Byzantine aristocracy and bureaucracy

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Painting of Emperor Basil II, exemplifying the Imperial Crown handed down by Angels.
Painting of Emperor Basil II, exemplifying the Imperial Crown handed down by Angels.

The Byzantine Empire had a complex system of aristocracy and bureaucracy. Most of the offices and titles were honorifics only, as the emperor was the sole ruler. Over the more than 1000 years of the empire's existence, different titles were adopted and discarded, and many lost or gained prestige. At first the various titles of the empire were the same as those in the late Roman Empire, as the Byzantine Empire was not yet distinguished from Rome. By the time of Heraclius in the 7th century many of the titles had become obsolete; by the time of Alexius I, many of the positions were either new or drastically changed, but they remained basically the same from Alexius' reign to the fall of the Empire in 1453.

Contents

[edit] Aristocracy

A senatorial class remained in place, without any real function. Many families remained important for several centuries, and several Emperors rose from the aristocracy. Two groups can be distinguished: a metropolitan civil nobility and a provincial military one, the latter remaining regionally based and having large land-holdings, but apparently no military forces of their own, in the way of Medieval Europe. The Monomachi were an example of the former, and the Comneni of the latter. The Comnenos dynasty was notorious for keeping a great number of the important offices within their kin-group. In the 11th and 12th century some eighty civil and sixty-four military noble families have been identified, a very small number for so large a state. [1]

The 10th century saw a rise in importance of the aristocracy, and an increased number of new families entering it. In the provinces aristocratic absorption of small farmers landholdings into large estates was becoming a problem, before the Turkish incursions largely removed that concern. After the crises of the Turkish and Crusader depredations of the Empire, the aristocracy increased in power and wealth relative to the weakened Imperial power, and for example became of equal importance in artistic patronage with the monarch in the last centuries.

[edit] Aristocratic titles

[edit] Imperial titles

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  • Basileus (Βασιλεύς) — the Greek word for "sovereign" which originally referred to any king in the Greek-speaking areas of the Roman Empire. It also referred to the emperors of Persia. Heraclius adopted it to replace the old Latin title of Augustus (Augoustos) in 629, and it became the Greek word for "emperor." Heraclius also used the titles autokrator (αυτοκράτωρ — "autocrat," "self-ruler") and kyrios (κύριος — "lord"). The Byzantines reserved the term "basileus" among Christian rulers exclusively for the emperor in Constantinople, and referred to Western European kings as "rigas", a Hellenized form of the Latin word "rex" (=king). The feminine form basilissa referred to an empress. Empresses were addressed as "Eusebestati Augousta" (=Most Pious Augusta), and were also called Kyria (=Lady) or Despoina (the female form of "despotes", see below). Basileopator was a honorific to describe the "father" of an emperor, although a basileopator was not necessarily the emperor's actual father. The first basileopator was Zautzes, a nobleman under Leo VI the Wise; Romanus I Lecapenus also used the term when he was regent for Constantine VII. One has to bear in mind that primogeniture, or indeed heredity itself, was never legally established in Byzantine imperial succession, because in principle the Roman emperor was selected by the Senate, the People and the Army. This was rooted firmly in the Roman "republican" tradition, whereby hereditary kingship was rejected and the emperor was nominally the convergence of several offices of the Republic onto one person. Many emperors, anxious to safeguard their firstborn son's right to the throne, had them crowned as co-emperors when they were still children, thus assuring that upon their own death the throne would not be even momentarily vacant. In such a case the need for an imperial selection never arose. In several cases the new emperor ascended the throne e.g. after marrying the previous emperor's widow, or indeed after forcing the previous emperor to abdicate and become a monk. Several emperors were also deposed because of perceived inadequacy, e.g. after a military defeat, and some were murdered. This explains why a basileopator (i.e. the emperor's father or father-in-law) had not been an emperor himself.
  • Porphyrogenitos (πορφυρογέννητος) — "born-in-the-purple": Emperors wanting to emphasize the legitimacy of their ascent to the throne appended this title to their names, meaning they were born in the delivery room of the imperial palace (called the Porphyra because it was panelled with slabs of purple marble), to a reigning emperor, and were therefore legitimate beyond any claim to the contrary whatsoever. Example (with more context): Constantine VII
  • Autocrator (Αυτοκράτωρ) — "Autocrat", this title was originally equivalent to Imperator, and was used by the emperors.
  • Sebastos (ο Σεβαστός) – "Majesty," this title is the literal Greek translation of the Latin term Augustus or Augoustos, and was used by the emperors. Under Alexius I it became less important after the creation of Protosebastos. The feminine form was sebaste ("η Σεβαστή").
  • Despotes (Δεσπότης) – This title ("despot") was created by Manuel I Comnenus in the 12th century, as the highest title after the emperor. A despot could be the holder of a despotate; for example, the Despotate of Morea, centred at Mistra, was held by the heir to the Byzantine throne after 1261. The feminine form, despoina, referred to a female despot or the wife of a despot.
  • Sebastokrator (Σεβαστοκράτωρ) – "Venerable Ruler," a title created by Alexius I as a combination of autokrator and sebastos. The first sebastokrator was Alexius' brother Isaac; it was essentially a meaningless title, which signified only a close relationship with the emperor. The feminine form was sebastokratorissa.
  • Kaisar (Καίσαρ) – Caesar (title), originally as in the late Roman Empire it was used for a subordinate co-emperor or the heir apparent. When Alexius I created sebastokrator, kaisar became third in importance, and fourth after Manuel I created despotes. The feminine form was kaisarissa.
  • Panhypersebastos (Πανυπερσέβαστος), and Protosebastos (Πρωτοσέβαστος) – developed from sebastos ("majesty"). Alexius and later emperors could create a large number of titles by adding pan ("all"), hyper ("above"), proto ("first"), and other prefixes to basic titles, such as sebastos in these cases.

