Auxiliaries (Roman military)

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Auxiliaries (from Latin: auxilia = "supports") formed the standing non-citizen corps of the Roman army of the Principate (30 BC - 284 AD), alongside the citizen legions. By the 2nd century, the auxilia contained the same number of infantry as the legions and in addition provided almost all the Roman army's cavalry and more specialised troops (especially light cavalry and archers). The auxilia thus represented three-fifths of Rome's regular land forces at that time.

Auxiliary troops were mainly recruited from the peregrini i.e. free provincial subjects of the Roman Empire who did not hold Roman citizenship and constituted the vast majority of the empire's population in the 1st and 2nd centuries (c. 90% in the early 1st century). Auxiliaries also recruited Roman citizens and probably barbarians (barbari, as the Romans called peoples located outside the Empire's borders). This was in contrast to the legions, which admitted Roman citizens only.

The auxilia developed from the varied contingents of non-Italian troops, especially cavalry, that the Roman Republic used in increasing numbers to support its legions after 200 BC. The Julio-Claudian period (30 BC-68 AD) saw the transformation of these motley temporary levies into a standing corps of regiments with standardised structure, equipment and conditions of service. By the end of this period, there were no significant differences between legionaries and most auxiliaries in terms of training, equipment, or combat capability.

Auxiliary regiments were often stationed in provinces other than the province in which they were originally raised. The regimental names of many auxiliary units persisted into the 4th century, but by then the units in question were different in size, structure, and quality from their predecessors.

Contents

[edit] Historical development

[edit] Roman Republic (to 30 BC)

Roman auxiliary infantry crossing a river, probably the Danube, on a pontoon bridge during the Dacian Wars (101-6 AD). They can be distinguished from legionaries by their oval shields. Trajan's Column, Rome
Roman auxiliary infantry crossing a river, probably the Danube, on a pontoon bridge during the Dacian Wars (101-6 AD). They can be distinguished from legionaries by their oval shields. Trajan's Column, Rome

The core of the Roman fighting machine was the legion, which had evolved over centuries into a heavy infantry unit that was virtually invincible in close-quarter engagements on suitable ground. But the legion had a number of deficiencies, especially a lack of cavalry. Around 200 BC, a legion of 4,200 infantry had a cavalry arm of only 300 horse.[1] This was because the class of citizens who could afford to pay for their own horse and equipment- the equestrian order, the second rank in Roman society, after the senatorial order- was small. In addition the legion lacked missile forces such as slingers and archers.

Until 200 BC, the bulk of a Roman army's cavalry was provided by Rome's regular Italian allies (socii), commonly known as the "Latin" allies, which made up the Roman military confederation. The confederacy was Rome's defence system until the Social War of 91-88 BC. The Latin forces were the closest equivalent in the Republic to the later Augustan auxilia (and their probable inspiration): a non-citizen corps of troops organised and equipped to legionary standards, of roughly the same numbers as the legions, but providing most of the cavalry.

The Latin forces were organised into alae (literally: "wings", because they were always posted on the flanks of the Roman line of battle). An allied ala, commanded by three Roman praefecti sociorum, was similar or slightly larger in infantry size (4-5,000 men) to a legion, but contained a more substantial cavalry contingent: 900 horse, three times the legionary contingent.[2] Since a pre-Social War consular army always contained an equal number of legions and alae, 75% of its cavalry was provided by the Latin allies. The overall cavalry element, however, remained modest: a normal consular army of two legions and two alae contained c. 17,500 infantry and only 2,400 cavalry (c. 12% of the total force).

The Roman/Latin cavalry was sufficient while Rome was in conflict with other states in the mountainous Italian peninsula, which also disposed of limited cavalry resources. But as Rome was confronted by enemies that deployed far more powerful cavalry elements, the Roman deficiency in cavalry resulted in heavy defeats. The dangers were shown during the sporadic major invasions of Italy by the Gauls, and the expedition of the Greek king Pyrrhus of Epirus (275 BC). The decisive turning point was the Second Punic War (218-202 BC). Hannibal's major victories at the Trebia and at Cannae, were owed to his Spanish and Gallic heavy cavalry, which far outnumbered the Roman and Latin levies, and to his Numidians, light, fast cavalry which the Romans wholly lacked. The decisive Roman victory at Zama in 202 BC, which ended the war, owed much to the Numidian cavalry provided by king Massinissa, which outnumbered the Roman/Latin cavalry fielded by 2 to 1. From then, Roman armies were always accompanied by large numbers of non-Italian cavalry: Numidian light cavalry and, later, Gallic heavy cavalry. For example, Caesar relied heavily on Gallic and German cavalry for his Conquest of Gaul (58-51 BC).[3]

As the role of native cavalry grew, that of Roman/Latin cavalry diminished. In the early 1st century BC, Roman cavalry was phased out altogether. After the Social War, the socii were all granted Roman citizenship, the Latin alae abolished, and the socii recruited into the legions.[4] Furthermore, Roman equestrians were no longer required to perform cavalry service after this time.[5] The late Republican legion was thus wholly bereft of cavalry (a tiny cavalry force of 120 men was added back to the legion under Augustus).


By the outbreak of the Second Punic War, the Romans were remedying the legion's other deficiencies by using non-Italian specialised troops. Livy reports Hiero of Syracuse offering to supply Rome with archers and slingers in 217 BC.[6] From 200 BC onwards, specialist troops were hired as mercenaries on a regular basis: sagittarii (archers) from Crete, and funditores (slingers) from the Balearic Isles almost always accompanied Roman legions in campaigns all over the Mediterranean.[7]

The main other sources of non-Italian troops in the late Republic were subject provincials, allied cities and Rome's amici (satellite kings). During the late Republic, non-Italian units were led by their own native chiefs, and their internal organisation was left to their own commanders. The units varied widely in dress, equipment, and weapons. They were normally raised for specific campaigns and often disbanded soon afterwards.[8]

[edit] Rule of Augustus (30 BC-14 AD)

At the end of the civil war period (30 BC), it appears that not all indigenous units were disbanded. Some of the more experienced units were kept in being to complement the legions, and became the core of the standing auxiliary forces that developed in the Julio-Claudian period.[9] During the early rule of Augustus (30 BC onwards), the corps of regular auxilia was created. It was clearly inspired by the Latin forces of the pre-Social War Republic, as a corps of non-citizen troops parallel to the legions. But there were fundamental differences, the same as between Republican and Augustan legions. The Latin forces of the Republic were made up of part-time conscripts in units that would be raised and disbanded for and after particular campaigns. The Augustan auxilia were all-volunteer professionals serving in permanent units.

The unit structure of the auxilia also differed from the Latin alae, which were like legions with a larger cavalry arm. Augustus however organised the auxilia into regiments the size of cohorts (a tenth the size of legions), due to the much greater flexibility of the smaller unit size. Further, the regiments were of three types: ala (cavalry), cohors (infantry) and cohors equitata (mixed cavalry/infantry).

The evidence for the size of the Augustus' new units is not clearcut, with our most precise evidence dating to the 2nd century, by which time the unit strengths may have changed. Cohortes were likely modelled on legionary cohorts i.e. 6 centuriae of about 80 men each (total about 480 men).[10] Alae were divided into turmae (squadrons) of 30 (or 32) men, each under a decurio. (Literally: "leader of ten", a title which derives from the old Roman cavalry of the pre-Social War republic. This was divided into turmae, each under the command of 3 decuriones.[11] The old title was retained, even though the officer now commanded the whole turma). Cohortes equitatae were simply infantry cohortes with a cavalry contingent of 4 turmae added.[12]

Auxiliary regiments were now led by a praefectus, who could be either (i) a native nobleman, who would probably be granted Roman citizenship for the purpose (e.g. the famous German war leader Arminius gained Roman citizenship probably by serving as an auxiliary prefect before turning against Rome); or (ii) a Roman, either of equestrian rank, or a senior centurion.[13]

At the start of Augustus' sole rule (30BC), the original core auxiliary units in the West were composed of warlike tribesmen from the Gallic provinces (especially Gallia Belgica, which then included the regions later separated to form the provinces Germania Inferior and Germania Superior), and from Illyricum. By 19BC, the Cantabrian and Asturian Wars were concluded, leading to the annexation of northern Hispania and Lusitania. Judging by the names of attested auxiliary regiments, these parts of the Iberian peninsula soon became a major source of recruits. Then the Danubian regions were annexed: Raetia (annexed 15BC), Noricum (16BC), Pannonia (9BC) and Moesia (6AD), becoming, with Illyricum, the Principate's most important source of auxiliary recruits for its entire duration. In the East, where the Syrians already provided the bulk of the Roman army's archers, Augustus annexed Galatia (25BC) and Judaea: the former, a region in central Anatolia with a Celtic-speaking people, became an important source of recruits. In N. Africa, Egypt, Cyrene, and Numidia (25BC) were added to the empire. Numidia (E Algeria) was home to the Mauri, the ancestors of today's Berber people. Their light cavalry (equites Maurorum) was highly prized and had alternately fought and assisted the Romans for over two centuries: they now started to be recruited into the regular auxilia. Even more Mauri units were formed after the annexation of Mauretania (W Algeria, Morocco), the rest of the Berber homeland, in 44 AD by emperor Claudius (ruled 41-54).

Recruitment was thus heavy throughout the Augustan period, with a steady increase in the number of units formed. By 23 AD, there were roughly the same numbers of auxiliaries in service as there were legionaries.[14] This would amount to about 125,000 men (25 legions of 5,000 men each), implying c.250 auxiliary regiments.

[edit] Illyrian revolt (6-9 AD)

There had always been an inherent risk in the Julio-Claudian policy of basing ethnically-homogenous auxiliary units in their province of origin: namely that if their own tribe or ethnic group rebelled against Rome (or attacked the Roman frontier from outside the Empire), auxiliary troops could be tempted to make common cause with them. The Romans would then be faced by an enemy that included units fully equipped and trained by themselves, thus losing their usual tactical advantages over tribal foes.

Arminius is the classic example at an individual level: after several years of serving in Rome's forces as prefect of an auxiliary unit, he used the military training and experience he had gained to lead a confederacy of German tribes against Rome, culminating in the destruction of three Roman legions in the Teutoberg Forest in 9 AD, and the abandonment of Augustus' strategy of annexing Germany as far as the Elbe river. (This strategy was never revived by later emperors).

At a collective level, the risk was even greater, as the hugely dangerous Illyrian revolt proved. The Illyrians were tough and spartan shepherds of the Bosnian mountains and excellent soldier-material. By the start of the Common Era, they were an important recruitment base for the auxilia. But discontent was festering among the Illyrian tribes due to what they saw as the rapacity of Roman tax officials. In 6 AD, several regiments of Dalmatae, a warlike Illyrian tribe, were ordered to gather in one place to prepare to join Augustus' stepson and senior military commander Tiberius in a war against the Germans. Instead they mutinied at the assembly point, and defeated a Roman force sent against them. The Dalmatians were soon joined by the Breuci, another Illyrian tribe that supplied several auxiliary regiments. They gave battle to a second Roman force from Moesia. They lost, but inflicted heavy casualties. The rebels were now joined by a large number of other Illyrian tribes. At risk was the strategic province of Illyricum, recently expanded to include the territory of the Pannonii, an Illyrian tribe based on the west bank of the Danube who were subjugated by Rome in 12-9BC. Illyricum was on Italy's eastern flank, exposing the Roman heartland to the fear of a rebel invasion.

Augustus ordered Tiberius to break off operations in Germany and move his main army to Illyricum. When it became clear that even Tiberius' forces were insufficient, Augustus was obliged to raise a second task force under Tiberius' nephew Germanicus, resorting to the compulsory purchase and emancipation of thousands of slaves to find enough troops, for the first time since the aftermath of the Battle of Cannae two centuries earlier. The Romans had now deployed no less than 15 legions and an equivalent number of auxilia i.e. about 150 regiments, including at least 50 auxiliary cohorts composed entirely of Roman citizens. These were men whose status or background was regarded by Augustus as unsuitable for recruitment into the legions: either natural-born citizens of the lowest category including vagrants and convicted criminals, or the freed slaves (Roman law accorded citizenship to the freed slaves of Roman citizens). These special units were accorded the title civium Romanorum ("of Roman citizens", or c.R. for short. After the Illyrian revolt, these cohorts remained in being and recruited non-citizens like other auxiliary units, but retained their prestigious c.R. title).[15][16] In addition, the regular forces were assisted by a large number of troops from neighbouring Thracia deployed by their king Rhoemetalces, a Roman amicus (puppet king). The total Roman forces deployed thus reached around 200,000 men.

