ISO 10962

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ISO 10962 is the CFI (Classification of Financial Instruments) code maintained by the International Organization for Standardization ( ISO). It is an alphabetical code consisting of 6 letters. The first letter is the category, the second is the group, and the remaining letters show special attributes of the group. The letter X always means Not Applicable/Undefined. Here are some of the possible codes:

  • E = Equities
    • S = Shares (common/ordinary)
      • 1: Voting Right
        • V = Voting
        • N = Non-voting
        • R = Restricted voting
        • E = Enhanced voting
      • 2: Ownership/transfer restrictions
        • T = Restrictions
        • U = Free
      • 3: Payment status
        • O = Nil paid
        • P = Partly paid
        • F = Fully paid
      • 4: Form:
        • B = Bearer
        • R = Registered
        • N = Bearer/Registered
        • Z = Bearer depository receipt
        • A = Registered depository receipt
        • P = Preferred Shares
        • C = Convertible preferred shares
        • U = Units (units trusts/mutual funds)
        • M = Others
  • D = Debt Instruments
    • B = Bonds
    • C = Convertible bonds
    • M = Others
    • T = Medium-term Notes
    • W = Bonds With Warrants Attached
    • Y = Money Market Instruments
  • R = Entitlements (Rights)
    • A = Allotment Rights
    • M = Others (Miscellaneous)
    • S = Subscription rights
    • W = Warrants
  • O = Options
    • C = Call Options
      • 1: Exercise Style
        • A = American
        • E = European
      • 2: Underlying Asset
        • S = Stock
        • I = Index
        • D = Debt
        • C = Currency
        • O = Option
        • F = Future
        • T = Commodity
        • W = Swap
        • B = Basket
        • M = Other
      • 3: Delivery
        • C = Cash
        • P = Physical
      • 4: Standard/Non-standard
        • S = Standard
        • N = Non-standard
    • P = Put Options
      • Same as Call
  • F = Futures
    • C = Commodities Futures
      • 1: Underlying Asset
        • A = Agricultural
        • E = Extraction
        • I = Industrial
        • S = Service
      • 2: Delivery
        • C = Cash
        • P = Physical
      • 3: Standard/Non-standard
        • S = Standard
        • N = Non-standard
      • 4: not used
        • X = not used
    • F = Financial Futures
      • 1: Underlying Asset
        • S = Stock
        • I = Index
        • D = Debt
        • C = Currency
        • O = Option
        • F = Future
        • T = Commodity
        • W = Swap
        • B = Basket
        • M = Other
      • 2: Delivery
        • C = Cash
        • P = Physical
      • 3: Standard/Non-standard
        • S = Standard
        • N = Non-standard
      • 4: not used
        • X = not used
  • M = Others (Miscellaneous)
    • M = Other Assets (Miscellaneous)
    • R = Referential Instruments


Example:

  • ESNTPB is Equities/Shares/Non-voting/Restrictions/Partly paid/Bearer
  • OPASPS is Options/Put/American/Stock/Physical/Standard

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