Henry IV, Holy Roman Emperor

Henry IV
Holy Roman Emperor; King of Germany
Reign in Germany Reign as Emperor	1056 - 1105 1084 – 1105
Predecessor	Henry III
Successor	Henry V
Father	Henry III
Mother	Agnes de Poitou
Born	11 November 1050(1050-11-11) Goslar Kaiserpfalz
Died	7 August 1106 (aged 55)
Burial	Speyer Cathedral

Henry IV (11 November 1050–7 August 1106) was King of Germany from 1056 and Holy Roman Emperor from 1084 until his forced abdication in 1105. He was the third emperor of the Salian dynasty and one of the most powerful and important figures of the 11th century. His reign was marked by the Investiture Controversy with the Papacy and several civil wars with pretenders to his throne in Italy and Germany.

Biography

Regency

Henry was the eldest son of the Emperor Henry III, by his second wife Agnes de Poitou, and was probably born at the royal palace at Goslar. His christening was delayed until the following Easter so that Abbot Hugh of Cluny could be one of his godparents. But even before that, at his Christmas court Henry III induced the attending nobles to promise fidelity to his son. Three years later, still anxious to ensure the succession, Henry III had a larger assembly of nobles elect the young Henry as his successor, and then, had him elected as king by Herman II, Archbishop of Cologne at Trebur. The coronation was held on 17 July 1054 in Aachen. When Henry III unexpectedly died in 1056, the accession of the six-year-old Henry IV was not opposed by his vassals. The dowager Empress Agnes acted as regent, and, according to the will of the dead emperor, the German pope Victor II was named as her counsellor. The latter's death in 1057 soon showed the political ineptitude of Agnes, and the powerful influence held over her by German magnates and Imperial functionaries.

Agnes assigned the Duchy of Bavaria, given by her husband to Henry IV, to Otto of Nordheim. This deprived the young king of a solid base of power. Likewise, her decision to assign the Duchies of Swabia and Carinthia to Rudolf of Rheinfelden (who married her daughter Matilda) and Berthold of Zähringen, respectively, would prove mistakes, as both later rebelled against the king. Unlike Henry III, Agnes proved incapable of influencing the election of the new popes, Stephen IX and Nicholas II. The Papal alliance with the Normans of southern Italy, formed to counter the communal resistance in Rome, resulted in the deterioration of relations with the German King, as well as Nicholas' interference in the election of German bishops. Agnes also granted local magnates extensive territorial privileges that eroded the King's material power.

In 1062 the young king was kidnapped during a conspiracy of German nobles led by archbishop Anno II of Cologne. Henry, who was at Kaiserwerth, was persuaded to board a boat lying in the Rhine; it was immediately unmoored and the king sprang into the stream, but was rescued by one of the conspirators and carried to Cologne. Agnes retired to a convent, the government subsequently placed in the hands of Anno. His first move was to recognize Pope Alexander II in his conflict with the antipope Honorius II, who had been initially recognized by Agnes but was subsequently left without support.

Anno's rule proved unpopular. The education and training of Henry were supervised by Anno, who was called his magister, while Adalbert of Hamburg, archbishop of Bremen, was styled Henry's patronus. Henry's education seems to have been neglected, and his willful and headstrong nature developed under the conditions of these early years. The malleable Adalbert of Hamburg soon became the confidant of the ruthless Henry. Eventually, during an absence of Anno from Germany, Henry managed to obtain the control of his civil duties, leaving Anno only with the ecclesiastical ones.

First years of rule and the Saxon Wars

In March 1065 Henry was declared of age. The whole of his future reign was apparently marked by efforts to consolidate Imperial power. In reality, however, it was a careful balancing act between maintaining the loyalty of the nobility and the support of the pope.

In 1066, one year after his enthroning at the age of fifteen, he expelled Adalbert of Hamburg, who had profited off his position for personal enrichment, from the Crown Council. Henry also adopted urgent military measures against the Slav pagans, who had recently invaded Germany and besieged Hamburg.

In June 1066 Henry married Bertha of Maurienne, daughter of Count Otto of Savoy, to whom he had been betrothed in 1055. In the same year he assembled an army to fight, at the request of the Pope, the Italo-Normans of southern Italy. Henry's troops had reached Augsburg when he received news that Godfrey of Tuscany, husband of the powerful Matilda of Canossa, marchioness of Tuscany, had already attacked the Normans. Therefore the expedition was halted.