The Romans faced further reverses on the battlefield and a savage guerrilla war in the Bosnian mountains. It took them three years of hard fighting to quell the revolt, which was described by the Roman historian Suetonius as the most difficult conflict faced by Rome since the Punic wars two centuries earlier. Tiberius finally quelled the revolt in 9 AD. This was just in time: that same year Arminius destroyed Varus' three legions in Germany. The Roman high command was in no doubt that Arminius would have formed a grand alliance with the Illyrians.[17]


Despite the gravity of this rebellion, the Illyrians went on to become the backbone of the Roman army. By the 2nd century, with roughly half the Roman army deployed on the Danube frontier, the auxilia and legions alike were dominated by Illyrian recruits. In the 3rd century, Illyrians largely replaced Italians in the senior officer echelons of praefecti of auxiliary regiments and tribuni militum of legions. Finally, from 268 to 379 AD, virtually all emperors were Illyrian in origin. These were members of a military aristocracy: outstanding soldiers who saved the empire from collapse in the turbulent late 3rd century [18] e.g. Claudius II Gothicus (268-70), Aurelian (270-5), Probus (276-82), and dominated it in the 4th century e.g. Diocletian (284-305), Constantine I (312-337) and Valentinian I (364-75). Indeed, Illyrians conitinued to be prominent in the East Roman army into the 6th century: the emperor Justinian I was of Illyrian origin.

[edit] Later Julio-Claudians (14-68 AD)

Significant development of the auxilia appears to have taken place during the rule of the emperor Claudius (41-54 AD).

A minimum term of service of 25 years was established, at the end of which the retiring auxiliary soldier, and all his children, were awarded Roman citizenship.[19] This is deduced from the fact that the first known Roman military diplomas date from the time of Claudius. This was a folding bronze tablet engraved with the details of the soldier's service record, which he could use to prove his citizenship.[20] Claudius also decreed that prefects of auxiliary regiments must all be of equestrian rank, thus excluding centurions from such commands.[21] The fact that auxiliary commanders were now all of the same social rank as most tribuni militum, (military tribunes, a legion's senior staff officers, all of whom only one, the tribunus laticlavius, was of the higher senatorial rank), probably indicates that auxilia now enjoyed greater prestige. Indigenous chiefs continued to command some auxiliary regiments, and were probably granted equestrian rank for the purpose. It is also likely that auxiliary pay was standardised at this time, but we only have estimates for the Julio-Claudian period.[22]

Auxiliary uniform, armour, weapons and equipment were probably standardised by the end of the Julio-Claudian period. Auxiliary equipment was broadly similar to that of the legions (see Section 2.1 below for possible differences in armour). By 68 AD, there was little difference between most auxiliary infantry and their legionary counterparts in equipment, training and fighting capability. The main difference was that auxilia contained combat cavalry, both heavy and light, and other specialised units that legions lacked.

Claudius annexed to the empire three regions that became important sources of auxiliary recruits: Britannia (43AD), and the client kingdoms of Mauretania (44) and Thracia (46). The latter became as important as Illyria as a source of auxiliary recruits, especially cavalry and archers. Britain in mid-2nd century contained the largest number of auxiliary regiments in any single province: about 60 out of about 400 (15%).

By the rule of Nero (54-68), auxiliary numbers may have reached, by one estimate, about 200,000 men,[23] implying about 400 regiments.

[edit] Revolt of the Batavi (69-70AD)

Rhine frontier of the Roman empire, 70AD, showing the location of the Batavi in the Rhine delta region. Roman territory shaded dark
Rhine frontier of the Roman empire, 70AD, showing the location of the Batavi in the Rhine delta region. Roman territory shaded dark
Reconstruction of a Roman fluvial boat of the classis germanica (Rhine flotilla). It is based on the remarkable discovery of the remains of five Roman boats at Mainz in the early 1980's. The boat above, denoted Mainz Type A, was designed as a rapid intervention launch, with long, narrow shape and shallow keel. It would be rowed by the troops themselves (32 oars, 16 on each side). Note the mounted shields to protect the oarsmen from missiles shot from the riverbanks. At the time of Civilis' revolt (69 AD), most such boats were manned by Batavi crews. 4th century. Museum für Antike Schifffahrt, Mainz, Germany
Reconstruction of a Roman fluvial boat of the classis germanica (Rhine flotilla). It is based on the remarkable discovery of the remains of five Roman boats at Mainz in the early 1980's. The boat above, denoted Mainz Type A, was designed as a rapid intervention launch, with long, narrow shape and shallow keel. It would be rowed by the troops themselves (32 oars, 16 on each side). Note the mounted shields to protect the oarsmen from missiles shot from the riverbanks. At the time of Civilis' revolt (69 AD), most such boats were manned by Batavi crews. 4th century. Museum für Antike Schifffahrt, Mainz, Germany

The second major episode of auxiliary mutiny came over half a century after the Illyrian revolt. The Batavi were a sub-tribe of the Germanic Chatti tribal group who had migrated to the region between the Old Rhine and Waal rivers (still today called the Betuwe after them) in what became the Roman province of Germania Inferior (S Netherlands). Their land, though potentially fertile alluvial deposits, was largely uncultivable, consisting mainly of Rhine delta swamps. Thus the Batavi population it could support was tiny: not more than 35,000 at this time.[24]

They were a warlike people, skilled horsemen, boatmen and swimmers. They were therefore excellent soldier-material. In return for the unusual privilege of exemption from tributum (direct taxes on land and heads that most peregrini were subject to), they supplied a disproportionate number of recruits to the Julio-Claudian auxilia: one ala and 8 cohortes. They also provided most of Augustus' elite personal bodyguard unit (Germani corpore custodes), which continued in service until 68 AD.[25] The Batavi auxilia amounted to about 5,000 men, implying that for the entire Julio-Claudian period, over 50% of all Batavi males reaching military age (16 years) may have enlisted in the auxilia. Thus the Batavi, although just about 0.05% of the total population of the empire in 23 AD, supplied about 4% of the total auxilia i.e. 80 times their proportionate share. They were regarded by the Romans as the very best (fortissimi, validissimi) of their auxiliary, and indeed all, their forces.[26] In Roman service, they had perfected a unique technique for swimming across rivers wearing full armour and weapons.[27]

Julius Civilis (clearly an adopted Latin name, not his native one) was a hereditary prince of the Batavi and the prefect of a Batavi cohort. A veteran of 25 years' service, he had distinguished himself by service in Britain, where he and the 8 Batavi cohorts had played a crucial role in both the Roman invasion in 43 AD and the subsequent subjugation of southern Britain.[28]

By 69, however, Civilis, the Batavi regiments and the Batavi people had become utterly disaffected with Rome. After the Batavi regiments were withdrawn from Britain to Italy in 66, Civilis and his brother (also a prefect) were arrested by the governor of Germania Inferior on false suspicion of treason: his brother was executed, and Civilis sent to Rome in chains for judgement by Nero. He was released by Nero's successor, Galba, but the latter also disbanded the imperial bodyguard unit, thus alienating several hundred crack Batavi troops, and indeed the whole Batavi nation who regarded it as a grave insult.[29] At the same time, relations collapsed between the Batavi cohorts and the legion they had been attached to since the invasion of Britain 25 years earlier (XIV Gemina): their mutual hatred erupted in open fighting on at least two occasions.[30]

At this juncture, the Roman empire was convulsed by its first major civil war since the Battle of Actium exactly a century earlier. The governor of Germania Inferior, ordered to raise more troops, outraged the Batavi by attempting to conscript more Batavi than the maximum stipulated in their treaty. The brutality and corruption of the Roman recruiting centurions (including incidents of sexual assault on Batavi young men) brought already deep discontent in the Batavi homeland to the boil.[31]

Civilis now led his people in open revolt. Initially, he claimed he was supporting his friend from British days Vespasian's bid for power.[32] But the uprising soon became a bid for independence. Civilis took advantage of the fact that some legions were absent from the Rhine area due to the civil war, and the rest under-strength. In addition, the Roman commanders and their rank-and-file soldiers were divided by loyalty to rival emperors. Civilis quickly won the support of the Batavi's neighbours and cousins, the Cananefates, who in turn won over the Frisii. First the rebel allies captured two Roman forts in their territory, and a cohort of Tungri defected to Civilis. Then 2 legions sent against Civilis were defeated when their 3 companion Batavi auxiliary regiments defected to his side. Then a further 8 Batavi regiments joined him. Several other German and Gallic units sent against him deserted, as the revolt spread to the rest of Gallia Belgica, including the Tungri, Lingones and Treviri tribes and even beyond the Rhine. The classis germanica (Rhine flotilla), largely manned by Batavi, was seized by Civilis. By now, Civilis commanded at least 7,000 Roman-trained and equipped auxiliary troops (as well as a much larger number of tribal levies). He was able to destroy the two remaining legions in Germania Inferior (V Alaudae and XV Primigenia). By this stage Rome's entire position on the Rhine and even in Gaul was imperilled. It took a huge task force of 8 legions to finally defeat the Batavi and the Gallic rebels.

Tacitus' surviving narrative breaks off as he describes a meeting on an island in the Rhine delta between Civilis and the Roman commander Petillius Cerialis to discuss peace terms.[33] We do not know the outcome of this meeting or Civilis's ultimate fate. But in view of his former friendship with Vespasian, who had already offered him a pardon, and the fact that the Romans still needed the crack Batavi troops, it is likely that the terms were lenient by Roman standards.[34] Since Petilius Cerialis took a number of reconstituted Batavi units with him to Britain, and 5 Batavi units are attested in mid 2nd century, it is clear that Rome's traditional quasi-genocide of rebel tribes (massacres, pillaging and mass deportations into slavery) was not applied in this case. Indeed the Batavi regiments continued to serve with special distinction in Britain and elsewhere for the rest of the 1st century[35]and beyond. Even as late as 395, units with the Batavi name were classified as elite praesentales e.g. equites Batavi seniores (cavalry) and auxilia Batavi seniores (infantry).[36]

[edit] Flavian era (69-96 AD)

Tombstone of the eques alaris Titus Flavius Bassus, son of Mucala of the Thracian Dentheletae (Dansala) tribe. He was a probably a Roman citizen (since he had served the required term), although unusually his adopted Roman tribal name is not specified (unless the letters M, A, and C of his father's name are supposed to double as an abbreviation of the tribe Maecia).  He belonged to the Ala Noricorum (originally raised from the Taurisci tribe of Noricum). He died at age 46 after 26 years' service. The arrangement of the scene, rider spearing a barbarian (the Thracian Hero), indicates that Bassus was a Thracian. He has Romanised names, adopting the names of the emperor Titus Flavius (r. 79-81) Römisch-Germanisches Museum, Cologne, Germany
Tombstone of the eques alaris Titus Flavius Bassus, son of Mucala of the Thracian Dentheletae (Dansala) tribe. He was a probably a Roman citizen (since he had served the required term), although unusually his adopted Roman tribal name is not specified (unless the letters M, A, and C of his father's name are supposed to double as an abbreviation of the tribe Maecia). He belonged to the Ala Noricorum (originally raised from the Taurisci tribe of Noricum). He died at age 46 after 26 years' service. The arrangement of the scene, rider spearing a barbarian (the Thracian Hero), indicates that Bassus was a Thracian. He has Romanised names, adopting the names of the emperor Titus Flavius (r. 79-81) Römisch-Germanisches Museum, Cologne, Germany
Roman auxiliary troops defend a fortified position against attacking Dacians. Detail from Trajan's Column, Rome. Early 2nd century
Roman auxiliary troops defend a fortified position against attacking Dacians. Detail from Trajan's Column, Rome. Early 2nd century

