Nobel Prize

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Nobel Prize medal. Original design ®© The Nobel Foundation.

The Nobel Prizes (Swedish: Nobelpriset) are awards in physics, chemistry, literature, peace, and physiology or medicine. With the exception of the peace prize, which is handed out in Oslo, they are all handed out in Stockholm at an annual ceremony on December 10. The prizes were instituted by the Swedish scientist Alfred Nobel through his will in 1895; they were first awarded in 1901.

A sixth prize for economics, The Sveriges Riksbank Prize in Economic Sciences in Memory of Alfred Nobel, was instituted by Sweden's central bank in 1968, with the first prize in economics awarded in 1969.[1] Although commonly referred to as such, it is not a Nobel Prize.[2] However, all six prizes are widely regarded as the supreme commendations in their subject areas.

The process of selecting Nobel Laureates is made in a screening process: for the Memorial Prize in Literature, a committee comprising six members; for the Prize in Literature, a committee of five; for the other four Nobel Prizes, a committee comprising five members respectively.[3] In its first stage, several thousand people are asked to nominate candidates. These names are scrutinized and discussed by experts in their specific disciplines until only the winners remain. This thorough process is arguably what gives the prize its importance. However, the slow process together with the tough requirements set up by Alfred Nobel has also led to several questionable awards, and questionable omissions.

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[edit] Award ceremonies

The committees and institutions serving as selection boards for the Prizes typically announce the names of the laureates in October. The Prizes are then awarded at formal ceremonies held annually on December 10, the anniversary of Alfred Nobel's death. The Nobel Banquet is the banquet that is held every year in Stockholm City Hall in connection with the Nobel Prize.

The Peace Prize ceremony has been held at the Norwegian Nobel Institute (1905-1946); the Aula of the University of Oslo (1947-1990); and most recently at the Oslo City Hall. As of 2005, the other Prize ceremonies have been held at the Stockholm Concert Hall.

Each award can be given to a maximum of three recipients per year. Each consists of a gold medal; a diploma; the extension of Swedish citizenship; and a cash grant. The grant is currently approximately 10 million SEK, slightly more than 1 million (US$1.4 million). The original purpose of the grant was to fund laureates' further work, although nowadays many are retired at the time of award.

If there are two winners in a particular category, the award grant is divided equally amongst the recipients. If there are three, the awarding committee has the option of dividing the grant equally, or awarding one-half to one recipient, and one-quarter to each of the others. It is not uncommon for recipients to donate prize money to benefit scientific, cultural or humanitarian causes.

Since 1902, the King of Sweden has, with the exception of the Peace Prize, presented all the prizes in Stockholm. At first King Oscar II did not approve of awarding grand prizes to foreigners, but is said to have changed his mind once his attention had been drawn to the publicity value of the prizes for Sweden.

Until the Norwegian Nobel Committee was established in 1904, the President of Norwegian Parliament made the formal presentation of the Nobel Peace Prize. The Committee's five members are entrusted with researching and adjudicating the Prize as well as awarding it. Although appointed by the Norwegian Parliament (Stortinget), they are independent and answer to no legislative authority. Members of the Norwegian government are not permitted to sit on the Committee.

[edit] Alfred Nobel's will

Alfred Nobel.
Alfred Nobel.

The Prizes were instituted by the final will of Alfred Nobel, a Swedish chemist and industrialist, who was the inventor of the high explosive dynamite. Though Nobel wrote several wills during his lifetime, the last was written a little over a year before he died, and signed at the Swedish-Norwegian Club in Paris on November 27, 1895. Nobel's work had directly involved the creation of explosives, and he became increasingly uneasy with the military usage of his inventions. It is said that this was motivated in part by his reading of a premature obituary of himself, published in error by a French newspaper on the occasion of the death of Nobel's brother Ludvig, and which condemned Nobel as a "merchant of death." Nobel bequeathed 94 percent of his total assets, 31 million SEK (3.4 million, US$4.4 million), for the establishment of five prizes.

"The whole of my remaining realizable estate shall be dealt with in the following way:

The capital shall be invested by my executors in safe securities and shall constitute a fund, the interest on which shall be annually distributed in the form of prizes to those who, during the preceding year, shall have conferred the greatest benefit on mankind. The said interest shall be divided into five equal parts, which shall be apportioned as follows: one part to the person who shall have made the most important discovery or invention within the field of physics; one part to the person who shall have made the most important chemical discovery or improvement; one part to the person who shall have made the most important discovery within the domain of physiology or medicine; one part to the person who shall have produced in the field of literature the most outstanding work of an idealistic tendency; and one part to the person who shall have done the most or the best work for fraternity among nations, for the abolition or reduction of standing armies and for the holding and promotion of peace congresses.

