Germans
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- In a context of antiquity (pre AD 500), "Germans" is used in the sense of Germanic tribes.
German people Deutsche |
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Total population | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
~75 million[1] ~160 million[2](including those of ancestral descent) |
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Regions with significant populations | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Germany 67 - 75 million [3][4] | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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Languages | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
German: High German (Upper German, Central German), Low German (see German dialects) | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Religions | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Roman Catholic, Protestant (chiefly Lutheran), secular, others | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Related ethnic groups | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
other Germanic peoples |
The German people (German: Deutsche) are an ethnic group, in the sense of sharing a common German culture, descent, and speaking the German language as a mother tongue. Within Germany, Germans are defined by citizenship (Federal Germans, Bundesdeutsche), distinguished from people of German ancestry (Deutschstämmige). Historically, in the context of the German Empire (1871-1918), German citizens (Imperial Germans, Reichsdeutsche) were distinguished from ethnic Germans (Volksdeutsche).
Out of approximately 100 million native speakers of German in the world, about 75 million consider themselves Germans. There are an additional 80 million people of German ancestry (mainly in the USA, Brazil, Argentina, Chile, France and Canada) who are not native speakers of German.
Thus, the total number of Germans worldwide lies between 75 and 160 million, depending on the criteria applied (native speakers, single-ancestry ethnic Germans, partial German ancestry, etc.). In the U.S., 15.2% of citizens identify as German American according to the United States Census of 2000. Although the percentage has declined, it is still more than any other group.[36]
Contents |
History of the term
The English term German as used today translates German deutsch. It is derived from Latin Germanus and has been used since the sixteenth century synonymously with Teuton, after teutonicus used in Latin since the ninth century to refer to the German language, from the name of the Teutones. Before the sixteenth century, the terms used in English were Almain, from the name of the Alemanni, or Dutch, an imitation of both Dutch "diets" (meaning "Dutch") and the German cognate "deutsch" (meaning: "German"). The diffuse nature of the term mirrors the heterogeneous nature of the Holy Roman Empire, from the sixteenth century also known as "Holy Roman Empire of the German nation". The linguistic affiliation of the English language itself was hotly debated at the time, and English academia was split into "Germanophiles" who to include English one of the "Germanic" or "Teutonic" languages, and "Scandophiles" who preferred to classify English as "Scandinavian" (now known as North Germanic)[37]. With the rise of the German Empire as a threat to British interests in Hamburg, the "Germanophile" position came out of fashion and British romanticism turned to Scandinavia (see Viking revival). "German" from this period refers to the German Empire, already to the exclusion of Austria, the Netherlands and Switzerland. Usage of Dutch was narrowed to refer to the Netherlands exclusively during the early sixteenth century.
There is a lack of international consensus in regard to the characterization of certain historical persons and institutions as "German", like for instance Kafka, Copernicus or the Hanseatic League. In the nineteenth century, it was common in Germany to use "German" synonymously with "Germanic" for pre-modern times, and e.g. the Walhalla temple includes Gothic, Langobardic, Anglo-Saxon and Alemannic people among those honoured as 'Germans'.
Haydn, Mozart and Beethoven - who spent most of their lives in what is Austria today - may be considered central within the German culture but are sometimes characterized as Austrians, not as Germans. Many people also consider them Austrian and German at once; for example, the U.S. State Department [38] does on its report on current Austria, describing it as inhabited by Austrian nationals of which 98% are ethnic Germans.
Ethnic Germans
The term Ethnic Germans may be used in several ways. It may serve to distinguish Germans from those who may have citizenship in the German state but are not Germans; or it may indicate Germans living as minorities in other nations. In English usage, but less often in German, Ethnic Germans may be used for assimilated descendants of German emigrants.
Ethnic Germans form an important minority group in several countries in central and eastern Europe (Poland, Hungary, Romania, Russia) as well as in Namibia, southern Brazil (German-Brazilian) and Argentina.