The revolt of the Batavi appears to have led to a significant change in the Roman government's policy on auxiliary deployment. In the Julio-Claudian period, auxiliary regiments raised in frontier provinces were generally stationed in or near their home provinces, except during periods of major crises such as the Cantabrian Wars, when they were deployed temporarily in theatre. But the Batavi revolt proved that in times of civil strife, when legions were far from their bases campaigning for rival claimants to the imperial throne, it was dangerous to leave provinces in the hands of auxiliary regiments recruited from the indigenous nation. In the Flavian period (69-96) it appears to have become standard policy for auxiliary units to be permanently based in provinces other than their home province. The new policy began with the transfer to Britain in 70 AD of 5 reconstituted Batavi regiments (1 ala and 4 cohortes)under Petillius Cerialis, who had suppressed the Civilis revolt and then embarked on the governorship of the island.[37] The great majority of regiments probably founded in the first century were stationed away from their province of origin in the second e.g. of 13 British regiments recorded in mid 2nd century, none were stationed in Britain.[38]

However, after a prolonged period in a foreign province a regiment would become assimilated, since the majority of its new recruits would be drawn from the province in which it was stationed, or neighbouring provinces.[39] Those same "British" units, mostly based on the Danube frontier, would by c150 after a almost a century away from their home island, be largely composed of Illyrian, Thracian and Dacian recruits. However, there is evidence that a few regiments at least continued to draw some recruits from their original home provinces in the 2nd century e.g. Batavi units stationed in Britain.[40]

Furthermore, it appears that in the Flavian era native nobles were no longer permitted to command auxiliary units from their own nation.[41]

The Flavian period also saw the first formation of large, double-size units, both infantry and cavalry, of a nominal strength of 1,000 men (cohors/ala milliaria), though they were actually mostly smaller (720 for an ala milliaria and 800 for a cohors milliaria).[42] These were the mirror image of the double-strength first cohorts of legions also introduced at this time. Such units remained a minority of the auxilia: in mid-2nd century, they constituted 13% of units, containing 20% of total manpower.[43]

[edit] Later Principate (97-284)

Roman cavalry spatha, a longer (median blade length: 780mm) sword, designed to give the rider a longer reach than the gladius
Roman cavalry spatha, a longer (median blade length: 780mm) sword, designed to give the rider a longer reach than the gladius[44]

In 106 AD, emperor Trajan finally defeated the Dacian kingdom of Decebalus and annexed it as the Roman province of Dacia Traiana. By mid 2nd century, there were 44 auxiliary regiments stationed there, about 10% of the total auxilia. In Britain there were 60. Since by the late 2nd century, most recruits to these units were probably local provincials, Britons and Dacians alone probably provided about 25% of all auxilia recruits by that time (recruits to those units who were not Britons/Dacians are compensated by the latter in British/Dacian units in other provinces).

At the midway point in this period, there were probably about 380 auxiliary regiments (ca. 90 alae and 290 cohortes, of which about 200 equitatae) . At this time, the auxilia probably numbered a total of about 220,000 effectives i.e. nearly twice the strength in 23 AD. Of the total, about 150,000 were infantry, about 75,000 cavalry.[45] This compares with 154,000 legionaries (28 legions of 5,500 men each) at this time, of which just 3,360 were cavalry. (See section 4: Auxilia deployment in the 2nd century, below).

During the second half of the 2nd century, the Roman army underwent considerable further expansion, with the addition of five new legions (27,500 men) to a peak of 33[46] and likely the addition of an equivalent number of auxilia (i.e. 50-60 new regiments) perhaps reaching a peak of c440 regiments by the end of Septimius Severus's rule (211 AD).[47]

The likely growth of the Roman auxilia may be summarised as follows:

ROMAN ARMY NUMBERS 24-305 AD
Army corps Tiberius
24 AD
Hadrian
ca. 130 AD
S. Severus
211 AD
3rd c. crisis
ca. 270 AD
Diocletian
284 - 305
LEGIONS 125,000[48] 155,000[49] 182,000[50]
AUXILIA 125,000[51] 218,000[52] 250,000[53]
PRAETORIAN GUARD ~~5,000[54] ~10,000[55] ~10,000
Total Roman Army 255,000[56] 383,000[57] 442,000[58] 350,000?[59] 390,000[60]

NOTE: Figures are based on official (not actual) unit strengths and exclude Roman navy effectives and barbarian foederati.

During the second century some units with the new names numerus ("group") and vexillatio ("detachment") appear in the diploma record.[61] Their size is uncertain, but was likely smaller than the regular alae and cohortes. Some older scholars see these names as specifically denoting the irregular foederati, ethnic units outside the regular auxilia (see section 2.4 Irregular units, below). But the present consensus is that they were part of the regular auxiliary organisation[62] These unit names were to become prominent in the 4th century.

In 212, the constitutio Antoniniana (Antonine decree) of Emperor Caracalla granted Roman citizenship to all the free inhabitants of the Empire- the peregrini - thus abolishing their second-class status. But this does not necessarily mean that the distinction between the all-citizen legions and the auxiliaries was also abolished. It simply gave the legions a much wider recruitment base. Legions probably continued to be limited to Roman citizens, but were now able to recruit any male free resident of the empire. Auxiliary units were now probably majority Roman citizens: but they probably continued to recruit non-citizen barbari from outside the Empire's borders, as they probably had done since the time of Augustus. However, the distinction between legions and auxilia inevitably became blurred, and by the 4th century, it appears to have disappeared altogether, with citizens and barbarians serving together in all units.

In the 3rd century, a small number of regular auxiliary units units appear in the record that, for the first time, bear the names of barbarian tribes from outside the empire e.g. the ala I Sarmatarum attested in 3rd-century Britain.[63] This was probably an offshoot of the 5,500 surrendered Sarmatian horsemen posted on Hadrian's Wall by emperor Marcus Aurelius in c. 175.[64] This unit may be an early example of a process whereby irregular units of barbari (foederati) were transformed into regular auxilia. This process intensified in the 4th century: the Notitia Dignitatum, a key document on the late Roman army, lists a large number of regular units with barbarian names.

In the mid to late 3rd century, the army was afflicted by a combination of military disasters and of pestilence. In 251-271 Gaul, the Alpine regions and Italy, the Balkans and the East were simultaneously overrun by Alamanni, Sarmatians, Goths and Persians respectively. At the same time, the Roman army was struggling with the effects of a devastating pandemic, probably of smallpox: the Plague of Cyprian which began in 251 and was still raging in 270, when it claimed the life of emperor Claudius II Gothicus. The evidence for an earlier pandemic, the Antonine Plague (also smallpox) indicates a mortality of 15-30% in the empire as a whole.[65] The armies would likely have suffered deaths at the top end of the range, due to their close concentration of individuals and frequent movements across the empire.[66] This probably led to a steep decline in military numbers, which only recovered at the end of the century under Diocletian (r. 284-305). It may also have led to recruitment of barbarians to the auxilia on a much greater scale than previously.

[edit] Fourth century

In the fourth century, the Roman army underwent a radical restructuring which is little understood due to the scarce and ambiguous evidence. In the rule of Diocletian (284-305), the traditional Principate formations of legiones, alae and cohortes appear to have been broken up into smaller units, many of which bore a variety of new names. Under Constantine I (r. 312-337) it appears that military units were classified into three grades based on strategic role and to some extent quality: praesentales, elite units normally based near the late imperial capitals of Mediolanum (Milan) and Byzantium (Constantinople) and available to emperors as escort forces; comitatenses, higher-grade interception forces based in dioceses (major provincial divisions) well behind their frontiers; and limitanei, lower-grade border troops. (See Late Roman army).

The old Principate auxilia regiments provided the basis for units at all three grades. The Notitia Dignitatum lists about 70 alae and cohortes that retained 2nd century names, mostly limitanei. But traces of other auxilia regiments can be found in the praesentales and comitatenses armies. Especially on the Danube, the old-style alae and cohortes were replaced by new units, cunei and auxilia (which were only infantry) respectively.[67] It is unclear how these units differed from their forebears. The limitanei version may have been only half the size.[68] But the new-style auxilia palatina, considered among the best units in the army, were at least the same size (500) and possibly double the size of the old auxiliary regiments. It is probable that many of these units were formed from old-style auxilia, and they seem to have been very similar to the old-style cohortes.[69]

The late 4th century writer on military affairs Vegetius complains of contemporary young men joining the "auxilia" in preference to the "legions" to avoid the latter's tougher training and duties.[70]But it is unclear what types of units he was referring to. It is possible that those older terms were still popularly used (misleadingly) to mean limitanei and comitatenses respectively. In any event, his quote in no way describes accurately the Principate auxilia, many of which were the best units in the army of the Principate.

[edit] Relationship with legions

Auxiliary cavalryman (eques alaris or alarius) with spatha (sword). In addition, he carries a hasta (spear), and oval shield (not visible, over his left shoulder). Note the reconstructed four-horned sella (Roman saddle). This was designed to give a firm seat, to compensate for the absence of stirrups, which were not introduced until the 6th century
Auxiliary cavalryman (eques alaris or alarius) with spatha (sword). In addition, he carries a hasta (spear), and oval shield (not visible, over his left shoulder). Note the reconstructed four-horned sella (Roman saddle). This was designed to give a firm seat, to compensate for the absence of stirrups, which were not introduced until the 6th century[71]
Legionary foot soldier wielding a gladius, a sword design invented by the Iberian people of pre-Roman Spain. The example shown is of the "Pompeii" type, used from the later 1st century onwards. Thus was a shorter (median blade length: 460mm) stabbing-and-slashing sword designed for close combat. On his left hip is just visible his pugio (dagger). The soldier is wearing a chain mail cuirass (lorica hamata) and an "imperial Gallic" type helmet, also prevalent in the late 1st century. He is leaning on his curved rectangular shield (scutum). The armour and weapons of an auxiliary infantryman were identical except that he carried an oval shield (clipeus)
Legionary foot soldier wielding a gladius, a sword design invented by the Iberian people of pre-Roman Spain. The example shown is of the "Pompeii" type, used from the later 1st century onwards. Thus was a shorter (median blade length: 460mm) stabbing-and-slashing sword designed for close combat. On his left hip is just visible his pugio (dagger). The soldier is wearing a chain mail cuirass (lorica hamata) and an "imperial Gallic" type helmet, also prevalent in the late 1st century. He is leaning on his curved rectangular shield (scutum). The armour and weapons of an auxiliary infantryman were identical except that he carried an oval shield (clipeus)[72]
Roman infantry helmet (Imperial Gallic type), late 1st century. Note (1) reinforcing ridge on the front, to resist downward sword thrusts; (2) wide, hinged cheek-guards to offer maximum facial protection, without covering the front of the face, which would restrict vision, breathing and shouting range; (3) protruding ear-guards to prevent ears being severed, but not covering ears, which would obstruct hearing; (4) angled neck-guard, to prevent chafing against cuirass. Museum Carnuntum, (Austria)
Roman infantry helmet (Imperial Gallic type), late 1st century. Note (1) reinforcing ridge on the front, to resist downward sword thrusts; (2) wide, hinged cheek-guards to offer maximum facial protection, without covering the front of the face, which would restrict vision, breathing and shouting range; (3) protruding ear-guards to prevent ears being severed, but not covering ears, which would obstruct hearing; (4) angled neck-guard, to prevent chafing against cuirass. Museum Carnuntum, (Austria)[73]

During the Principate, recruitment into the legions was restricted to Roman citizens only. This rule, which derived from the pre-Social War Republican army, was strictly enforced.[74] The few documented exceptions made, such as during emergencies and for the illegitimate sons of legionaries, do not imply that the rule was routinely ignored. But did the auxilia differ in other respects from their legionary counterparts?

The role of the early Empire auxilia corps vis-a-vis the legions has often been misunderstood. This is ultimately due to the influence of Vegetius, an ancient writer on Roman military doctrine and practices. Vegetius' work De re militari contains much useful information, but it is misleading overall. This is because Vegetius fails to fit his descriptions of army practices into a chronological framework.[75] By his own account, Vegetius' sources stretch 3 centuries from Cato the Elder in c. 200 BC to the emperor Hadrian, while he himself wrote 2 centuries after the latter, when the army was radically different. His work thus contains a jumble of concepts from different eras, largely out of context. Thus what he writes about "auxilia" could relate to any of the various types of auxiliary forces in 500 years of the Roman army's history: the Latin socii, the contingents provided by client kings in the late Republic/Principate, the professional Augustan auxilia or indeed the limitanei border troops of his own day. Furthermore, not having military experience himself, his understanding of the practical value of the doctrines he espoused was minimal.