In 1068, driven by his impetuous character and his infidelities, Henry attempted to divorce Bertha^[1]. His peroration at a council in Mainz was however rejected by the Papal legate Pier Damiani, who hinted that any further insistence towards divorce would lead the new pope, Alexander II, to deny his coronation. Henry obeyed and his wife returned to Court, but he was convinced that the Papal opposition aimed only at overthrowing lay power within the Empire, in favour of an ecclesiastical hierarchy.

In the late 1060s Henry set up with strong determination to reduce any opposition and to enlarge the national boundaries. He led expeditions against the Liutici and the margrave of a district east of Saxony; and soon afterwards he had to quench the rebellions with Rudolf of Swabia and Berthold of Carinthia. Much more serious was Henry's struggle with Otto of Nordheim, duke of Bavaria. This prince, who occupied an influential position in Germany and was one of the protagonists of Henry's early kidnapping, was accused in 1070 by a certain Egino of being privy to a plot to murder the king. It was decided that a trial by battle should take place at Goslar, but when the demand of Otto for a safe conduct for himself and his followers, to and from the place of meeting, was refused, he declined to appear. He was thereupon declared deposed in Bavaria, and his Saxon estates were plundered. He obtained sufficient support, however, to carry on a struggle with the king in Saxony and Thuringia until 1071, when he submitted at Halberstadt. Henry aroused the hostility of the Thuringians by supporting Siegfried, archbishop of Mainz, in his efforts to exact tithes from them; but still more formidable was the enmity of the Saxons, who had several causes of complaint against the king. He was the son of one enemy, Henry III, and the friend of another, Adalbert of Bremen. He had ordered a restoration of all crown lands in Saxony and had built forts among this people, while the country was ravaged to supply the needs of his courtiers, and its duke Magnus was a prisoner in his hands. All classes were united against him, and when the struggle broke out in 1073 the Thuringians joined the Saxons. The war, which lasted with slight intermissions until 1088, exercised a most potent influence upon Henry's fortunes elsewhere.

Investiture Controversy

Main article: Investiture Controversy

Initially in need of support for his expeditions in Saxony and Thuringia, Henry adhered to the Papal decrees in religious matters. His apparent weakness, however, had the side effect of spurring the ambitions of Gregory VII, a reformist monk elected as pontiff in 1073, for Papal hegemony.

The tension between Empire and Church culminated in the councils of 1074–1075, which constituted a substantial attempt to delegitimate Henry III's policy. Among other measures, they denied to secular rulers the right to place members of the clergy in office; this had dramatic effects in Germany, where bishops were often powerful feudatories who, in this way, were able to free themselves from imperial authority. Aside from the reacquisition of all lost privileges by the ecclesiasticals, the council's decision deprived the imperial crown of rights to almost half its lands, with grievous consequences for national unity, especially in peripheral areas like the Kingdom of Italy.

Suddenly hostile to Gregory, Henry did not relent from his positions: after his defeat of Otto of Nordheim, he continued to interfere in Italian and German episcopal life, naming bishops at his will and declaring papal provisions illegitimate. In 1075 Gregory excommunicated some members of the Imperial Court, and threatened to do the same with Henry himself. Further, in a synod held in February of that year, Gregory clearly established the supreme power of the Catholic Church, with the Empire subjected to it. Henry replied with a counter-synod of his own.

The beginning of the conflict known as the Investiture Controversy can be assigned to Christmas night of 1075: Gregory was kidnapped and imprisoned by Cencio I Frangipane, a Roman noble, while officiating at Santa Maria Maggiore in Rome. Later freed by Roman people, Gregory accused Henry of having been behind the attempt. In the same year, the emperor had defeated a rebellion of Saxons in the First Battle of Langensalza, and was therefore free to accept the challenge.

At Worms, on 24 January 1076, a synod of bishops and princes summoned by Henry declared Gregory VII deposed. Hildebrand replied by excommunicating the emperor and all the bishops named by him on 22 February 1076. In October of that year a diet of the German princes in Tribur attempted to find a settlement for the conflict, conceding Henry a year to repent from his actions, before the ratification of the excommunication that the pope was to sign in Swabia some months later. Henry did not repent, and, counting on the hostility showed by the Lombard clergy against Gregory, decided to move to Italy. He spent Christmas of that year in Besançon and, together with his wife and his son, he crossed the Alps with help of the Bishop of Turin and reached Pavia.