Some groups may be classified as Ethnic Germans despite no longer having German as their mother tongue or belonging to a distinct German culture. Until the 1990s, two million Ethnic Germans lived throughout the former Soviet Union, especially in Russia and Kazakhstan.
In the United States 1990 census, 57 million people are fully or partly of German ancestry, forming the largest single ethnic group in the country. Most Americans of German descent live in the Mid-Atlantic states (especially Pennsylvania) and the northern Midwest (especially in Iowa, Minnesota, Ohio, Wisconsin, Illinois, Indiana, North Dakota, South Dakota, and eastern Missouri), but historically Germanic immigrant enclaves can be found in many other states (e.g., the German Texans).
Notable Ethnic German populations also exist in other Anglosphere countries such as Canada (approx. 9% of the population) and Australia (approx. 4% of the population).
History
The Germans are a Germanic people which as an ethnicity emerged during the post-medieval Unification of Germany. From the multi-ethnic Holy Roman Empire, the Peace of Westphalia (1648) left a core territory that was to become Germany, already to the exclusion of Switzerland and the Netherlands. "German" ethnogenesis was complete by the time of the German Empire in 1871.
Origins
- Further information: Germanic peoples and Theodiscus
The area of modern-day Germany in the European Iron Age was divided into the (Celtic) La Tène horizon in Southern Germany and the (Germanic) Jastorf culture in Northern Germany. The predominant Y-chromosome haplogroup in Germans is R1b, followed by I and R1a; the predominant mitochondrial haplogroup is H, followed by U and T.[39]
The Germanic peoples during the Migrations Period came into contact with other peoples, in the case of the populations settling in the territory of modern Germany, Celts to the south and Balts and Slavs towards the east.
The Limes Germanicus was breached in AD 260, and migrating Germanic tribes commingled with the local Gallo-Roman populations in what is now Swabia and Bavaria.
The migration period peoples that would coalesce into a "German" ethnicity are the Saxones, Frisii, Franci, Thuringii, Alamanni and Bavarii. By the 800s, the territory of modern Germany had been united under the rule of Charlemagne, although much of what is now Eastern Germany remained Slavonic-speaking (Sorbs, Veleti).
Medieval history
- Further information: Kingdom of Germany, Stem duchy, Medieval demography, and Holy Roman Empire
A "German" as opposed to generically "Germanic" ethnicity emerges in the course of the Middle Ages, under the influence of the unity of Eastern Francia from the 9th century. The process is gradual and lacks any clear definition.
After Christianization, the superior organization of the Roman Catholic Church lent the upper hand for a German expansion and settlement at the expense of Slavs and Balts (medieval Wendish crusade and Ostsiedlung), giving the Drang nach Osten as a result. Massive German settlement led to the assimilation of Baltic (Old Prussians) and Slavic (Wends) populations exhausted by previous warfare.
At the same time, naval innovations led to a German domination of trade in the Baltic Sea and parts of Eastern Europe through the Hanseatic League. Along the trade routes, Hanseatic trade stations became centers of Germanness where German town law (Stadtrecht) was promoted by the presence of large, relatively wealthy German populations and their influence on the worldly powers.
This means that people whom we today often consider "Germans", with a common culture and worldview very different from that of the surrounding rural peoples, colonized as far north of present-day Germany as Bergen (in Norway), Stockholm (in Sweden), and Vyborg (now in Russia). The Hanseatic League was not exclusively German in any ethnic sense: many towns who joined the league were outside the Holy Roman Empire, which was not entirely German itself, and a number of them may only loosely be characterized as German.
Early Modern period
- Further information: Volksdeutsche and Reichsdeutsche
It was only in the late fifteenth century that the Holy Roman Empire came to be called the Holy Roman Empire of the German nation, and even this was not exclusively German, notably including a sizeable Slavic minority. The Thirty Years' War, a series of conflicts fought mainly in modern Germany, confirmed the dissolution of the Holy Roman Empire, and the Napoleonic Wars gave it its coup de grâce.