Despotes, sebastokrator, kaisar, panhypersebastos, and protosebastos were normally reserved for members of the imperial family, and were distinguished by different clothes and different crowns. However, they could also be given to foreigners. The first despotes was actually a foreigner, Bela III of Hungary, signifying that Hungary was considered a Byzantine tributary state. The first foreigner to be called sebastokrator was Stefan Nemanja of Serbia, who was given the title in 1191. Kaloyan of Bulgaria also used the title. Justinian II named Tervel, khan of the Bulgars, kaisar in 705; the title then developed into the Slavic term tsar or czar (from Latin through Bulgarian and then into Russian, Serbian etc.). Andronicus II Palaeologus also named Roger de Flor, leader of the Catalan Grand Company, kaisar in 1304. Protosebastos was also given to Enrico Dandolo, Doge of Venice, before his involvement in the Fourth Crusade.

Especially in the later centuries of the empire, Byzantine emperors were also referred to as chronokrator (χρονοκράτωρ) and kosmokrator (κοσμοκράτωρ) — literally, "ruler of time" and "ruler of the world."

[edit] Court titles

The back of this coin by Manuel I Comnenus bears his title, porphyrogenitos.
The back of this coin by Manuel I Comnenus bears his title, porphyrogenitos.
  • Pansebastohypertatos, panoikeiotatos, protoproedros – examples of the lengthy titles created by adding prefixes. These titles were held by members of the imperial family after Alexius I, signifying a close relationship with the emperor, but they held no real power.
  • Protovestiarios - usually a minor relative of the emperor, who took care of the emperor’s personal wardrobe, especially on military campaigns. He was also sometimes responsible for other members of the imperial household, and the emperor’s personal finances. The older term, from before the time of Justinian I, was curopalata (or kouropalates in Greek). This was derived from kourator (curator), an earlier official responsible for financial matters. The vestiarios was a subordinate official. The protovestiaria and vestiaria performed the same functions for the empress.
  • Parakoimomenos - literally, "one who sleeps nearby", was the High Chamberlain who sleeps in the Emperor's bedchamber.

The Byzantines also had aristocratic titles for lesser members of the royal family and lesser nobles, adopted from Latin terms and somewhat equivalent to the similar terms in Western Europe (derived from the same Latin terms). These were prinkeps (prince), doux (duke), and komes (count). They also had kleisourarka, apokomes, and akrita, equivalent to lower nobles such as marquesses, viscounts, earls, and barons.