Gregory, on his way to the diet of Augsburg, and hearing that Henry was approaching, took refuge in the castle of Canossa (near Reggio Emilia), belonging to Matilda. Henry's troops were nearby.

Henry's intent, however, was apparently to perform the penance required to lift his excommunication and ensure his continued rule. The choice of an Italian location for the act of repentance, instead of Augsburg, was not accidental: it aimed to consolidate the Imperial power in an area partly hostile to the Pope; to lead in person the prosecution of events; and to oppose the pact signed by German feudataries and the Pope in Tribur with the strong German party that had deposed Gregory at Worms, through the concrete presence of his army.

Henry IV begging Matilda of Canossa.

He stood in the snow outside the gates of the castle of Canossa for three days, from 25 January to 27 January 1077, begging the pope to rescind the sentence (popularly portrayed as without shoes, taking no food or shelter, and wearing a hairshirt - see Walk of Canossa). The Pope lifted the excommunication, imposing a vow to comply with certain conditions, which Henry soon violated.

Civil war and recovery

Rudolf of Rheinfelden, a two-time brother-in-law of Henry along with allied German Aristocrats, took advantage of the momentary weakness of the Emperor in what became known as the Great Saxon Revolt by having himself declared antiking by a council of Saxon, Bavarian, and Carinthian princes in March of 1077 in Forchheim. Rudolf promised to respect the electoral concept of the monarchy and declared his willingness to be subservient to the pope. After meeting with Henry the pope had concurrently removed the excommunication of Henry IV.

Despite these difficulties, Henry's situation in Germany improved in the following years. When Rudolf was crowned at Mainz in May 1077 by one of the plotters, Siegfried I, Archbishop of Mainz, the population revolted and forced him, the archbishop, and other nobles to flee to Saxony. Positioned there, Rudolf was geographically and then militarily deprived of his territories (later he was also stripped of Swabia) by Henry. After the inconclusive battle of Mellrichstadt (7 August 1077) and the defeat of Henry's forces in the Flarchheim (27 January 1080) Gregory flip-flopped to support the revolt and launched a second anathema (excommunication) against Henry in March 1080, thereby supporting the antiking Rudolph. However, the ample evidence that Gregory's actions were rooted in hate for the Emperor-elect instead of theology had an unfavorable personal impact on the Pope's reputation and authority leading much of Germany to re-embrace Henry's cause.

On 14 October 1080 the armies of the two rival kings met at the Weisse Elster River in the battle of Elster^[2][3], in the plain of Leipzig and Henry's forces again suffered a military defeat, but won the battle with a strategic outcome— the anti-king Rudolf of Rheinfelden was mortally wounded and died the next day at nearby Merseburg, and the rebellion against Henry lost much of its momentum.

Soon after, another antiking, Hermann of Salm, arose as figurehead in the Great Saxon Revolt cause, but was fought successfully by Frederick I, Duke of Swabia (Frederick of Swabia)— Rudolf's Henry-appointed successor in Swabia who had married Henry's daughter Agnes of Germany. Henry convoked a synod of the highest German clergy in Bamberg and Brixen (June 1080). Here Henry had pope Gregory (he'd dubbed "The False Monk") again deposed and replaced by the primate of Ravenna, Guibert (now known as the antipope Clement III, though who was in the right was unclear in the day).

Second voyage to Italy

Henry entered in Pavia and was crowned here as King of Italy, receiving the Iron Crown. He also assigned a series of privileges to the Italian cities who had supported him, and marched against the hated Matilda, declaring her deposed for lese majesty and confiscating her possessions. Then he moved to Rome, which he besieged first in 1081: he was however compelled to retire to Tuscany, where he granted privileges to various cities, and obtained monetary assistance (360,000 gold pieces)^[4] from a new ally, the eastern emperor, Alexios I Komnenos, who aimed to thwart the Norman's aims against his empire. A second and equally unsuccessful attack on Rome was followed by a war of devastation in northern Italy with the adherents of Matilda; and towards the end of 1082 the king made a third attack on Rome. After a siege of seven months the Leonine city fell into his hands. A treaty was concluded with the Romans, who agreed that the quarrel between king and pope should be decided by a synod, and secretly bound themselves to induce Gregory to crown Henry as emperor, or to choose another pope. Gregory, however, shut up in Castel Sant'Angelo, would hear of no compromise; the synod was a failure, as Henry prevented the attendance of many of the pope's supporters; and the king, in pursuance of his treaty with Alexios, marched against the Normans. The Romans soon fell away from their allegiance to the pope; and, recalled to the city, Henry entered Rome in March 1084, after which Gregory was declared deposed and Clement was recognized by the Romans. On 31 March 1084 Henry was crowned emperor by Clement, and received the patrician authority. His next step was to attack the fortresses still in the hands of Gregory. The pope was saved by the advance of Robert Guiscard, duke of Apulia, who left the siege of Durazzo and marched towards Rome: Henry left the city and Gregory could be freed. The latter however died soon later at Salerno (1085), not before a last letter in which he exhorted the whole Christianity to a crusade against the emperor.