Since the Peace of Westphalia, Germany has been "one nation split in many countries" (Kleinstaaterei). The Austrian–Prussian split, confirmed when Austria remained outside of the 1871 created Imperial Germany, was only the most prominent example. Most recently, the division between East Germany and West Germany kept the idea alive.
In the nineteenth century, after the Napoleonic Wars and the fall of the Holy Roman Empire (of the German nation), Austria and Prussia would emerge as two opposite poles in Germany, trying to re-establish the divided German nation. Austria, trying to remain the dominant power in Central Europe, led the way in the terms of the Congress of Vienna. The Congress of Vienna was a very conservative act assuring that little would change in Europe and would prevent Germany from uniting. The terms of the Congress of Vienna would come to a sudden halt following the Crimean War in 1856. This paved the way for German unification in the 1860s. In 1870, Prussia attracted even Bavaria (the old ally of France) in the Franco-Prussian War and the creation of the German Empire as a German nation-state, effectively excluding the multi-ethnic Austrian Habsburg monarchy.
The concept of a separate Austrian nation emerges in the nineteenth century, following the Napoleonic wars, but German speaking Austrians continued to consider themselves Germans until 1919, when "German Austria" was dissolved following the Treaty of Saint-Germain.
20th century
The dissolution of the Austrian-Hungarian Empire after World War I led to a strong desire of the population of the new Republic of Austria to be integrated into Germany. This was, however, prevented by the Treaty of Versailles.
The Nazis attempted to unite "all Germans" into one realm. This idea was initially welcomed by many ethnic Germans in Czechoslovakia, Austria, Poland, Danzig and Western Lithuania, but met with significant resistance among the Swiss, who saw themselves as separate nations at least since the Peace of Westphalia of 1648.
After World War II, the Austrians increasingly saw themselves as a nation distinct from the other German-speaking areas of Europe; today, some polls[citation needed] have indicated that no more than 10% of the German-speaking Austrians see themselves as part of a larger German nation linked by ancestry or language. This phenomenon became commonplace shortly after the Second World War, when Austrian identity was emphasized along with the "first-victim of Nazism" theory.[40]
Subgroups
- Further information: German dialects
The Germans are divided into sub-nationalities, some of which form dialectal unities with groups outside Germany that are not considered "Germans". The southern Upper German groups retain a pronounced identity, in the case of the Swabians historically even the cause of a limited movement of Alemannic separatism. The Low German Platt speakers also retain a certain ethnic identity, while the Central German majority has largely abandoned individual nationalisms.
- Upper German
- the Bavarians (ca. 10 million) form the Austro-Bavarian linguistic group together with those Austrians who speak German and do not live in Vorarlberg and
- the Swabians (ca. 10 million) form the Alemannic group together with the Alemannic Swiss, the Alsatians and the Vorarlbergians.
- Central German dialect group (ca. 45 million)
- Central Franconian, forms a dialectal unity with Luxembourgish
- Rhine Franconian (Ripuarian, Kölsch)
- Thuringian
- Hessian
- Upper Saxon
- High Prussian
- German Silesian
- Yiddish dialects
- Low German (ca. 3-10 million), forms a dialectal unity with Dutch Low Saxon
Ethnic nationalism
The reaction evoked in the decades after the Napoleonic Wars was a strong ethnic nationalism that emphasized, and sometimes overemphasized, the cultural bond between Germans. Later alloyed with the high standing and world-wide influence of German science at the end of the nineteenth century, and to some degree enhanced by Bismarck's military successes and the following 40 years of almost perpetual economic boom (the Gründerzeit), it gave the Germans an impression of cultural supremacy, particularly compared to the Slavs.
Ethnic nationalism has essentially been a taboo in German society since World War II, but it has seen a limited comeback since German reunification, with the ethnic nationalist National Democratic Party of Germany receiving 1.6% of the popular vote in the 2005 federal election.
