Template:Financial regulation

Finance designations
Certified Financial Planner
Chartered Financial Analyst
CFA Institute
Canadian Securities Institute
Independent Financial Adviser
Chartered Insurance Institute

Financial Regulators
CFTC (US)
FINRA (US)
MSRB (US)
OCC (US)
SEC (US)
FSA (UK)

Finance legislation
Glass-Steagall Act (US)
Gramm-Leach-Bliley Act (US)
Sarbanes-Oxley Act (US)
Securities Act of 1933 (US)
Securities Exchange Act (US)
Investment Advisors Act (US)

Financial fraud
Forex Scam
Insider trading
Legal origins theory
Petition mill
Ponzi scheme

Finance series
Financial markets
Financial market participants
Corporate finance
Personal finance
Public finance
Banks and Banking
Financial regulation