Various lesser nobles also held titles in the imperial residence, such as parakoimomenos (a bodyguard) and pankernes (a cupbearer), and megas konostaulos ("grand constable," in charge of the emperor’s stables).

[edit] Military titles

[edit] Army

  • Exarchos - The exarchs were governors of remote parts of the empire such as Italy or Africa. They enjoyed a greater degree of independence than other provincial governors, combining both civil and military authority, practically acting as viceroys.
  • Domestikos – the domestikoi were originally imperial guards, who became generals in the themes. They included:
    • Megas Domestikos (Grand Domestic) - the overall commander of the army.
    • Domestikos ton Scholon (Domestic of the Schools) – the commander the Scholae, originally a number of guards units, later a Tagma. This was a very prestigious title, which held a lot of power, unlike many of the other titles.
    • Domestikos tou thematos (Domestic of the Themes) – the commander and organizer of the military themes; there was one for the European themes and one for Asian themes.
  • Strategos – a military commander of a theme, who often also had the title of doux (from Dux). The term is basically equivalent to "general" or "admiral", as it was used in both branches of service
  • Hypatos - the ruler of a Tyrrhenian city-state, usually translated into Latin as consul.
  • Tourmarches – the commander of a tourma, a military unit.
  • Protospatharios – a senior officer in the imperial guard. The spatharios was his subordinate.
  • Protostrator – initially the Emperor's stable master, later the term was used for the commander of the army.
  • Stratopedarches (Master of the Camp) – a commander of the army in the field, who also possibly had legal powers.
  • Hoplitarches or archegetes - commander of all infantry in a large army
  • Protokentarchos and kentarchos - commanders of a smaller division of the army in the field. The name was derived from the Latin centurion.
  • Merarches - commander of a cavalry division (meros) in the army.
  • Taxiarches or chiliarches - commander of an infantry division (taxiarchia or chiliarchia) in the army.

[edit] Navy

  • Megas Doux – the Megaduke or Grand Duke, was the basic equivalent of the modern Lord High Admiral, and organized the Byzantine naval themes. He was very likely one of the few who knew the secret of the composition of Greek fire. By the end of the Palaiologos dynasty the megaduke was head of the government and bureaucracy, not just the navy.
    • Megas Drungarios - a subordinate of the megas doux, who was in charge of the naval officers.
    • Drungarios - a naval officer as well as an army officer. A somewhat higher version of the drungarios was the drungarokomes.
  • Katepano – the governor of a naval theme, such as the Catapan of Italy, a title developed in the 9th century.

[edit] Other military titles

  • Ethnarches - the ethnarch, commander of foreign troops.
  • Kontostaulos - Greek form of Latin Comes stabuli 'count of the stable' and various European feudal titles such as English "constable" - the chief of the Frankish mercenaries.
  • Hetaireiarches – the chief of the barbarian mercenaries, the Hetaireia.
  • Akolouthos - "Acolyte," the chief of the Varangian Guard.
  • Spatharokandidatos – another Varangian title.
  • Manglabites or Manglavites – another Varangian title.
  • Topoterites – meaning deputy commander, given usually to foreigners.

[edit] Administrative titles

The vast Byzantine bureaucracy had many titles, and varied more than aristocratic and military titles. In Constantinople there were normally hundreds, if not thousands, of bureaucrats at any time. Like the Church and the military, they wore elaborately differentiated dress, often including huge hats. These are some of the more common ones, including non-nobles who also directly served the emperor.

