Securities Commission of New Zealand

From Wikipedia, the free encyclopedia

The Securities Commission is an autonomous Crown Entity and New Zealand's main regulator of investments. It also runs a co-regulatory model with the New Zealand Stock Exchange.

The Securities Commission undertakes the following roles:

  • Enforcement, monitoring and market oversight
  • Law reform
  • Exemptions
  • Authorisations
  • International co-operation and
  • Promoting public understanding

[edit] Commission Members

(As of February 2008)

  • Jane Diplock AO BA(Hons), LL.B, DipEd (Sydney), Dip Int. Law (ANU). Chairman.
  • Colin Beyer LL.B, FIOD. Consultant to Simpson Grierson, Wellington. Professional: Solicitor, Wellington.
  • Mai Chen LL.B (Hons) (Otago), LL.M (Harvard), FNZIM. Lawyer, Wellington.
  • Annabel Cotton BMS (Accounting & Finance), ACA, CSAP. Business Consultant, Auckland.
  • Keitha Dunstan PhD(QLD), M.Bus(QUT), Grad Dip Mgt(UCQ), B.Com(QLD). Research Professor School of Accounting and Commercial Law, Victoria University of Wellington.
  • John Holland B.Com, LL.B. Lawyer, Christchurch. Professional: Partner of Chapman Tripp.
  • David Jackson M.Com (Hons) FCA. Company Director, Auckland.
  • Joanna Perry MA (Cantab), FCA (ICANZ), FCA (ICAEW). Chartered Accountant and Company Director, Auckland.
  • Cathy Quinn LL.B. Lawyer, Auckland. Professional: Partner of Minter Ellison Rudd Watts.
  • Neville Todd B Com (Otago). Company Director, Wellington.

[edit] External link