Religion
Today, the German identity includes both Protestants and Catholics. The groups are about equally represented in Germany, contrary to the belief that it is mostly Protestant. Historically, the Protestants formed the majority; but with the loss of traditional Protestant regions after World War II and the "conversion" of many Protestants (many more than Catholics) to "nonbelievers" especially in the former GDR now the two groups are about equally represented. Today, the "nonbelievers" are the majority.[41] Also some large groups of immigrants were/are mostly Catholics (Poles/Italians). The Protestant Reformation started in the German cultural sphere, when in 1517, Martin Luther posted his 95 Theses to the door of the Schlosskirche ("castle church") in Wittenberg. Among Protestant denominations, the Lutherans are well represented by the Germans, while Calvinists are historically only to be found near the Dutch border and in a few cities like Worms and Speyer. The late nineteenth century saw a strong movement among the Jewry in Germany and Austria to assimilate and define themselves as à priori Germans, i.e. as Jewish Germans (a similar movement occurred in Hungary). In conservative circles, this was not always embraced, and, for the Nazis, it was unacceptable. The Nazi rule led to the death or exile of almost all of the relatively small number of domestic Jews. Today Germany attempts to successfully integrate the Gastarbeiter and later arrived refugees from ex-Yugoslavia, especially Bosnian Muslims.
Minorities
In recent years, the German-speaking countries of Europe have been confronted with demographic changes due to decades of immigration. These changes have led to renewed debates (especially in the Federal Republic of Germany) about who should be considered German. Non-ethnic Germans now make up more than 8% of the German population, mostly the descendants of guest workers who arrived in the 1960s and 1970s. Turks, Moroccans, Italians, Greeks, and people from the Balkans in southeast Europe form the largest single groups of non-ethnic Germans in the country.
In addition, a significant number of German citizens (close to 5%), although traditionally considered ethnic Germans, are in fact foreign-born and retain cultural identities and languages from their native countries, a fact that sets them apart from ethnic Germans. Of course, the idea of foreign-born repatriates is not unique to Germany. The English and British equivalent legal term is lex sanguinis, which is exactly the same principle- that citizenship is inherited by the child from his/her parents. It has nothing to do with ethnicity.
Ethnic German repatriates from the former Soviet Union are a separate case and constitute by far the largest such group and the second largest ethno-national minority group in Germany. The repatriation provisions made for ethnic Germans in Eastern Europe are unique and have historical basis, since these were areas where Germans traditionally lived. A controversial example of repatriation involves the Volga Germans, descendants of ethnic Germans who settled in Russia during the eighteenth century, who have been able to claim German citizenship even though neither they nor their ancestors for several generations have ever been to Germany. In contrast, persons of German descent in North America, South America, Africa, etc. do not have an automatic right of return and must actually prove their eligibility for German citizenship according to the clauses pertaining to the German nationality law. Other countries with post-Soviet Union repatriation programs include Greece, Israel and South Korea.
Unlike these ethnic German repatriates, some non-German ethnic minorities in the country, including some who were born and raised in the Federal Republic, choose to remain non-citizens. Although citizenship laws have been recently relaxed to allow such individuals to become nationalized citizens, many choose not to give up allegiance to the countries of their ethnic roots and continue to live in Germany under an ambiguous status of an alien resident or a guest worker, especially since this status, though lacking certain political rights, often does not impede one's ability to work, get free public higher education and travel abroad.
As a result, close to 10 million people permanently living in the Federal Republic today distinctly differ from the majority of the population in a variety of ways such as race, ethnicity, religion, language and culture, yet often fail to be recognized as minorities in official statistical sources due to the fact that such sources traditionally survey only German citizens, and under the so called jus sanguinis system, that has been in effect in Germany since the nineteenth century, and has only recently been partially replaced by the alternative jus soli system. This situation contributes to the invisibility of Germany's minorities making Germany technically one of the most ethnically homogeneous nation in the world, whereas in all practicality the Federal Republic is today one of the most ethnically diverse countries in Europe.
