File system fragmentation

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In computing, file system fragmentation, sometimes called file system aging, is the inability of a file system to lay out related data sequentially (contiguously), an inherent phenomenon in storage-backed file systems that allow in-place modification of their contents. It is a special case of data fragmentation. File system fragmentation introduces disk head seeks, which are known to hinder throughput.

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[edit] Why fragmentation occurs

When a file system is first initialized on a partition (the partition is formatted for the file system), the entire space allotted is empty.[1] This means that the allocator algorithm is completely free to position newly created files anywhere on the disk. For some time after creation, files on the file system can be laid out near-optimally. When the operating system and applications are installed or other archives are unpacked, laying out separate files sequentially also means that related files are likely to be positioned close to each other.

However, as existing files are deleted or truncated, new regions of free space are created. When existing files are appended to, it is often impossible to resume the write exactly where the file used to end, as another file may already be allocated there — thus, a new fragment has to be allocated. As time goes on, and the same factors are continuously present, free space as well as frequently appended files tend to fragment more. Shorter regions of free space also mean that the allocator is no longer able to allocate new files contiguously, and has to break them into fragments. This is especially true when the file system is more full — longer contiguous regions of free space are less likely to occur.

To summarize, factors that typically cause or facilitate fragmentation, include:

  • low free space.
  • frequent deletion, truncation or extension of files.
  • overuse of sparse files.

[edit] Performance implications

File system fragmentation is projected to become more problematic with newer hardware due to the increasing disparity between sequential access speed and rotational delay (and to a lesser extent seek time), of consumer-grade hard disks,[2] which file systems are usually placed on. Thus, fragmentation is an important problem in recent file system research and design. The containment of fragmentation not only depends on the on-disk format of the file system, but also heavily on its implementation.[3]

In simple file system benchmarks, the fragmentation factor is often omitted, as realistic aging and fragmentation is difficult to model. Rather, for simplicity of comparison, file system benchmarks are often run on empty file systems, and unsurprisingly, the results may vary heavily from real-life access patterns.[4]

[edit] Types of fragmentation

File system fragmentation may occur on several levels:

  • Fragmentation within individual files and their metadata.
  • Free space fragmentation, making it increasingly difficult to lay out new files contiguously.
  • The decrease of locality of reference between separate, but related files.

[edit] File fragmentation

Individual file fragmentation occurs when a single file has been broken into multiple pieces (called extents on extent-based file systems). While disk file systems attempt to keep individual files contiguous, this is not often possible without significant performance penalties. File system check and defragmentation tools typically only account for file fragmentation in their "fragmentation percentage" statistic.

[edit] Free space fragmentation

Free (unallocated) space fragmentation occurs when there are several unused areas of the file system where new files or metadata can be written to. Unwanted free space fragmentation is generally caused by deletion or truncation of files, but file systems may also intentionally insert fragments ("bubbles") of free space in order to facilitate extending nearby files (see proactive techniques below).

[edit] Related file fragmentation

Related file fragmentation, also called application-level (file) fragmentation, refers to the lack of locality of reference between related files. Unlike the previous two types of fragmentation, related file fragmentation is a much more vague concept, as it heavily depends on the access pattern of specific applications. This also makes objectively measuring or estimating it very difficult. However, arguably, it is the most critical type of fragmentation, as studies have found that the most frequently accessed files tend to be small compared to available disk throughput per second.[5]

To avoid related file fragmentation and improve locality of reference, assumptions about the operation of applications have to be made. A very frequent assumption made is that it is worthwhile to keep smaller files within a single directory together, and lay them out in the natural file system order. While it is often a reasonable assumption, it does not always hold. For example, an application might read several different files, perhaps in different directories, in the exact same order they were written. Thus, a file system that simply orders all writes successively, might work faster for the given application.

[edit] Techniques for mitigating fragmentation

Several techniques have been developed to fight fragmentation. They can usually be classified into two categories: proactive and retroactive. Due to the hard predictability of access patterns, these techniques are most often heuristic in nature, and may degrade performance under unexpected workloads.

[edit] Proactive techniques

Proactive techniques attempt to keep fragmentation at a minimum at the time data is being written on the disk. The simplest of such is, perhaps, appending data to an existing fragment in place where possible, instead of allocating new blocks to a new fragment.

Many of today's file systems attempt to preallocate longer chunks, or chunks from different free space fragments, called extents to files that are actively appended to. This mainly avoids file fragmentation when several files are concurrently being appended to, thus avoiding them from becoming excessively intertwined.[3]

A relatively recent technique is delayed allocation in XFS and ZFS; the same technique is also called allocate-on-flush in reiser4 and ext4. This means that when the file system is being written to, file system blocks are reserved, but the locations of specific files are not laid down yet. Later, when the file system is forced to flush changes as a result of memory pressure or a transaction commit, the allocator will have much better knowledge of the files' characteristics. Most file systems with this approach try to flush files in a single directory contiguously. Assuming that multiple reads from a single directory are common, locality of reference is improved.[6] Reiser4 also orders the layout of files according to the directory hash table, so that when files are being accessed in the natural file system order (as dictated by readdir), they are always read sequentially.[7]

Bittorrent and other peer-to-peer filesharing clients have an "Antifragmentation" feature that allocates the full space needed for a file when initiating downloads.

[edit] Retroactive techniques

Retroactive techniques attempt to reduce fragmentation, or the negative effects of fragmentation, after it has occurred. Many file systems provide defragmentation tools, which attempt to reorder fragments of files, and often also increase locality of reference by keeping smaller files in directories, or directory trees, close to each other on the disk.

The HFS Plus file system transparently defragments files that are less than 20 MiB in size and are broken into 8 or more fragments, when the file is being opened.[8]

[edit] See also

[edit] Notes and references

  1. ^ The partition is not completely empty: some internal file system structures are always created. However, these are typically contiguous, and their existence is negligible. Some file systems, such as NTFS and ext2+, might also preallocate empty contiguous regions for special purposes.
  2. ^ Dr. Mark H. Kryder (2006-04-03). "Future Storage Technologies: A Look Beyond the Horizon" (PDF). Storage Networking World conference, Seagate Technology. Retrieved on 2006-12-14. 
  3. ^ a b L. W. McVoy, S. R. Kleiman (1991 winter). "Extent-like Performance from a UNIX File System" (PostScript). Proceedings of USENIX winter '91: pages 33–43, Dallas, Texas: Sun Microsystems, Inc.. Retrieved on 2006-12-14. 
  4. ^ Keith Arnold Smith (2001-01). "Workload-Specific File System Benchmarks" (PDF). Harvard University. Retrieved on 2006-12-14.
  5. ^ John R. Douceur, William J. Bolosky (1999-06). "A Large-Scale Study of File-System Contents" (PDF). ACM SIGMETRICS Performance Evaluation Review volume 27 (issue 1): pages 59–70. ISSN 0163-5999. Retrieved on 2006-12-14. 
  6. ^ Adam Sweeney, Doug Doucette, Wei Hu, Curtis Anderson, Mike Nishimoto, Geoff Peck (1996-01). "Scalability in the XFS File System" (PDF). Proceedings of the USENIX 1996 Annual Technical Conference, San Diego, California: Silicon Graphics. Retrieved on 2006-12-14. 
  7. ^ Hans Reiser (2006-02-06). The Reiser4 Filesystem (Google Video). A lecture given by the author, Hans Reiser. Retrieved on 2006-12-14.
  8. ^ Amit Singh (2006-06-19). "The HFS Plus File System", Mac OS X Internals: A Systems Approach. Addison Wesley.