Misconceptions ultimately inspired by Vegetius include the following:

(i) auxilia were inferior to the legions in training and combat capability
(ii) auxilia contained only "light" infantry whilst legions were heavy infantry
(iii) auxilia infantry did not fight in the main battle-line, which was the preserve of the legions
(iv) auxilia only functioned as support troops, assisting legionary operations, but never campaigning independently
(v) auxilia were border troops, manning border and beyond-border forts, while legions were based well behind the border as a strategic reserve, only intervening if there was a major incursion

These propositions may have been true, to some extent, in the Republican period. But there is strong evidence that they were largely false by the end of the Julio-Claudian period.

(i) Quality

Vegetius' comment about young men preferring to join the auxilia in order to escape the harsher discipline and training of the legions is the origin of the view that legionaries were higher quality troops than auxiliaries. The main evidence used to support this view is that legionaries were paid a higher salary. There is no clearcut evidence about the differentials between legionary and auxiliary pay. Outdated scholars held that auxiliary pay was as little as one-third of the legionary level. But more recent studies have concluded that the differential was much smaller (just 20% less) and in any case only applied to infantry. Equites cohortales (cohort cavalry) were paid the same as legionaries, and equites alares (ala cavalry) about 20% more.[76] The legionary's higher pay and valuable bonuses are probably due more to his social superiority as a Roman citizen than to any higher military proficiency. Tacitus' account of the clashes between Batavi auxiliaries and Roman legionaries during the Batavian revolt shows that there was no appreciable difference in quality between them. Indeed, in terms of cavalry, it was the alares who were the elite. The tiny cavalry arms of legions (just 120 men out of 5500) were suitable only for reconnaissance and communications duties, rather than combat.

(ii) Armour

The view that auxilia were light troops originates from Vegetius' comment that "auxilia are always joined as light troops with the legions in the line".[77] It is true that some specialist units in the auxilia, such as Syrian archers and Numidian cavalry wore light armour (or none). But they were a small minority of the auxilia. Most auxiliary cohortes contained heavy infantry similar to legionaries.[78]

Much has been made of the clear difference in armour between the two corps shown on Trajan's Column. This is a monument erected in 113 in Rome to commemorate the conquest of Dacia by Emperor Trajan (r. 97-117): its bas-reliefs are a key source for Roman military equipment. Auxilia are generally shown wearing chain mail (lorica hamata) cuirasses or simple leather corslets, and carrying oval shields. Legionaries are depicted wearing laminated-strip armour (lorica segmentata) at all times (whether in combat or in other activities, such as construction) and with curved rectangular shields.[79] But the figures in Trajan's Column are highly stereotyped, in order to distinguish clearly between different types of troops.[80] On another Trajanic monument, the Adamclisi Tropaeum, the lorica segmentata does not appear at all, and legionaries and auxilia alike are depicted wearing either chain mail or scales (lorica squamata). There is general recognition that the Adamclisi monument is a more accurate portrayal of normality, [81] with the segmentata used rarely, maybe only for combat and parades. Testing of replica segmentata by reenactors has shown that it is uncomfortable and that chafing makes it painful to wear for more than short periods. On the plus side, it provides more effective protection than the other armour types: it is impenetrable to most arrow or spear strikes.[82] It has been argued that the lorica segmentata was used by auxiliaries also. But there is no firm evidence for this. Traces of this type of armour have been found in forts in Raetia from a time when no legions were stationed in the province.[83] But these may simply have been left behind by legionaries on temporary detachment. Furthermore auxilia are nowhere depicted wearing such armour.[84]

In any event, both corps were equipped with the same weapons: gladius (a close-combat stabbing sword) and javelins, although the type of javelin known as a pilum seems to have been provided to legionaries only.[85] Goldsworthy points out that the equipment of both corps were roughly equal in weight.[86] If there was a difference in armour, it was probably due, again, to non-military reasons: by providing legionaries with more protective (and expensive) glamorous armour, the army was highlighting their social superiority, just as it did with higher pay. During the 3rd century, when all peregrini were granted citizenship, and therefore legionaries lost their social superiority, the lorica segmentata and the rectangular shield disappeared.[87]

(iii) Combat role

Auxiliary cohortes (except specialised units) were heavy infantry that fought in the line like the legions. There is no evidence that cohortes fought in a looser order than the legions.[88] It appears that in a set-piece battle-line, auxiliary infantry would normally be stationed on the flanks, with legionary infantry holding the centre e.g. as in the Battle of Watling Street (60 AD), the final defeat of the rebel Britons under queen Boudicca.[89] This was a tradition inherited from the Republic, when the precursors of auxiliary cohortes, the Latin alae, occupied the same position in the line. But the flanks of the line required equal skill to hold as the centre.

(iv) Operational autonomy

An auxiliary regiment would normally be attached to a legion for operational purposes, with the praefectus under the command of the legatus legionis (the legion's commander). The period that it was so attached could be a long one e.g. the 8 Batavi cohortes apparently attached to legion XIV Gemina for the 26 years from the invasion of Britain in 43 AD to the Civil War of 69.[90] But a legion had no standard, permanent complement of auxilia:[91] its attached auxiliary units were changed and varied in number according to operational requirements at the behest of the legatus Augusti (the governor of the province where the legion was based at the time) or of the emperor in Rome.

But the fact that auxiliary regiments were attached to a legion does not mean that they were not capable of, or were not permitted to, carry out operations unaccompanied. Indeed, in view of their lack of combat cavalry, it was the legions which could not campaign independently. Examples of major operations carried out by auxilia alone is the campaign against the Iceni tribe in Britain under governor Ostorius Scapula in 47, and the rescue of Brigantian queen Cartimandua in 52.[92] On Trajan's Column, some 20 major battle scenes are shown. Auxilia take part in 19 of these, in 12 of which they are fighting alone, unaccompanied by legionaries.[93]

(v) Strategic role

It is true that in some provinces, e.g. Britain, legionary bases were well behind the frontline. In Britain, the legionary fortresses of Chester and York were over 100 km from Hadrian's Wall. But in other provinces, legions were stationed right on the border: e.g. Regensburg, Vienna and Budapest on the Danube. In Britain, it is true that the main responsibility for garrisoning the forts on the Wall and beyond lay with the auxilia. But there is growing evidence that such forts were also garrisoned by legionary detachments, and even by mixed legionary/auxiliary garrisons[94]

In conclusion, there were no significant differences in training, equipment, fighting capability or tactical role between legionary infantry and their auxiliary counterparts. In cavalry, auxiliaries were superior, as they were combat-capable, whereas legionary cavalry was not. In archery, legions had no capability at all.

The question arises as to why the citizens-only rule was retained for such a long period, especially as it must have caused significant recruitment problems in those provinces with a small pool of citizens e.g. Britain, where Mattingly doubts that the about 50,000 Roman citizen body could have supplied all the about 600 recruits required annually by the 3 legions based in the province.[95] The answer must lie in concern for national security. The experience of the Batavi revolt probably convinced Rome's rulers that it was essential to maintain a significant section of the army whose national loyalty could be relied upon in all circumstances.

[edit] Unit types and structure

[edit] Standard units

The following table sets out the official, or establishment, strength of auxiliary units in the 2nd century. The real strength of a unit would fluctuate continually, but would likely have been somewhat less than the establishment most of the time.

ROMAN AUXILIARY REGIMENTS: TYPE, STRUCTURE AND STRENGTH[96]
Unit type Service Unit
commander
Sub-unit
commander
No of
sub-units
Sub-unit
strength
Unit
strength
Ala quingenaria cavalry praefectus decurio 16 turmae 30 (32) 480 (512)
Ala milliaria cavalry praefectus decurio 24 turmae 30 (32) 720 (768)
Cohors quingenaria infantry praefectus* centurio 6 centuriae 80 480
Cohors milliaria infantry tribunus militum** centurio 10 centuriae 80 800
Cohors equitata
quingenaria
mixed infantry/
cavalry
praefectus centurio (inf)
decurio (cav)
6 centuriae
4 turmae
80
30.
600
(480 inf/120 cav)
Cohors equitata
milliaria
mixed infantry/
cavalry
tribunus militum** centurio (inf)
decurio (cav)
10 centuriae
8 turmae
80
30
1,040
(800 inf/240 cav)

* tribunus militum in original c.R. cohortes[97]
** praefectus in Batavi and Tungri cohortes milliariae[98]

NOTE: Opinion is divided about the size of an ala turma, between 30 and 32 men. 30 was the size of a turma in the Republican cavalry and in the cohors equitata of the Principate auxilia. Against this is a statement by Arrian that an ala was 512 strong.[99] This would make an ala turma 32 men strong.

[edit] Recruitment, ranks and pay

Tombstone of Titus Calidius Severus, of the Camilia Roman tribe, an auxiliary trooper who worked his way up from eques (common cavalryman) to decurion of the cohors I Alpinorum (a regiment from the western Alps). He then switched to a legion (presumably after gaining Roman citizenship after 25 of his 34 years of service) and became a centurio of XV Apollinaris (an infantry officer, unless legionary cavalry was officered by centurions also). He died at age 58. Note the portrayal of his chain mail armour, decurion's crested helmet and horse, led by his equerry, probably a slave. This soldier's long career shows that many auxiliaries served longer than the minimum 25 years, and sometimes joined legions. Erected by his brother, Q. Calidius. From Carnuntum, Austria
Tombstone of Titus Calidius Severus, of the Camilia Roman tribe, an auxiliary trooper who worked his way up from eques (common cavalryman) to decurion of the cohors I Alpinorum (a regiment from the western Alps). He then switched to a legion (presumably after gaining Roman citizenship after 25 of his 34 years of service) and became a centurio of XV Apollinaris (an infantry officer, unless legionary cavalry was officered by centurions also). He died at age 58. Note the portrayal of his chain mail armour, decurion's crested helmet and horse, led by his equerry, probably a slave. This soldier's long career shows that many auxiliaries served longer than the minimum 25 years, and sometimes joined legions. Erected by his brother, Q. Calidius. From Carnuntum, Austria
Tombstone of Marius son of Ructicnus, an auxiliary soldier whose career was less successful than the one above. He never rose above miles (common soldier) in 25 years of service with his regiment, Cohors I Montanorum (originally raised from Raetians of the Julian Alps). Nor, it seems from the absence of a Roman tribal name, did he live to receive his citizenship award, as he died in the final year of the required term. Erected by his heir. 1st century. From Carinthia, Austria
Tombstone of Marius son of Ructicnus, an auxiliary soldier whose career was less successful than the one above. He never rose above miles (common soldier) in 25 years of service with his regiment, Cohors I Montanorum (originally raised from Raetians of the Julian Alps). Nor, it seems from the absence of a Roman tribal name, did he live to receive his citizenship award, as he died in the final year of the required term. Erected by his heir. 1st century. From Carinthia, Austria

The evidence for auxiliary ranks and pay is scant, even less than the patchy evidence for their legionary counterparts. The available data may be summarised as follows:

AUXILIA RANKS AND PAY (mid 1st century)[100]
Pay scale
(as multiple of basic)
Cohors infantry rank
(in ascending order)
Amount
(denarii)
XXX Ala rank
(in ascending order)
Amount
(denarii)
1 pedes 188 gregalis 263
1.5 (sesquiplicarii) tesserarius 282 sesquiplicarius 395
2 (duplicarii) signifer
optio
vexillarius
376 signifer
curator?
vexillarius
526
2.5 - 5* (triplicarii etc) centurio
centurio princeps
beneficiarius?
470-940 decurio
decurio princeps
beneficiarius?
658-1,315
50 praefectus 9,400 praefectus 13,150

* Assuming same pay multiples as equivalent officers in Late Roman army[101]

Caligati (common soldiers)

At the bottom end of the rank pyramid, ordinary soldiers held the official ranks of pedes (foot soldier in a cohors), eques (cavalryman in a cohors equitata) and gregalis (ala cavalryman).[102]

Auxiliary common soldiers were recruited mostly from the Roman peregrini (second-class citizens). Of the diplomas included in RMD Vols III, IV and V, 65 legibly record the origin of the recipient. All the certain origins are peregrini peoples from within the empire. When it was first raised, an auxiliary regiment would have been recruited from the native tribe or people whose name it bore. But subsequently, the regiment would draw most of its recruits from the province in which it was stationed, losing its original ethnic identity.[103] The unit's name would thus become a mere curiosity devoid of meaning, although some of its members might inherit foreign names from their veteran ancestors. This view has to be qualified, however, as evidence from military diplomas and other inscriptions shows that some units continued to recruit in their original home areas e.g. Batavi units stationed in Britain.[104] It also appears that the Danubian provinces (Raetia, Pannonia, Moesia, Dacia) remained key recruiting grounds for units stationed all over the empire.[105][106] Epigraphic evidence in Britain shows that some units had an international membership.[107]

