United States securities law

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There are eight United States federal statutes that regulate securities transactions:

  1. The Securities Act of 1933
  2. The Securities Exchange Act of 1934
  3. The Public Utility Holding Company Act of 1935
  4. The Trust Indenture Act of 1939
  5. The Investment Company Act of 1940
  6. The Investment Advisers Act of 1940
  7. The Securities Investor Protection Act of 1970
  8. The Sarbanes-Oxley Act of 2002
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