ONE Financial

ONE Financial is a privately held company founded in 2001 by Jeffrey O'Brien. The firm specializes in structured investment products, specifically principal protected notes (also known as guaranteed linked notes).

ONE Financial has nearly $250 million in assets under management and serves more than 1,300 financial advisors and more than 13,000 retail investor clients. Its sub-advisors include AGF Funds Inc., AIC Limited, CI Mutual Funds Inc., Franklin Templeton Investments Corp., and Manulife Investments.

The company has partnered with BNP Paribas and Société Générale to implement its 100% principal protection guarantee.

The company introduced several products to the Canadian structured investment category, including:

The first stock market linked note
The first mutual-fund linked note to offer leveraged return potential through dynamic asset allocation (CPPI)
The first stock market linked note to offer an income stream
The first hedge fund linked note
The first family of linked notes
The first linked notes to automatically lock in and guarantee 100% of any positive performance

ONE Financial is headquartered in Toronto, Ontario.

The firm registered with the Ontario Securities Commission as a Limited Market Dealer and has signed an agreement with the Canadian Investor Protection Fund.