It appears that Roman citizens were also regularly recruited to the auxilia. Most likely, the majority of citizen recruits to auxiliary regiments were the sons of auxiliary veterans who were enfranchised on their fathers' discharge.[108] Many such may have preferred to join their fathers' old regiments, which were a kind of extended family to them, rather than join a much larger, unfamiliar legion. There are also instances of legionaries transferring to the auxilia (to a higher rank).[109]

Less clearcut is the question of whether the regular auxilia recruited barbari (barbarians, as the Romans called people living outside the empire's borders). The consensus is that they did[110] but there is little evidence of it until the 3rd century. In addition, no datable auxiliary diplomas have been found issued after 203 AD.[111] This date is very close to 212, when the Antonine decree granted citizenship to the peregrini. This could be interpreted as evidence that all auxiliaries were now citizens and that barbari were therefore not recruited (otherwise diplomas would still be issued to them). Against this, is the appearance in the 3rd century of regular auxilia units of clearly barbarian origin e.g. Ala I Sarmatarum and numerus Hnaufridi in Britain.[112]

There existed a hierarchy of pay between types of auxiliary, with cavalry higher paid than infantry. One recent estimate is that in the time of Augustus, the annual pay structure was: eques alaris (gregalis) 263 denarii, eques cohortalis 225, and cohors infantryman 188.[113] The same differentials (of about 20% between grades) seem to have existed at the time of Domitian (r. 81-96).[114] However, Goldsworthy points out that the common assumption that rates of pay were universal across provinces and units is unproven.[115] It is possible, for example, that pay may have been higher for certain elite units such as alae singularium or cohortes Batavorum or specialist units such as sagittarii.

The remuneration of an auxiliary pedes cohortalis may be compared to a legionary's as follows:

REMUNERATION OF ROMAN COMMON FOOT SOLDIERS (mid 1st century)[116]
Remuneration
item
legionary c100
amount (denarii)
legionary c100:
annualised (over 25 yrs)
XXX auxiliary c100
amount (denarii)
auxiliary c100
annualised (over 25 yrs)
Stipendium (salary) 225 p.a. 225 188 p.a. 188
Donativa (bonuses) 75 every three yrs 25 none proven
Total annualised pay 250 188
Less: Food deduction 60 60
Less: Equipment etc deductions c50 c50
Net disposable pay 115 78
Praemia (discharge bonus) 3,000 once 120 none proven

Gross salary was subject to deductions for food, clothing, boots and hay (probably for the company mules). It is unclear whether the cost of armour and weapons was also deducted, or borne by the army. Deductions left the soldier with a net salary of 78 denarii. This sum was sufficient, on the basis of the food deduction, to amply feed an adult for a year. In 84 AD Domitian increased basic legionary pay by 33% (from 225 to 300 denarii): a similar increase was presumably accorded to auxiliaries, boosting their net income to 140 denarii, i.e. more than 2 food allowances.[117] It was entirely disposable, as the soldier was exempt from the poll tax (capitatio), did not pay rent (he was housed in fort barracks) and his food, clothing and equipment were already deducted. It should be borne in mind that most recruits came from peasant families living at subsistence level. To such persons, this disposable income probably appeared highly attractive. It could be spent on leisure activities, sent to relatives or simply saved for retirement.

There is no evidence that auxiliaries received the substantial cash bonuses (donativa), handed to legionaries on the accession of a new emperor and other occasions.[118] Although irregular, these payments (each worth 75 denarii to a common legionary) averaged once every 7.5 years in the early 1st century and every 3 years later. Duncan-Jones has suggested that donativa may have been paid to auxiliaries also from the time of Hadrian onwards, on the grounds that the total amount of donative to the military increased sharply.[119] A very valuable benefit paid to legionaries was the discharge bonus (praemia) paid on completion of the full 25 years' service. At 3,000 denarii, this was equivalent to 10 years' gross salary for a common legionary after the pay increase of 84 AD. It would enable him to purchase a substantial plot of land. Again, there is no indication that auxiliaries were paid a discharge bonus. For auxiliaries, the discharge bonus was the grant of Roman citizenship, which carried important tax exemptions. However, Duncan-Jones argues that the fact that service in the auxilia was competitive with the legions (deduced from the many Roman citizens that joined the auxilia) that a discharge bonus may have been paid.[120]

Principales iuniores (junior officers)

Officers in the Roman army were known as principales. Below centurion rank, a cohort's centuriae appear to have the same ranks as legionary centuriae i.e. the group of junior officers: vexillarius (standard-bearer for the whole regiment, from vexillum) optio (the centurion's deputy), signifer (standard-bearer for the centuria) and tesserarius (officer of the watch), in order of rank. In the turmae of cohortes equitatae (and of alae?), the decurion's second-in-command was probably known as a curator, responsible for horses and caparison.[121] As in the legions, the junior principales, together with some regimental specialists, were classified in two general ranks: duplicarii ("double-pay men") and sesquiplicarii ("one-and-a-half-pay men").[122] These ranks probably compare most closely, in function and pay levels, with the modern junior ranks of sergeant and corporal.

Besides combat effectives, regiments also contained specialists, some of whom held the ranks of duplicarius or sesquiplicarius, others were common soldiers with the status of milites immunes ("exempt soldiers" i.e. exempt from normal duties). Ranking specialists included the medicus (regimental doctor), veterinarius (veterinary doctor, in charge of the care of horses, pack animals and livestock), custos armorum (keeper of the armoury), cornicularius (clerk in charge of all the regiment's records and paperwork).[123]

Principales seniores (senior officers)

Compared to legionary centurions, little is known about auxiliary centuriones and decuriones. The existing evidence is that such officers could be directly commissioned as well as promoted from the ranks. Many appear to have come from provincial aristocracies.[124] Those rising from the ranks could be promotions from the legions as well as from the unit's own ranks. In the Julio-Claudian period auxiliary centuriones and decuriones were a roughly equal split between citizens and peregrini, though later citizens became predominant due to the spread of citizenship among military families.[125] Because centuriones and decuriones could rise from the ranks, they have often been compared to NCO's (non-commissioned officers such as sergeants) in modern armies. But this comparison probably undervalues their social status and role: in addition to their military duties, they performed a wide range of administrative tasks.[126] The modern officer ranks of captain or major are maybe closer parallels.

We do not know pay rates for centuriones and decuriones, but these are also believed to have amounted to several times that of a miles.[127]

Unlike a legatus legionis (who had an officer staff of 6 tribuni militum and 1 praefectus castrorum), an auxiliary praefectus does not appear to have enjoyed the support of purely staff officers. The possible exception is an attested beneficiarius ("deputy"),[128] who may have been the praefectus' second-in-command, if this title was a regular rank and not simply an ad hoc appointment for a specific task. Also attached to the praefectus were the regiment's vexillarius (standard-bearer for the whole unit) and cornucen (horn-blower).

Praefecti (commanders)

It appears that in the early 2nd century, the majority of auxiliary prefects were still of Italian origin, whereas Italians by this time provided only a small proportion of legionary recruits.[129] All prefects were members of the equestrian order, either by birth, or by attaining the property qualification (100,000 denarii, the equivalent of 400 years' gross salary for an auxiliary alaris) or by military promotion. The latter were legionary centurions of primus pilus rank who would normally be awarded equestrian rank after a year.[130]

Equestrians by birth would normally begin their military careers at c30 years of age. Commands were held in a set sequence, each held for 3-4 years: prefect of an auxiliary cohors, tribunus militum in a legion and finally prefect of an auxiliary ala. In Hadrian's time, a 4th command was added, for exceptionally able officers, of prefect of an ala milliaria. Like officers senatorial rank, hereditary equestrians held civilian posts before and after their decade of military service, whereas non-hereditary officers tended to remain the army far longer, holding a series of commands of different units in various provinces. By the 3rd century, most auxiliary prefects were exclusively career officers. [131][132]

The pay of a praefectus of an auxiliary regiment in the early 2nd century has been estimated at over 50 times that of a miles (common soldier).[133] (This compares to a full colonel in the British Army, who is currently paid about 5 times a private's salary).[134] The reason for the huge gap between the top and the bottom of the pyramid is that Roman society was far more class-ridden than a modern one. A praefectus was not just a senior officer. He was also a Roman citizen (which most of his men were not) and, as a member of the equestrian order, an aristocrat. The social gulf between the praefectus and a peregrinus soldier was thus immense, and the pay differential reflected that fact.

[edit] Specialised units

In the Republican period, the standard trio of specialised auxilia were Balearic slingers, Cretan archers and Numidian light cavalry. These functions continued in the 2nd century auxilia, plus a few new ones:

Sagittarii

Archers, from sagitta = "arrow": Archer units recorded in the 2nd century: 8 alae sagittariorum (mounted archers), 18 cohortes sagittariorum (foot archers) and 6 cohortes sagittariorum equitatae (mixed foot/mounted archers). These 32 units (of which 4 were milliary) would have comprised officially 17,600 archers. (But there were probably more: see section 3 below). They were now predominantly of Syrian origin, just one unit, cohors I Cretum sagitt. eq., bearing the name of the Cretan archers who had traditionally served the Republic. Of the 32 sagittarii units attested in mid 2nd century, 13 are Syrian, 7 Thracian, 5 from Asia Minor, 1 from Crete and the remaining 6 of other or uncertain origin.

Three distinct types of archers are shown on Trajan's Column: (a) with scalar cuirass, conical helmet and cloak; (b) without armour, cloth conical cap, and long vest; (c) equipped in the same way as general auxiliary foot soldiers.[135] The first two types were probably Syrian units; the third type probably Thracian.

It is unclear from the evidence if all sagittarii units contained only archers. Some sagittarii units were equipped in the same way as ordinary alae and cohortes, apart from carrying bows. Also, it would be surprising if ordinary units completely lacked archers, since that would limit their capacity for independent operations. The evidence is ambiguous: not only are some sagittarii units shown carrying other weapons, but some non-sagittarii units are shown employing bows.[136]

Equites Maurorum

Light cavalry, from equites = "horsemen": Light cavalry still came from Mauretania (Mauretania and Numidia were merged as provinces; their inhabitants were the same people, the Mauri (from which derives the English term "Moors". They were the ancestors of the Berber people of modern Algeria and Morocco). On Trajan's Column, Mauri horsemen are shown riding bare-back with a simple halter to control their mounts. They wear no armour, just a short tunic. Their weaponry cannot be discerned due to stone erosion, but probably consisted of short spears. The riders are depicted with long hair in dreadlocks.[137] It is unclear what proportion of the Moorish cavalry were regular auxilia units as opposed to irregular barbari allied units.[138]

Funditores

Slingers, from funda = "sling": No slinger units appear in the diploma record. However, slingers are portrayed on Trajan's Column. They are shown unarmoured, wearing a short tunic. They carry a cloth bag, slung in front, to hold their shot (glandes). It seems likely that at least one cohort of slingers took part in the Dacian campaigns.[139]

Contarii

Lancers, from contus = a heavy long lance): From the second century appear units of special heavy cavalry, covered from head to toe in scalar armour. Their numbers were probably considerably expanded in the 3rd century. Based on Sarmatian and Parthian models, they were called contarii, cataphractarii and clibanarii. Together with new units of light mounted archers, they were designed to counter Parthian (and, in Pannonia, Sarmatian) battle tactics. Parthian armies consisted largely of cavalry. Their standard tactic was to use light mounted archers to weaken and break up the Roman infantry line, and then to rout them with a charge by the cataphractarii.[140] The only special heavy cavalry units to appear in the 2nd century record are: ala I Ulpia contariorum and ala I Gallorum et Pannoniorum cataphractaria stationed in Pannonia and Moesia Inferior respectively in the 2nd century. But there must have been several more such regiments in the East.