Henry IV (left), count palatine Herman II of Lotharingia and Antipope Clement III (center), from Codex Jenesis Bose (1157).

Feeling secure of his success in Italy, Henry returned to Germany.

The Emperor spent 1084 in a show of power in Germany, where the reforming instances had still ground due to the predication of Otto of Ostia, advancing up to Magdeburg in Saxony. He also declared the Peace of God in all the Imperial territories to quench any sedition. On 8 March 1088 Otto of Ostia was elected pope as Victor III: with the Norman support, he excommunicated Henry and Clement III, who was defined "a beast sprung out from the earth to wage war against the Saints of God". He also formed a large coalition against the Holy Roman Empire, including, aside from the Normans, the Rus of Kiev, the Lombard communes of Milan, Cremona, Lodi and Piacenza and Matilda of Canossa, who had remarried to Welf II of Bavaria, therefore creating a concentration of power too formidable to be neglected by the emperor.

Internecine wars and death

In 1088 Hermann of Salm died and Egbert II, Margrave of Meissen, a longtime enemy of the emperor's, proclaimed himself the antiking's successor. Henry had him condemned by a Saxon diet and then a national one at Quedlinburg and Regensburg respectively, but was defeated by Egbert when a relief army came to the margrave's rescue during the siege of Gleichen. Egbert was murdered two years later (1090) and his ineffectual insurrection and royal pretensions fell apart.

Henry then launched his third punitive expedition in Italy. After some initial success against the lands of Canossa, his defeat in 1092 caused the rebellion of the Lombard communes. The insurrection extended when Matilda managed to turn against him his elder son, Conrad, who was crowned King of Italy at Monza in 1093. The Emperor therefore found himself cut off from Germany. He could return there only in 1097: in Germany his power was still at its height. Matilda of Tuscany had secretly transferred her property to the Church in 1089, before her marriage to Welf II of Bavaria (1072-1120). In 1095, a furious Welf left her and, together with his father, switched his allegiance to Heinrich IV, possibly in exchange for a promise of succeeding his father as duke of Bavaria. Henry reacted by deposing Conrad at the diet of Mainz in April 1098, and designating his younger son Henry (future Henry V) as successor, under the oath sworn that he would never follow his brother's example.

The abdication of Henry IV in favour of Henry V from the Cronichle of Ekkehard von Aura.

The situation in the Empire remained chaotic, worsened by the further excommunication against Henry launched by the new pope Paschal II, a follower of Gregory VII's reformation ideals elected in the August of 1099. But this time the emperor, meeting with some success in his efforts to restore order, could afford to ignore the papal ban. A successful campaign in Flanders was followed in 1103 by a diet at Mainz, where serious efforts were made to restore peace, and Henry IV himself promised to go on crusade. But this plan was shattered by the revolt of his son Henry in 1104, who, encouraged by the adherents of the pope, declared he owed no allegiance to an excommunicated father. Saxony and Thuringia were soon in arms, the bishops held mainly to the younger Henry, while the emperor was supported by the towns. A desultory warfare was unfavourable, however, to the emperor, who was taken as prisoner at an alleged reconciliation meeting at Koblenz. At a diet held in Mainz in December, Henry IV was forced to resign to his crown, being subsequently imprisoned in the castle of Böckelheim. Here he was also obliged that he had unjustly persecuted Gregory VII and to have illegally named Clement III.

When these conditions became known in Germany, a vivid movement of dissension spread. In 1106 the loyal party set up a large army to fight Henry V and Paschal. Henry IV managed to escape to Cologne from his jail, finding a considerable support in the lower Rhineland. He also entered into negotiations with England, France, and Denmark.