The prizes for physics and chemistry shall be awarded by the Swedish Academy of Sciences; that for physiological or medical works by the Caroline Institute in Stockholm; that for literature by the Academy in Stockholm; and that for champions of peace by a committee of five persons to be elected by the Norwegian Storting. It is my express wish that in awarding the prizes no consideration whatever shall be given to the nationality of the candidates, so that the most worthy shall receive the prize, whether he be Scandinavian or not."


Alfred Nobel [4]

Although Nobel's will established the prizes, his plan was incomplete and, due to various other hurdles, it was five years before the Nobel Foundation could be established and the first prizes awarded on December 10, 1901.[5]

[edit] Nomination and selection

Compared with some other prizes, the Prize nomination and selection process is long and rigorous. This is an important reason why the Prizes have grown in importance and prestige over the years to become the most important prizes in their field.

Forms, which amount to a personal and exclusive invitation, are sent to about three thousand selected individuals to invite them to submit nominations. For the peace prize, inquiries are sent to such people as governments of states, members of international courts, professors and rectors at university level, former Peace Prize laureates, current or former members of the Norwegian Nobel Committee, among others. The Norwegian Nobel Committee then bases its assessment on nominations sent in before 1st of February.[6] The submission deadline for nominations for Physics, Chemistry, Medicine, and Literature is January 31.[7] Self-nominations and nominations of deceased people are disqualified.

The names of the nominees are never publicly announced, and neither are they told that they have been considered for the Prize. Nomination records are sealed for fifty years. In practice some nominees do become known. It is also common for publicists to make such a claim, founded or not.

After the deadline has passed, the nominations are screened by committee, and a list is produced of approximately two hundred preliminary candidates. This list is forwarded on to selected experts in the relevant field. They remove all but circa fifteen names. The committee submits a report with recommendations to the appropriate institution. The Assembly for the Medicine Prize, for example, has fifty members. The institution members then select prize winners by vote.

The selection process varies slightly between the different disciplines. The Literature Prize is rarely awarded to more than one person per year, whereas other Prizes now often involve collaborators of two or three.

While posthumous nominations are not permitted, awards can occur if the individual died in the months between the nomination and the decision of the prize committee. The scenario has occurred twice: The 1931 Literature Prize of Erik Axel Karlfeldt, and the 1961 Peace Prize to UN Secretary General Dag Hammarskjöld. As of 1974, laureates must be alive at the time of the October announcement.

[edit] Recognition time lag

The interval between the accomplishment of the achievement being recognized and the awarding of the Nobel Prize for it varies from discipline to discipline. Prizes in Literature are typically awarded to recognize cumulative lifetime body of work rather than a single achievement. In this case the notion of "lag" does not directly apply. Prizes in Peace, on the other hand, are often awarded within a few years of the events they recognize. For instance, Kofi Annan was awarded the 2001 Peace Prize just 4 years after becoming a Secretary-General of the UN.

Awards in the scientific disciplines physics and chemistry require that the significance of achievements being recognized is "tested by time." In practice it means that the lag between the discovery and the award is typically on the order of 20 years and can be much longer, as in the case of 2004 Nobel Prize in Physics, which was awarded for a 1973 discovery. As a downside of this approach, not all scientists live long enough for their work to be recognized. Some important scientific discoveries are not considered for a Prize as all the discoverers are dead by the time their impact is seen.

[edit] Criticism

The Prize has been criticized over the years, with people suggesting that formal agreements and name recognition are more important than actual achievements in the process of deciding who is awarded the Prize. Perhaps the most infamous case of this was in 1973 when Henry Kissinger and Le Duc Tho shared the Peace Prize for bringing peace to Vietnam, even though the War in Vietnam had not yet ended. Le Duc Tho declined his award for that very reason. Kissinger did not decline his prize.

[edit] Overlooked achievements

Mahatma Gandhi was nominated for the Nobel Peace Prize five times between 1937 and 1948 but never won it. Research indicates that it was likely the Authority would have given him the Prize in 1948, the year in which he was assassinated. The committee apparently considered a posthumous award but ultimately decided against it, instead choosing not to award the Nobel Peace Prize for that year.[8]

The strict rules against a Prize being awarded to more than three people at once is also a cause for controversy. Where a prize is awarded to recognise an achievement by a team of more than three collaborators, inevitably one or more will miss out. For example, in 2002, a Prize was awarded to Koichi Tanaka and John Fenn for the development of mass spectrometry in protein chemistry, an award that failed to recognise the achievements of Franz Hillenkamp and Michael Karas of the Institute for Physical and Theoretical Chemistry at the University of Frankfurt.[9]

Similarly, the prohibition of posthumous awards fails to recognise achievements by a collaborator who happens to die before the prize is awarded. Rosalind Franklin, who was key in the discovery of the structure of DNA in 1953, died of ovarian cancer in 1958, four years before Francis Crick, James D. Watson and Maurice Wilkins (one of Franklin's collaborators) were awarded the Prize for Medicine or Physiology in 1962.[10] Franklin's significant and relevant contribution was only briefly mentioned in the Crick and Watson's Nobel Prize-winning paper: "We have also been stimulated by a knowledge of the general nature of the unpublished experimental results and ideas of Dr. M.H.F. Wilkins, Dr. R.E. Franklin, and co-workers..." [11]