Singulares

Imperial escort cavalry units, from singuli = "attached to one individual": Since the days of Augustus (who had German bodyguards: Germani corpore custodes), emperors had used non-Romans as their personal guards, presumably so that their loyalty could not be suborned by rival claimants for imperial power. However, the German bodyguard unit was abolished by emperor Galba in 69 AD. They were replaced by the equites singulares Augusti, (literally = "personal cavalry of the emperor" i.e. imperial horseguards) a unit made up of the best cavalry the auxilia could offer: their core component were the Batavi, as it had been for the bodyguard unit.[141] This was the only unit of the Praetorian Guard which recruited non-citizens. Starting as a milliary ala (720-strong), it grew steadily in size, reaching 2000 men at end 2nd century. They would always accompany the emperor on tours of the provinces and campaigns.[142] In addition to the ala at Rome, it appears that after some campaigns, detachments of singulares were permanently left behind in the provinces, becoming regular alae, but retaining the prestigious singulares title and crack reputation e.g. Ala I Flavia singularium stationed in Raetia in mid 2nd century. On Trajan's Column, singulares are easily identifiable because they always accompany the Emperor himself, and are not dressed for battle: they do not wear a cuirass, but marching clothes (tunics and cloaks). Their standards carry the same lightning-and-thunderbolt motif (with or without wings) as the legions.[143]

Dromedarii

Camel-mounted units: Just one of these is attested from the 2nd century, ala I Ulpia dromedariorum milliaria in Syria, but there must have been more to patrol the deserts of Arabia and North Africa.

Exploratores

Reconnaissance units, from explorare = to scout): Examples include two numeri exploratorum attested in the 3rd century in Britain: Habitanco and Bremenio (both names of forts). Little is known about such units.

Note on Equites cohortales

The traditional view of scholars, as expounded by G.L. Cheesman, was that the cavalry contingent of a cohors equitata were just a mounted infantry with poor-quality horses. They would use their mounts simply to reach the combat zone and then would dismount to fight.[144] This view is today discredited. Although it is clear that equites cohortales did not match equites alares in quality (hence their lower pay), the evidence is that they fought as cavalry in the same way as the alares and often alongside them. Their armour and weapons were the same as for the alares.[145]

[edit] Irregular units

Throughout the Principate period, there is evidence of ethnic units of barbari outside the normal auxilia organisation fighting alongside Roman troops. To an extent, these units were simply a continuation of the old client-king levies of the late Republic: ad hoc bodies of troops supplied by Rome's puppet kinglets on the imperial borders for particular campaigns. But some clearly remained in Roman service beyond the campaigns, keeping their own native leadership, attire and equipment and structure. These units were known to the Romans as socii ("allies") or foederati (treaty troops from foedus, "treaty") Due to scarce evidence, we do not know how many such units existed, when or for how long.

The foederati make their first official appearance on Trajan's Column. Here they are portrayed in a standardised manner: with long hair and beards, barefoot, stripped to the waist, wearing long trousers held up by wide belts and wielding clubs. In reality several different tribes supported the Romans in the Dacian wars. Their attire and weapons would have varied widely. The Column stereotypes them with the appearance of a single tribe, probably the most outlandish-looking, to differentiate them clearly from the regular auxilia.[146] Judging by the frequency of their appearance in the Column's battle scenes, the foederati were important contributors to the Roman operations in Dacia. Another example of foederati are the 5,500 captured Sarmatian cavalrymen sent by Emperor Marcus Aurelius (r. 161-180) to garrison a fort on Hadrian's Wall after their defeat in the Marcomannic Wars[147]

[edit] Names, titles and decorations

Regimental names

The nomenclature of the great majority of regiments followed a standard configuration: unit type, followed by serial number, followed by name of the peregrini tribe (or nation) from whom the regiment was originally raised, in the genitive plural case e.g. cohors III Batavorum ("3rd Cohort of Batavi"); cohors I Brittonum ("1st Cohort of Britons"). Some regiments combine the names of two peregrini tribes, most likely after the merger of two previously separate regiments e.g. ala I Pannoniorum et Gallorum ("1st Wing of Pannonii and Gauls"). A minority of regiments are named after an individual, mostly after the first prefect of the regiment e.g. ala Sulpicia (presumably named after a prefect whose middle (gens) name was Sulpicius). The latter is also an example of the few regiments that did not have a serial number.

There is also a class of regiments that were originally raised in an emergency (most during the Illyrian revolt) and carry names to reflect their unusual recruitment. The most common is civium Romanorum (c.R. for short): regiments originally composed of Roman citizens raised for Illyrian revolt crisis (6-9 AD). See List of Roman auxiliary regiments for other names of emergency regiments.

Titles

Regiments were often rewarded for meritorious service by the grant of an honorific title. The most sought-after was the prestigious c.R. title. In the latter case, all the regiment's members at the time, but not their successors, would be granted Roman citizenship. But the regiment would retain the c.R. title in perpetuity.[148] Another common title was the gens name of the emperor making the award (or founding the regiment) e.g. Ulpia: the gens name of Trajan (Marcus Ulpius Traianus r.98-117).

Other titles were similar to those given to the legions e.g. pia fidelis (p.f. = "dutiful and loyal").[149]

Decorations

The Roman army awarded a variety of individual decorations (dona) for valour to its legionaries. Hasta pura was a miniature spear; phalerae were large medal-like bronze or silver discs worn on the cuirass; armillae were bracelets worn on the wrist; and torques were worn round the neck, or on the cuirass. The highest awards were the coronae ("crowns"), of which the most prestigious was the corona civica, a crown made oak-leaves awarded for saving the life of a Roman citizen in battle. The most valuable award was the corona muralis, a crown made of gold awarded to the first man to scale an enemy rampart. This was awarded rarely, as such a man hardly ever survived.

There is no evidence that auxiliary common soldiers received individual decorations, although auxiliary officers did. Instead, the whole regiment was honoured by a title reflecting the type of award e.g. torquata (awarded a torque) or armillata (awarded bracelets). Some regiments would, in the course of time, accumulate a long list of titles and decorations e.g. cohors I Brittonum Ulpia torquata pia fidelis c.R.[150].

[edit] Everyday life of auxiliaries

Tombstone of the auxiliary foot soldier Caius Iulius Baccus, a Roman citizen from Lugdunum (Lyon, France). He probably died while in still a soldier at age 38 after 15 years' service. In view of his incomplete service, he may have been a citizen from birth. His regiment was the Cohors II Thracum and he was still a miles (common soldier) when he died. Unlike many military tombstones, this one portrays the deceased in a non-military pose, enjoying wine at his home (which is how his friends, who arranged the memorial, wished to remember him). Römisch-Germanisches Museum, Cologne, Germany
Tombstone of the auxiliary foot soldier Caius Iulius Baccus, a Roman citizen from Lugdunum (Lyon, France). He probably died while in still a soldier at age 38 after 15 years' service. In view of his incomplete service, he may have been a citizen from birth. His regiment was the Cohors II Thracum and he was still a miles (common soldier) when he died. Unlike many military tombstones, this one portrays the deceased in a non-military pose, enjoying wine at his home (which is how his friends, who arranged the memorial, wished to remember him). Römisch-Germanisches Museum, Cologne, Germany

The professional soldiers of the Principate, both legionary and auxiliary, were in combat operations for only a tiny fraction of their working careers. Most of their days were spent on routine duties, both military and non-military. These, together with soldiers' social and private lives, are virtually ignored by the contemporary historians such as Tacitus and Dio Cassius. But modern archaeology, especially excavation of Roman forts, is casting an enormous amount of light on this topic.

Until the breakthrough discovery in the 1970's of the Vindolanda Tablets, most of the evidence for everyday life of auxiliaries was found in papyri, recovered mostly in Egypt. However, the papyrus evidence for auxilia, as opposed to legions, is relatively thin and inevitably relating mostly to units in Egypt and the East.

The Vindolanda Tablets concern only auxiliary units and emanate from the northwestern provinces of the empire, thus filling some gaps in the papyri evidence. They consist of a series of letters and memoranda, engraved on wooden tablets, between officers of three auxiliary regiments from Germania Inferior that succeeded each other in the fort of Vindolanda in northern England. They date from the period 85-122, preceding the construction of Hadrian's Wall.

The scarcity of evidence today is due to organic decomposition, not a lack of written documentation in the Roman army. On the contrary, the surviving corpus shows that the army was highly bureaucratised. Even minor matters such as soldiers' requests to their praefectus for leave (commeatus) had to be submitted in writing.[151] Records were kept on all individual soldiers[152] and there is evidence of filing systems. From what has been discovered at Vindolanda, it can be deduced that the garrison in Britain alone generated tens of millions of documents.[153] Only an infinitesimal fraction survives today.

The most informative documents are renuntiae, unit strength and deployment reports which were drawn up periodically for the regiment's praefectus; and pridiana, or duty rosters, (from pridie "the previous day"), which were prepared daily for the following day and presumably posted on notice-boards in the fort for all to see. These collectively show that auxiliary soldiers were engaged in a wide variety of activities, on-base and off-base, military and non-military in nature.

Military duties

The routine military duties of auxiliaries included patrolling, guard duty, and weapons training. These were not limited to the regiment's base fort and its vicinity only: the Vindolanda tablets show that detachments of the unit could be deployed in several different locations at once: one renuntia shows a detachment of nearly half the effectives of cohors I Tungrorum deployed at another fort.[154] A papyrus renuntia for cohors I Hispanorum veterana equitata in Moesia Inferior (105 AD) reports a cavalry turma on a scouting mission (exploratum) across the Danube.[155] Combat training and exercises were a central part of an auxiliary's weekly routine. One tablet probably contains a scathing comment of an officer about the horsemanship of young provincial trainees in the cohors equitata: "on horseback, too many of the pathetic little Brits (Brittunculi) cannot swing their swords properly or throw their javelins without losing their balance".[156] Parades were another important part of a regiment's routine. As in today's armies, each day would begin with a roll-call parade (probably called a numeratio[157]). Occasional parades included religious rites and purely military parades such as the rosaliae signorum (decoration of the standards) and demissio, when veterans were discharged after completing their term of service and awarded their diplomas of Roman citizenship.[158] There would also be military exercises, in which soldiers displayed their combat skills, when the regiment was inspected by a high official: the legatus legionis, legatus Augusti or even the emperor himself.[159]

Other fort duties

Non-military duties on-site included the routine chores of fort life (cleaning, washing clothes and equipment, feeding horses) and working in the fort's fabrica (workshop where armour and weapons were made and repaired)[160]. An essential activity was the procurement of the supplies the regiment needed. For raw materials, the army purchased what it could locally, and imported the rest from elsewhere. The men of I Hispanorum veterana went as far afield (from Moesia Inferior) as Gaul to procure clothing and grain.[161] For manufactured goods, the regiments would produce some of their needs themselves e.g. evidence of leather tanning and beer brewing at Vindolanda and nearby Catterick fort.[162] The tablets attest the procurement of cereals, beer, animal fodder; manufactured goods such as clothing, nails and vehicle parts; raw materials such as stone, iron, lead, timber, animal hides.[163] Some soldiers with special skills were given the status of immunes, meaning they were exempt from normal duties and chores so they could practice their specialism. Attested specialists include scutarii ("shield-men"), probably blacksmiths and other craftsmen who worked in the fabrica; carpentarii (wagon-drivers, or alternatively carpenters); seplasiarii ("ointment-men"), medical orderlies who worked in the hospitium (fort hospital); balniator (bath attendant); and cervesarius (beer brewer).[164] It is uncertain, however, whether these jobs were all held by milites immunes or some by civilians working for the unit on contract.[165]

View of the remains of Hadrian's Wall (built 122-32 AD) with (foreground) the foundations of Milecastle 39. Unlike for the 3 legions involved in this massive project, no record has been found of auxiliary construction activity on the Wall. But since auxilia outnumbered legionaries by 2 to 1 in Britain at the time, it is considered certain they were heavily engaged, maybe to dig the large parallel ditch. In the 2nd century, some 35,000 auxiliaries were deployed on or around Hardian's Wall: ca. 15% of the entire auxilia corps
View of the remains of Hadrian's Wall (built 122-32 AD) with (foreground) the foundations of Milecastle 39. Unlike for the 3 legions involved in this massive project, no record has been found of auxiliary construction activity on the Wall. But since auxilia outnumbered legionaries by 2 to 1 in Britain at the time, it is considered certain they were heavily engaged, maybe to dig the large parallel ditch. In the 2nd century, some 35,000 auxiliaries were deployed on or around Hardian's Wall: ca. 15% of the entire auxilia corps
Bas-relief of Thracian hero. The relief is incomplete, missing the rider's lance and victim. Histria Museum, Romania
Bas-relief of Thracian hero. The relief is incomplete, missing the rider's lance and victim. Histria Museum, Romania
Wall painting showing Mithras killing a bull, a central feature of the Mithraic cult. Note the Phrygian cap worn by Mithra, the serpent and the cave in which the cult act is taking place. Mithraic temples sought to reproduce a cave-like environment. From Dura Europos, on the Euphrates, Syria
Wall painting showing Mithras killing a bull, a central feature of the Mithraic cult. Note the Phrygian cap worn by Mithra, the serpent and the cave in which the cult act is taking place. Mithraic temples sought to reproduce a cave-like environment.[166] From Dura Europos, on the Euphrates, Syria

