Sorrells v. United States

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Sorrells v. United States

Argued November 8, 1932
Decided December 19, 1932


Full case name:	Sorrells v. United States

Citations:	287 U.S. 435
Prior history:	Defendant convicted; conviction affirmed, 57 F.(2d) 973); certiorari granted, 287 U.S. 584

Subsequent history:	Conviction reversed

Holding

Entrapment is a valid defense; the prosecution must show the defendant had a predisposition to commit the crime if it is raised.

Court membership

Chief Justice: Charles Evans Hughes
Associate Justices: Willis Van Devanter, James Clark McReynolds, Louis Brandeis, George Sutherland, Pierce Butler, Harlan Fiske Stone, Owen Josephus Roberts, Benjamin N. Cardozo

Case opinions

Majority by: Hughes
Joined by: McReynolds
Concurrence by: Roberts
Joined by: Stone, Brandeis

Laws applied

statutory construction

Sorrells v. United States, (287 U.S. 435), is a Supreme Court case in which the justices unanimously recognized the entrapment defense. However, while the majority opinion by Chief Justice Charles Evans Hughes located the key to entrapment in the defendant's predisposition or lack thereof to commit the crime, Owen Josephus Roberts' concurring opinion proposed instead that it be rooted in an analysis of the conduct of the law enforcement agents making the arrest. Although the Court has stuck with predisposition, the dispute has hung over entrapment jurisprudence ever since.

1 Background of the case
2 Lower courts
3 Decision
- 3.1 Majority
- 3.2 Concurrence
4 Subsequent jurisprudence
5 External link

[edit] Background of the case

In 1930, Martin, a Prohibition agent in Haywood County, North Carolina heard from informers that Sorrells, a factory worker in Canton, had a reptuation as a rumrunner. He arranged to visit Sorrells at his home on July 13, accompanied by three acquaintances of Sorrells.

He had them introduce himself to Sorrells as a fellow veteran of the U.S. Army 30th Infantry Division who had served in World War I and was passing through the area. At several times during an hour and a half of conservation and reminiscing the agent asked Sorrells if he would be so kind as to get a fellow soldier some liquor. Sorrells initially refused, but later wore down and procured him a half-gallon bottle of whiskey for $5. Martin then arrested him for violating the National Prohibition Act.

[edit] Lower courts

Sorrells was convicted in federal court largely on the strength of Martin's testimony that he was the only one who had asked about acquiring liquor. Three other witnesses testified on rebuttal as to his general reputation as a rumrunner.

In his defense, Sorrells said that he had told Martin that he "did not fool with whiskey" several times before yielding. One of the acquaintances present also testified that he had no idea either that Martin was a government agent or that Sorrells dealt in liquor. His neighbors testified to his character, and the timekeeper at the factory where he worked also testified to his punctuality and good conduct during six years of employment there.

The court did not allow entrapment to be raised, ruling it had not occurred as a matter of law.

The appeals court affirmed the conviction, whereupon Sorrells' attorney petitioned for certiorari. The court granted it on the condition it was limited to arguing entrapment as a defense.

[edit] Decision

[edit] Majority

Calling the investigation a "gross abuse of authority", Hughes wrote:

It is clear that the evidence was sufficient to warrant a finding that the act for which defendant was prosecuted was instigated by the prohibition agent, that it was the creature of his purpose, that defendant had no previous disposition to commit it but was an industrious, law-abiding citizen, and that the agent lured defendant, otherwise innocent, to its commission by repeated and persistent solicitation in which he succeeded by taking advantage of the sentiment aroused by reminiscences of their experiences as companions in arms in the World War.

He reached his conclusion by construing statutes to mean that Congress wanted to prevent crime, not punish it, therefore entrapment had to be available as a defense.

[edit] Concurrence

Roberts' concurrence, joined by Harlan Fiske Stone and Louis Brandeis, took strong issue with this finding:

This seems a strained and unwarranted construction of the statute; and amounts, in fact, to judicial amendment. It is not merely broad construction, but addition of an element not contained in the legislation ... no guide or rule is announced as to when a statute shall be read as excluding a case of entrapment; and no principle of statutory construction is suggested which would enable us to say that it is excluded by some statutes and not by others.

Courts should instead, he said, focus on the conduct of the investigating officers instead of the defendants' predisposition. "Entrapment," he wrote, "is the conception and planning of an offense by an officer, and his procurement of its commission by one who would not have perpetrated it except for the trickery, persuasion, or fraud of the officer."

[edit] Subsequent jurisprudence

Sherman v. United States, (356 U.S. 369 (1958)). Defendant's prior criminal history is not by itself sufficient to establish predisposition.
Jacobson v. United States (503 U.S. 540 (1992)). Previous conduct by defendant does not show predisposition if it was legal at the time; state must prove beyond reasonable doubt that predisposition existed before investigation.