In some cases, awards have arguably ommitted similar discoveries made earlier. For example, the 2000 Nobel Prize in Chemistry for "the discovery and development of conductive organic polymers" (1977) ignored the much earlier discovery of highly-conductive charge transfer complex polymers: the 1963 series of papers by Weiss, et al. reported even-higher conductivity in similarly iodine-doped oxidized polypyrrole.[12][13]

[edit] Mathematics prize

There are several possible reasons why Nobel did not create a prize for mathematics. Nobel's will speaks of prizes for those inventions or discoveries of greatest practical benefit to mankind, possibly having in mind practical rather than theoretical works. Because mathematics is not considered as practical a science as the others that are recognized, this would explain the lack of a Mathematics prize.[14]

Another possible reason is that there was already a well known Scandinavian prize for mathematicians. The existing mathematical awards at the time were mainly due to the work of Gösta Mittag-Leffler, who founded the Acta Mathematica, a century later still one of the world's leading mathematical journals. Through his influence in Stockholm he persuaded King Oscar II to endow prize competitions and honor distinguished mathematicians all over Europe, including Hermite, Bertrand, Weierstrass, and Poincaré.

Myth has it that Nobel refused to endow a mathematics prize as his wife or his mistress had an affair with the mathematician Mittag-Leffler. However, this story is not supported by any historical evidence. Also, Alfred Nobel never married.[15]

Several prizes in Mathematics have similarities to the Nobel Prize. The Fields Medal is often described as the Nobel Prize of mathematics, but it differs in being awarded only once every four years to people under forty years old. A comparison may be made with the Crafoord Prize, awarded by the Swedish Royal Academy since 1982. Other comparable prizes are the Abel Prize, awarded by the Norwegian government as of 2001; and the Shaw Prize in mathematical sciences given since 2004.

[edit] Distinguished laureates

Since the establishment of the Nobel Prize, four people have received two Nobel Prizes:

Otto Heinrich Warburg could have been among them, but he was prevented by the Nazi government from accepting his second Nobel Prize for Medicine in 1944.[16]

As a group, the International Committee of the Red Cross (ICRC) has received the Nobel Peace Prize three times: in 1917, 1944, and 1963. The first two prizes were specifically in recognition of the group's work during the world wars.

[edit] See also

[edit] Notes

  1. ^ Nobelprize.org, retrieved 4 March 2007
  2. ^ For further information, see Nobel Prize in Economics.
  3. ^ Nobelprize.org, retrieved 4 March 2007
  4. ^ Alfred Nobel's Will, at The Official Web Site of the Nobel Foundation, accessed February 15, 2007
  5. ^ The History Channel, This Day in History. First Nobel Prizes: December 10, 1901. Retrieved on July 30, 2006.
  6. ^ Nobel Foundation. Nomination and Selection Process. Retrieved on November 13, 2006.
  7. ^ Nobel Foundation. Nomination and Selection Process. Retrieved on July 30, 2006.
  8. ^ Nobel Foundation. Mahatma Gandhi, the Missing Laureate. Retrieved on October 7, 2006.
  9. ^ Laura Spinney, "News Analysis: Nobel Prize Controversy," The Scientist 3.1 (11 Dec. 2002): 20021211-03. Retrieved on October 28, 2006.
  10. ^ Nobel Foundation. The Discovery of the Molecular Structure of DNA - The Double Helix. Retrieved on July 30, 2006.
  11. ^ Watson, J.D. and Crick, F.H.C. (April 25, 1953). ""Molecular Structure of Nucleic Acids"". Nature 171 (4356): 737-8. 
  12. ^ Electronic Conduction in Polymers--Historic Papers. Peter H. Proctor, PhD, MD. Retrieved on 2007-02-12.
  13. ^ J. McGinness; P. Proctor "Amorphous semiconductor switching in melanins," Science 183.127 (1 Mar. 1974): 853-5. Links PMID: 4359339 [PubMed - indexed for MEDLINE]. Retrieved on October 28, 2006.
  14. ^ The Nobel Prize Internet Archive. "Why Is There No Nobel Prize in Mathematics?". Retrieved on July 30, 2006.
  15. ^ Public Broadcasting Service. The Prize: Controversy and Landmarks. ["Retired Site."] KQED. 2001. Archived copy of site, Internet Archive: The Wayback Machine. Retrieved on October 28, 2006.
  16. ^ Encyclopædia Britannica (2007). Otto Warburg. Encyclopædia Britannica Online. Retrieved on 2007-02-12.

[edit] External links

Nobel Prizes
ChemistryLiteraturePeacePhysicsPhysiology or Medicine
Prize in memory of Alfred Nobel: Economics