Construction

A major non-military activity of the Roman army was construction: the army was a large workforce of fit, disciplined men skilled in building techniques and other crafts: they were on regular salaries anyway, so it was cheaper for the government to use them for big projects, if the security situation in the province allowed, than to hire private contractors. Soldiers naturally built forts and fortifications: Hadrian's Wall itself was built by the army. But they also built much of a province's infrastructure: trunk Roman roads, bridges, docks, canals, aqueducts, entire new cities such as coloniae for veteran legionaries, public buildings (e.g. basilicas and amphitheatres). [167] The army also carried out large-scale projects to increase the land available for agriculture, such as forest clearance, draining marshes (e.g. the large-scale drainage of the Fens in eastern England, which were probably developed as a huge imperial estate)[168] or excavating irrigation channels. Most of the available evidence relates to legionary construction. But the Vindolanda tablets attest auxiliaries' construction activity: one tablet refers to 12 soldiers detailed to work on the construction of a bath-house (balneum) at Vindolanda. Another possibly refers to the construction of a bridge elsewhere.[169] The Roman military also operated many of the mines and quarries that produced the raw materials they needed for weapons and armour manufacture and for construction.[170] Soldiers would supervise the slave-gangs that generally acted as miners, or mine themselves at times of urgent demand. The renuntia of I Hispanorum veterana records some men at the mines in neighbouring Dardania.

Police duties

Off-site duties included many routine police and even administrative tasks. Provincial governors had only a minimal administrative staff at their disposal, and no regular police force.[171] They therefore relied on their troops for many such duties: escorting the governor or other senior officials, patrolling highways, assisting and escorting tax collectors, carrying official despatches, arresting wanted men.[172] Thus a renuntia shows a detachment of 46 men of I Tungrorum on escort duty (singulares) with the provincial governor's staff.[173]

Highways were routinely garrisoned and patrolled along their entire length. Small detachments of troops would be on duty at the way-stations: mutationes (relay stations where horses could be changed) and mansiones (large wayside inns, with accommodation, stables, taverna and baths).[174] These stations may well be the 6 unidentified locations where small detachments of c10 men, each under a centurion, were deployed according to a renuntia of cohors I Tungrorum.[175] They would check the identities and cargoes of road users and keep the highways clear of robbers: 1 eques of I Hispanorum veterana was reported killed by robbers in a renuntia.[176] They would also assist agents of the procurator (the senior financial official in the province) to collect the portorium, an imperial toll on the carriage of goods on public roads, payable whenever the goods crossed a toll line.[177] Despatch riders (dispositi), normally equites cohortales, would also be stationed at mutationes to form relays to carry messages rapidly between forts.[178] Relays of fresh riders and horses, careering at full gallop, could maintain an average speed of 30 km/h (20 mph): thus an urgent despatch from legionary headquarters at Eboracum (York) to the provincial governor in London (300 km; 200 miles), a journey of two weeks for a single rider and mount, could be delivered in just 10 hours.[179]

Social life

All the Vindolanda documents are written by officers, supporting the view that many of the lower ranks may have been illiterate.[180] The language used is always Latin, usually of a reasonable standard. Most of the authors were Gauls, Britons or Germans, whose native languages were Celtic or Germanic, yet they wrote even to their relatives in Latin.[181] This does not mean that they could no longer speak their native tongues, simply that those tongues never developed a written form. The tablets show that superior officers were addressed as domine ("master") and soldiers of the same rank as frater ("brother") or collega ("comrade").[182] The letters show that an auxiliary soldier maintained friendships not just in his own regiment, but also in other regiments and even in the legions.[183] Hunting was a favourite leisure activity, for the officers at least.

Religion

Roman religion was polytheistic and therefore readily accepted and absorbed many deities of the empire's subject peoples, the vast majority of whose cultures were also polytheistic. But there were limits: the Romans prohibited cults whose beliefs or practices were considered incompatible with the basic tenets of Roman religion. For example, the Romans rejected cults that practiced human sacrifice, partly the reason why Druidism was banned under emperor Tiberius.[184] Christianity was suppressed because, being monotheistic, its followers refused to pay homage to the imagines (cult portraits) of ruling and past emperors, an act considered treasonous by the Romans. In theory, soldiers were only permitted to honour such non-Roman gods which had been officially approved by the collegium pontificum (board of high priests) in Rome, which regulated the state religion. The board would assess whether a foreign cult was acceptable. If so, by the process of interpretatio Romana, a non-Roman god was officially annexed to a Roman god on the basis of shared characteristics e.g. Mars Toutates, the assimilation of a Gallic deity to the Roman god of war.[185] All dedications were supposed to quote either the Roman name alone or the joint Roman/non-Roman name. But in practice, little effort was made by senior officers to enforce these rules. Off duty, soldiers were allowed to follow whatever cults they pleased, providing they were not specifically prohibited. Many surviving military dedications are to non-Roman deities alone, especially those offered by the lower ranks.[186]

Auxiliary soldiers were, however, required to participate in a number of official Roman religious rites held by their regiment at regular times in the year. These included religious parades in honour of the most important Roman gods, especially Jupiter, the supreme god of the Roman pantheon: many altars and tombstones dedicated by the military are headed with the letters IOM (Iovi Optimo Maximo: "to Jupiter the Best and Greatest"); Mars, the god of war; and Minerva, a goddess also associated with war. These parades were probably accompanied by animal sacrifices and feasting. Another important regimental cult was emperor-worship. Parades were held on imperial birthdays, when the imagines of the ruling emperor, and of deified previous emperors, would be saluted and offered sacrifices by the prefect of the regiment.[187]

Outside of the regimental ceremonies, auxiliary soldiers revered a vast array of deities.[188] These can be divided into three categories: (a) Roman gods, (b) their own native gods and (c) the local gods of the province in which they served. An example of (b) is the Thracian hero which is often represented on the tombstones of Thracian veterans. This national cult figure is always shown as a mounted warrior spearing a beast (or man) on the ground. An example of (c) is the cult of Coventina in Britain. Coventina was a British nymph associated with springs. Several dedications to her have been found e.g. offered by the garrison of the auxiliary fort at Carrawburgh (on Hadrian's Wall).[189]

From the 2nd century onwards, Eastern mystery cults spread widely in the empire. The most popular among the military was Mithraism, based on the Iranian god Mithra (although the cult as observed in the empire may have differed greatly from its original). Based on secret initiation ceremonies and rites, this cult is attested, for example, by the discovery of a Mithraeum (Mithraic temple) at Carrawburgh. It is likely that its membership was limited because of the limited space for religious ceremonies. Membership, according to the written evidence of dedications in Nida (Heddernheim), was not restricted according to social standing.[190][191] Another eastern mystery cult, Christianity, was much less common amongst the military until it became predominant in the 4th century. This was because it was based on a pacifist ideology and also because it was a proscribed cult which was subject to periodic persecution. But it may have had clandestine followers in the military, especially in the East, where it spread widely in the 2nd and 3rd centuries. The discovery of a Christian house church with the earliest Christian paintings extant at the fortress town of Dura-Europos in Syria dating to the early 3rd century may indicate a Christian element in that town's garrison.

[edit] Auxilia deployment in the 2nd century

ROMAN AUXILIARY REGIMENTS: Summary of known deployments c130 AD[192]
Province Approx. modern
equivalent
Alae
(no. milliariae)
Cohortes
(no. mill.)
Total
units
XXX Cavalry
strength*
Infantry
strength
Total
auxilia
XXX No
legions
Legionaries
(infantry)
XXX TOTAL
GARRISON
Britannia England/Wales 11 (1) 45 (6) 56 10,688 25,520 36,208 3 16,500 52,708
Rhine Frontier
Germania Inferior S Neth/NW Rhineland 6 17 23 4,512 8,160 12,672 2 11,000 23,672
Germania Superior Pfalz/Alsace 3 22 (1) 25 3,336 10,880 14,216 2 11,000 25,216
Danube Frontier
Raetia/Noricum S Ger/Switz/Austria 7 (1) 20 (5) 27 5,280 11,220 16,500 1 5,500 22,000
Pannonia (Inf + Sup) W Hungary/Slovenia 11 (2) 21 (4) 32 8,304 11,360 19,664 3 16,500 36,164
Moesia Superior Serbia 2 10 12 1,864 4,800 6,664 2 11,000 17,664
Moesia Inferior N Bulgaria/coastal Rom 5 12 17 3,520 5,760 9,280 1 5,500 14,780
Dacia (Inf/Sup/Poroliss) Romania 11 (1) 32 (8) 43 7,328 17,920 25,248 2 11,000 36,248
Eastern Frontier
Cappadocia Central/East Turkey 4 15 (2) 19 3,368 7,840 11,208 3 16,500 27,708
Syria (inc Judaea/Arabia) Syria/Leb/Palest/Jordan/Israel 12 (1) 43 (3) 55 10,240 21,600 31,840 5 27,500 59,340
North Africa
Aegyptus Egypt 4 11 15 3,008 5,280 8,288 2 11,000 19,288
Mauretania (inc Africa) Tunisia/Algeria/Morocco 10 (1) 30 (1) 40 7,796 14,720 22,516 1 5,500 28,016
Internal provinces 2 15 17 2,224 7,200 9,424 1 5,500 14,924
TOTAL EMPIRE 88 (7) 293 (30) 381 71,468 152,260 223,728 28 154,000 377,728

Notes

Roman Empire during Hadrian's reign
Roman Empire during Hadrian's reign
  1. The auxiliary unit figures above include (a) units attested in the Hadrianic period; (b) units attested both before and after the period and thus certain to have existed in it; and (c) 14 units attested shortly before the period and thus not certain, but likely to have existed then. The 2nd century is by far the best documented period for the auxilia, mainly due to the abundance of military diplomas found. But the names of regiments never previously known are occasionally discovered in new diploma evidence e.g. the ala Augusta Xoitana, first published in Roman Diplomas V.[193] In addition, some regiments attested in the 1st century or in the 3rd may have also existed in the 2nd, although the evidence has yet to be found.
  2. For calculation of cavalry numbers, it is assumed that 70% of cohortes are equitatae i.e. contained a cavalry contingent. It is uncertain what proportion of cohortes were equitatae (i.e. possessed a cavalry contingent). Figures given in CAH XI show that 50% of cohorts have been positively identified as equitatae.[194] But cohorts not carrying the equitata title have been found to contain cavalry e.g. by discovery of a tombstone of a cavalryman attached to the cohort. Holder suggests as many as 70% may have been in the time of Hadrian (117-138) and that even this may be an underestimate.[195] Its own cavalry would obviously give the cohort far more flexibility in the range of operations it could carry out independently. A cohors equitata was in effect a self-contained mini-army.[196]
  3. The table shows the importance of auxiliary troops in the 2nd century, when they outnumbered legionaries by 1.5 to 1.
  4. The table shows that legions did not have a standard complement of auxiliary regiments[197] and that there was no fixed ratio of auxiliary regiments to legions in each province. The ratio varied from 6 regiments per legion in Cappadocia to 40 per legion in Mauretania.
  5. Overall, cavalry represented about 20% (including the small contingents of legionary cavalry) of the total army effectives. But there were variations: in Mauretania the cavalry proportion was 28%.
  6. The figures show the massive deployments in Britannia and Dacia. Together, these two provinces account for 27% of the total auxilia corps.