  • Praetorian prefect – The Praetorian prefect was originally an old Roman office used for the commander of the army in the Eastern and Western portions of the Empire. It was abolished in the 7th century when it had become useless (as there was by then no Western portion of the Empire). The title evolved into the domestikos. After Diocletian's reforms, the functions of the Prefect embraced a wide sphere; they were administrative, financial, judicial, and even legislative. The provincial governors were appointed at his recommendation, and with him rested their dismissal, subject to the Emperor's approval. He received regular reports of the administration from the governors of the provinces. He had treasuries of his own, and the payment and the food supplies of the army devolved upon him. He was also a supreme judge of appeal; in cases which were brought before his court from a lower tribunal there was no further appeal to the Emperor. He could issue, on his own authority, praetorian edicts, but they concerned only matters of detail.
  • Protoasecretes - an earlier title for the head of the chancery, responsible for keeping official government records. The asecretes was a subordinate. Other subordinates included the chartoularios (in charge of imperial documents), the kastrinsios (a chamberlain in the palace), the mystikos (a private secretary), and the eidikos (a treasury official).
  • Logothetes - a secretary in the extensive bureaucracy, who did various jobs depending on the exact position. Logothetes were some of the most important bureaucrats. They included:
    • Megas logothetes (Grand Logothete) – the head of the logothetes, personally responsible for the legal system and treasury, somewhat like a chancellor in western Europe.
    • Logothetes tou dromou (Logothete of the Drome) – the head of diplomacy and the postal service.
    • Logothetes ton oikeiakon (Logothete of the Course) – head of domestic affairs, such as the security of Constantinople and the local economy.
    • Logothetes tou genikou (General Logothete) – responsible for taxation. Also acts as a secretary in later cases.
    • Logothetes tou stratiotikou (Military Logothete) – a civilian, in charge of distributing pay to the army.

Logothetes originally had some influence on the emperor, but they eventually became honorary posts. In the later empire the Grand Logothete became the mesazon ("manager" or, more literally, "middle-man").

Other administrators included:

  • Prefect – a lower official in Constantinople, involved in local government.
  • Quaestor – originally a legal and financial official, which lost power after the development of the logothetes.
  • Tribounos – equivalent to the Roman tribune; responsible for maintenance of roads, monuments, and buildings in Constantinople.
  • Magister (magister officiorum, magister militum, "maistor" in Greek) – an old Roman term, master of offices and master of the army; by the time of Heraclius, these had become honorary and were eventually discarded.
  • Sacellarios – under Heraclius, an honorary supervisor of the other palace administrators, logothetes, etc.
  • Praetor – originally an administrator of Constantinople, in charge of taxation; after Alexius, a civil governor of a theme.
  • Kephale - "head", the civil governor of a Byzantine town.
  • Dragoman – a Turkish title, which was applied to interpreters and ambassadors.
  • Horeiarios – in charge of distributing food from the state granaries.

The protoasecretes, logothetes, prefect, praetor, quaestor, magister, and sacellarios, among others, were members of the senate, until this became an increasingly unused aspect of the Empire after Heraclius.

[edit] Court life

At the peaceful height of Middle Byzantium, court life "passed in a sort of ballet",[2] with precise ceremonies prescribed for every occasion, to show that "Imperial power could be exercised in harmony and order", and "the Empire could thus reflect the motion of the Universe as it was made by the Creator", according to the Emperor Constantine Porphyrogenitus, who wrote a Book of Ceremonies describing in enormous detail the annual round of the Court. Special forms of dress for many classes of people on particular occasions are set down; at the name-day dinner for the Emperor or Empress various groups of high officials performed ceremonial "dances", one group wearing " a blue and white garment, with short sleeves, and gold bands, and rings on their ankles. In their hands they hold what are called phengia". The second group do just the same, but wearing "a garment of green and red, split, with gold bands". These colours were the marks of the old chariot-racing factions, the four now merged to just the Blues and the Greens, and incorporated into the official hierarchy. As in the Versailles of Louis XIV, elaborate dress and court ritual probably were at least partly an attempt to smother and distract from political tensions.

However, even by the time of Anna Comnena, with the Emperor away on military campaigns for much of the time, this way of life had changed considerably, and after the Crusader occupation it virtually vanished. A French visitor was shocked to see the Empress going to church far less well attended than the Queen of France would have been. The Imperial family largely abandoned the Great Palace for the relatively compact Blachernae Palace.

[edit] See also

[edit] References

  1. ^ Robin Cormack, "Writing in Gold, Byzantine Society and its Icons", 1985, George Philip, London, p180, using Kazhdan A.P. , 1974 (in Russian) ISBN 054001085-5
  2. ^ Steven Runciman, Byzantine Style and Civilization, 1975, Penguin

[edit] Sources

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