Henry was also able to defeat his son's army near Visé, in Lorraine, on 2 March 1106. He however died soon afterwards after nine days of illness, while he was guest of his friend Othbert, Bishop of Liège. He was 56.

His body was buried by the bishop of Liege with suitable ceremony, but by command of the papal legate it was unearthed, taken to Speyer and placed in the at that time unconsecrated chapel of Saint Afra that was build on the side of the Imperial Cathedral. After being released from the sentence of excommunication, the remains were buried in the Speyer cathedral in August 1111.

Evaluation

Henry IV was known for licentious behaviour in his early years, being described as careless and self-willed. In his later life, he displayed much diplomatic ability. His abasement at Canossa can be regarded as a move of policy to weaken the pope's position at the cost of a personal humiliation to himself. He was always regarded as a friend of the lower orders, was capable of generosity and gratitude, and showed considerable military skill.

Marriages

Henry's wife Bertha died on 27 December 1087. She was also buried at the Speyer Cathedral. Their children were:

1. Agnes of Germany (born 1072), married Frederick I von Staufen, Duke of Swabia, and Leopold III, Margrave of Austria.
2. Conrad (12 February 1074-27 July 1101)
3. Adelaide, died in infancy
4. Henry, died in infancy
5. Henry V, Holy Roman Emperor

In 1089 Henry married Eupraxia of Kiev (crowned Empress in 1088), a daughter of Vsevolod I, Prince of Kiev, and sister to his son Vladimir II Monomakh, prince of Kievan Rus. She assumed the name "Adelaide" upon her coronation. In 1094, she joined the rebellion against Henry, accusing him of holding her prisoner, forcing her to participate in orgies, and attempting a black mass on her naked body.^[5]

Henry IV in fiction

The title character in the tragedy Enrico IV by Luigi Pirandello is a madman who believes himself to be Henry IV.

See also

• Kings of Germany family tree. He was related to every other king of Germany.
• Concordat of Worms
• First Council of the Lateran

Notes

Sources

• Gregorovius, Ferdinand (1988). History of Rome in the Middle Ages. Rome: Newton Compton. 
• Robinson, I.S. (2000). Henry IV of Germany 1056-1106. 
• Charter given by Henry to the bishopric of Bamberg, 17.8.1057. Photography taken form the collections of the Lichtbildarchiv älterer Originalurkunden at Marburg University showing the emperor's seal.

Holy Roman Emperors Carolingian Empire Charles I (Charlemagne) · Louis I · Lothair I · Louis II · Charles II · Charles III · Guy · Lambert · Arnulf  · Louis III · Berengar Holy Roman Empire Otto I · Otto II · Otto III · Henry II · Conrad II · Henry III · Henry IV · Henry V · Lothair II · Frederick I · Henry VI · Otto IV · Frederick II · Henry VII · Louis IV · Charles IV · Sigismund · Frederick III · Maximilian I · Charles V · Ferdinand I · Maximilian II · Rudolph II · Matthias · Ferdinand II · Ferdinand III · Leopold I · Joseph I · Charles VI · Charles VII · Francis I · Joseph II · Leopold II · Francis II

Monarchs of Germany Kingdom of Germany (843-1806) Louis II • Carloman • Louis III • Charles III • Arnulf • Louis the Child • Conrad I • Henry I • Otto I • Otto II • Otto III • Henry II • Conrad II • Henry III • Henry IV • Henry V • Lothair III • Conrad III • Frederick I • Henry VI • Philip • Otto IV • Frederick II • Conrad IV • Rudolf I • Adolf • Albert I • Henry VII • Louis IV • Charles IV • Wenceslaus • Rupert • Sigismund • Albert II • Frederick III • Maximilian I • Charles V • Ferdinand I • Maximilian II • Rudolph II • Matthias • Ferdinand II • Ferdinand III • Leopold I • Joseph I • Charles VI • Charles VII • Francis I • Joseph II • Leopold II • Francis II Confederation of the Rhine (1806-1813) Napoleon I German Confederation (1815-1848) Francis II • Ferdinand I German Empire (1849) Frederick William IV (emperor-elect) German Union (1849-1850) Frederick William IV German Confederation (1850-1866) Franz Joseph I North German Confederation (1867-1871) Wilhelm I German Empire (1871-1918) Wilhelm I • Frederick III • Wilhelm II