[edit] Citations

  1. ^ Goldsworthy (2000) 51
  2. ^ Goldsworthy (2000) 52
  3. ^ Goldsworthy (2000) 126
  4. ^ Goldsworthy (2000) 107
  5. ^ Keppie (1996) 372
  6. ^ Livy Ab Urbe Condita XXII.37
  7. ^ G.L. Cheesman, The Auxilia of the Roman Imperial Army (Oxford, 1914), 8-9.
  8. ^ Keppie (1996) 373
  9. ^ Keppie (1996) 379
  10. ^ Holder (1980) 7
  11. ^ Goldsworthy (2005) 27
  12. ^ Holder (1980) 9
  13. ^ Keppie (1996) 382
  14. ^ Tacitus Annales IV.5
  15. ^ Goldsworthy (2005) 64
  16. ^ Goldsworthy (2000) 127
  17. ^ Dio Cassius LV.29-34; Suetonius Tiberius 16, 17
  18. ^ Goldsworthy (2000) 165
  19. ^ Keppie (1996) 391
  20. ^ www.romanlegions.info Military Diplomas Online Introduction
  21. ^ Keppie (1996) 391
  22. ^ Keppie (1996) 391
  23. ^ Keppie (1996) 391
  24. ^ Birley (2002) 43
  25. ^ Birley (2002) 43
  26. ^ Tacitus Germania 29.1 and Historiae II.28
  27. ^ Dio Cassius LXIX.9.6; Tacitus Agricola 18.4
  28. ^ Tacitus Annales IV.12
  29. ^ Tacitus Historiae II.5
  30. ^ Tacitus Historiae I.64, II.66
  31. ^ Tacitus Historiae IV.14
  32. ^ Birley (2002) 44
  33. ^ Tacitus Historiae V.26
  34. ^ Birley (2002) 44
  35. ^ Tacitus Agricola 35-8
  36. ^ Notitia Dignitatum Titles IV and V
  37. ^ Mattingly (2006) 132
  38. ^ Roxan (2003); Holder (2006)
  39. ^ Keppie (1996) 396
  40. ^ Mattingly (2006) 168-9
  41. ^ Keppie (1996) 394
  42. ^ Keppie (1996) 391. The first record of such a unit dates from 85.
  43. ^ Hassall (2000) 332-4
  44. ^ Goldsworthy (2005) 138
  45. ^ Holder (2003) 145
  46. ^ Legiones II and III Italica under Marcus Aurelius (r. 161-80) and I, II and III Parthica under Septimius Severus (r. 197-211)
  47. ^ Hassall (2000) 320
  48. ^ 25 legions of 5,000 men each
  49. ^ 28 legions of 5,500 each (double-strength 1st cohorts introduced under Domitian (r. 81-96)
  50. ^ 33 legions of 5,500 each
  51. ^ Implied by Tacitus Annales IV.5
  52. ^ Holder (2003) 120
  53. ^ J. C. Spaul ALA (1996) 257-60 and COHORS 2 (2000) 523-7 identify 4 alae and 20-30 cohortes raised in the late 2nd/early 3rd centuries
  54. ^ Goldsworthy (1995) 58: 9 cohorts of 480 men each plus German bodyguards
  55. ^ Goldsworthy (1995) 58: 9 double-cohorts of 800 men each plus 2,000 equites singulares
  56. ^ Implied by Tacitus Annales
  57. ^ Hassall (2000) 320 estimates 380,000
  58. ^ MacMullen How Big was the Roman Army? in KLIO (1979) 454 estimates 438,000
  59. ^ MacMullen (1979) 455
  60. ^ John Lydus De Mensibus I.47
  61. ^ Holder (2006) 985; Roxan (2003) 672
  62. ^ Campbell (2005) 212
  63. ^ www.roman-britain.org list of alae
  64. ^ Dio Cassius LXXI
  65. ^ D. Ch. Stathakopoulos Famine and Pestilence in the late Roman and early Byzantine Empire (2007) 95
  66. ^ Zosimus New History 26, 37, 46
  67. ^ A. H. M. Jones Later Roman Empire 608
  68. ^ Mattingly (2006) 239
  69. ^ Goldsworthy (2000) 174
  70. ^ Vegetius De re militari III.3
  71. ^ Goldsworthy (2005) 138-9
  72. ^ Goldsworthy (2005) 123, 133
  73. ^ Goldsworthy (2005) 123
  74. ^ Goldsworthy (2005) 78
  75. ^ G.R. Watson The Roman Soldier (1969) 25
  76. ^ Hassall (2000) 336
  77. ^ Vegetius op cit II.2
  78. ^ Goldsworthy (2000) 127
  79. ^ Rossi (1971) 102
  80. ^ Rossi (1971) 59
  81. ^ Mattingly (2006) 207
  82. ^ Goldsworthy (2005) 129
  83. ^ Hassall (2000) 337
  84. ^ Goldsworthy (2005) 136
  85. ^ Goldsworthy (2005) 136
  86. ^ Goldsworthy (2000) 127
  87. ^ Goldsworthy (2005) 209
  88. ^ Goldsworthy (2000) 127
  89. ^ Goldsworthy (2005) 52-3
  90. ^ Tacitus Historiae I.59, IV.12
  91. ^ Goldsworthy (2000) 127
  92. ^ Tacitus Annales 12.31-40
  93. ^ Rossi (1971) 118
  94. ^ Mattingly (2006) 162-3, 188; Goldsworthy (2000) 156
  95. ^ Mattingly (2006) 168
  96. ^ Hassall (2000) 332-4
  97. ^ Birley (2002) 46
  98. ^ Birley (2002) 46
  99. ^ Arrian Ars Tactica 17.3
  100. ^ Based on data in Goldsworthy (1995) 95-5; Holder (1980) 86-96; Elton (1996) 123
  101. ^ Elton (1996) 123
  102. ^ Davies (1988) 148
  103. ^ Keppie (1996) 396
  104. ^ Mattingly (2006) 168-9
  105. ^ Military Diplomas Online Introduction
  106. ^ RMD Vol V Appendix 4 e.g. RMD 127, 128
  107. ^ Mattingly (2006) 168-9
  108. ^ Mattingly (2006) 190
  109. ^ Holder (1980) 86-8
  110. ^ Goldsworthy (2005) 74
  111. ^ Holder (2006) 975
  112. ^ www.roman-britain.org List of auxiliary units in Britain
  113. ^ Goldsworthy (2005) 94
  114. ^ Hassall (2000) 336
  115. ^ Goldsworthy (2005) 95
  116. ^ Based on figs in Goldsworthy (2005) 94; Duncan-Jones (1994) 33-41
  117. ^ Duncan-Jones (1994) 34
  118. ^ Goldsworthy (1995) 96
  119. ^ Duncan-Jones (1994) 40
  120. ^ Duncan-Jones (1994) 36
  121. ^ Birley (2002) 47
  122. ^ Goldsworthy (2005) 94
  123. ^ Birley (2002) 47-8; Vindolanda Tablets Online Introduction: Personnel
  124. ^ Goldsworthy (2005) 73
  125. ^ Holder (1980) 86-8
  126. ^ Goldsworthy (2005) 72
  127. ^ Goldsworthy (2005) 72
  128. ^ Birley (2002) 47
  129. ^ Prosopographia Militiarum Equestrium Vol V (2001)
  130. ^ Goldsworthy (2005) 65
  131. ^ Goldsworthy (2005) 65-6
  132. ^ Goldsworthy (2000) 165
  133. ^ Birley (2002) 46
  134. ^ www.armedforces.co.uk
  135. ^ Rossi (1971) 102
  136. ^ Goldsworthy (2005) 137
  137. ^ Rossi (1971) 104
  138. ^ Campbell (2005) 212
  139. ^ Rossi (1971) 102
  140. ^ Goldsworthy (2000) 140
  141. ^ Birley (2002) 43
  142. ^ Goldsworthy (2005) 58
  143. ^ Rossi (1971) 102
  144. ^ Cheesman (1914)
  145. ^ Davies (1988) 141-3
  146. ^ Rossi (1971) 104. Rossi suggests that the specific tribe portrayed are the Germanic Aestii.
  147. ^ Dio Cassius LXXI.16
  148. ^ Goldsworthy (2005) 97
  149. ^ Goldsworthy (1995) 97
  150. ^ Goldsworthy (2005) 96-7
  151. ^ Vindolanda Tablets 166-177
  152. ^ Goldsworthy (2005) 90
  153. ^ Mattingly (2006) 200
  154. ^ Vindolanda Tablet 154
  155. ^ Davies (1988) 146
  156. ^ Vindolanda Tablet 164 (my translation)
  157. ^ Vindolanda Tablet 242
  158. ^ Goldsworthy (2005) 92
  159. ^ Davies (1988) 146
  160. ^ Vindolanda Tablet 154
  161. ^ Renuntia displayed in Goldsworthy (2005) 145
  162. ^ Vindolanda Tablets 182, 343
  163. ^ Vindolanda Tablets 155, 180, 182, 183, 184, 207, 309
  164. ^ Birley (2002) 48
  165. ^ Vindolanda Tablets Online Introduction: Soldiers and Civilians
  166. ^ Goldsworthy (2005) 112-3
  167. ^ Goldsworthy (2005) 146-8
  168. ^ D.J. Thompson in Wacher (1988) 557
  169. ^ Vindolanda Tablets 155, 258
  170. ^ Goldsworthy (2005) 249
  171. ^ Burton (1988) 424-6
  172. ^ Goldsworthy (2005) 149
  173. ^ Vindolanda Tablet 154
  174. ^ Goldsworthy (2005) 91
  175. ^ Vindolanda tablet 154
  176. ^ Renuntia displayed in Goldsworthy (2005) 145
  177. ^ Burton (1988) 428
  178. ^ Davies (1988) 146
  179. ^ Using average speeds of the Pony Express in the American West, 19th century
  180. ^ Goldsworthy (2005) 73
  181. ^ Vindolanda Tablet 346
  182. ^ Vindolanda Tablets 166, 311
  183. ^ Vindolanda Tablets 311, 174, 213
  184. ^ Pliny De Historia Naturali XXX.4
  185. ^ Mattingly (2006) 484
  186. ^ Mattingly (2006) 214-6
  187. ^ Goldsworthy (2005) 108
  188. ^ Goldsworthy (2005) 110
  189. ^ Mattingly (2006) 215
  190. ^ Goldsworthy (2005) 112-3
  191. ^ Meier-Arendt Römische Steindenkmäler aus Frankfurt am Main, Museum für Vor- und Frühgeschichte Frankfurt, Archäologische Reihe 1(1983)
  192. ^ Auxiliary unit figures from Holder (2003) 145
  193. ^ Holder (2006)
  194. ^ Hassall (2000) 332
  195. ^ Holder (2003) 119
  196. ^ Goldsworthy (2005) 168
  197. ^ Goldsworthy (2000)

[edit] References

  • Birley, Anthony (2002). Band of Brothers: Garrison Life at Vindolanda. 
  • Burton, G. (1988). The Roman World (J. Wacher ed.). 
  • Campbell, Brian (2005). "The Army" in Cambridge Ancient History 2nd Ed Vol XII (The Crisis of Empire 193-337). 
  • Davies, R.W. (1988). Service in the Roman Army. 
  • Duncan-Jones, Richard (1990). Structure and Scale in the Roman Economy. 
  • Duncan-Jones, Richard (1994). Money and Government in the Roman Empire. 
  • Goldsworthy, Adrian (2000). Roman Warfare. 
  • Goldsworthy, Adrian (2005). Complete Roman Army. 
  • Hassall, Mark (2000). "The Army" in Cambridge Ancient History 2nd Ed Vol XI (The High Empire 70-192). 
  • Holder, Paul (1980). Studies in the Auxilia of the Roman Army. 
  • Holder, Paul (2003). Auxiliary Deployment in the Reign of Hadrian. 
  • Holder, Paul (2006). Roman Military Diplomas V. 
  • Keppie, Lawrence (1996). "The Army and the Navy" in Cambridge Ancient History 2nd Ed Vol X (The Augustan Empire 30BC - 69 AD). 
  • Luttwak, Edward (1976). Grand Strategy of the Roman Empire. 
  • Mattingly, David (2006). An Imperial Possession: Britain in the Roman Empire. 
  • Rossi, L. (1971). Trajan's Column and the Dacian Wars. 
  • Roxan, Margaret (2003). Roman Military Diplomas IV. 

[edit] See also

[edit] External links