References
- ^ 75 million is the minimal estimate, counting 67 million ethnic Germans in Germany, plus some 5-10 million primary ancestry, (native) German-speaking ethnic Germans worldwide (not including Alemannic Swiss and Austrians). Deutsche Welle: 2005 German Census figures;Languages spoken in the US;Ethnologue: German
- ^ 160 is the maximal estimate, counting all people claiming ethnic German ancestry in the U.S., Brazil and elsewhere as well as Alemannic Swiss and Austrians
- ^ Deutsche Welle: 2005 German Census figures
- ^ CIA World Factbook - Germany: People
- ^ 49.2 million German Americans as of 2005 according to the US demographic census. Retrieved on 2007-08-02.; see also Languages in the United States#German.
- ^ The [1] reports 12 millions Brazilians with German ancestry. See German-Brazilian
- ^ 2001 Canadian Census gives 2,742,765 total respondents stating their ethnic origin as partly German, with 705,600 stating "single-ancestry", see List of Canadians by ethnicity.
- ^ German settlement in Argentina
- ^ France
- ^ Alsatians
- ^ a result of population transfer in the Soviet Union; see ethnologue
- ^ The Australian Bureau of StatisticsPDF (424 KiB) reports 742,212 people of German ancestry in the 2001 Census. German is spoken by ca. 135,000 [2], about 105,000 of them Germany-born, see Demographics of Australia
- ^ CBS, as of 2006
- ^ Microsoft Word - Siz_2006-eng
- ^ German in Italy
- ^ United Kingdom: Stock of foreign-born population by country of birth, 2001
- ^ Deutscher als die Deutschen [3]
- ^ Die soziolinguistische Situation von Chilenen deutscher Abstammung [4]
- ^ INE(2006)
- ^ It is estimated that ethnic Germans make up 3.3% of the population.
- ^ mainly in Opole Voivodship, see Demographics of Poland.
- ^ 112,348 resident aliens (nationals or citizens) as of 2000 [5], see Demographics of Switzerland. The CIA World Fact Book, identifies the 65% (4.9 million) Swiss German speakers as "ethnic Germans".
- ^ Expat Events in Mexico
- ^ Germans in South Africa
- ^ 0.9% of the population (German nationals or citizens only) Statistik Austria - Census 2001, CIA World Factbook; see also Demographics of Austria; Austrians are ethnically also included under "Germans", US Department of State
- ^ the German-speaking Community
- ^ German in Hungary
- ^ German minority
- ^ Ethnic German Minorities in the Czech Republic, Poland and Slovakia
- ^ Land reform worries Bolivia's Mennonites
- ^ Ethnic groups around the world
- ^ Dominican Republic
- ^ Amid Namibia's White Opulence, Majority Rule Isn't So Scary Now
- ^ Bund Deutscher Nordschleswiger
- ^ Slovakia
- ^ This figure accounts for self-reported ancestry rather than race or ethnicity. See demographics of the United States and European American for more information.
- ^ English is today classified as West Germanic, although as within a separate North Sea Germanic subgroup.
- ^ Austria (01/08)
- ^ World Haplogroups MapsPDF (386 KiB)
- ^ Peter Utgaard, Remembering and Forgetting Nazism (New York: Berghahn Books, 2003), 188-189. Frederick C. Engelmann, “The Austro-German Relationship: One Language, One and One- Half Histories, Two States,” in Unequal Partners, ed. Harald von Riekhoff and Hanspeter Neuhold (San Francisco: Westview Press, 1993), 53-54.
- ^ [www.fowid.de/fileadmin/datenarchiv/Religionszugehoerigkeiten_Bev_lkerung__1950-2003.pdf Daten des Statistischen Bundesamtes]
See also
- Germany
- Germanic peoples
- List of Germans
- German Jews
- List of Austrians
- List of Swiss people
- List of Alsatians and Lorrainians
- German diaspora
- German eastward expansion
- German Brazilian
- German settlement in Argentina
- Genetic history of Europe
- Organised persecution of ethnic Germans
- Names of the German people and language in other languages
- German idealism
- Culture of German-speaking Europe