clipperton is moved from French Polynesia administration to direct Government of France administration
  25. Kosovo is the subject of a territorial dispute between the Republic of Serbia and the self-proclaimed Republic of Kosovo. Kosovo declared independence on 17 February 2008, while Serbia claims it as part of its own sovereign territory. Kosovo is recognised by 72 of the 192 UN member states.
  26. (French) "Enquête sur le futur 101e département". http://www.lefigaro.fr/lefigaromagazine/2009/03/14/01006-20090314ARTFIG00183--enquete-sur-le-futur-101-e-departement-.php. 

External links