Lubell-Yamamoto-Meshalkin inequality

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In combinatorial mathematics, the Lubell-Yamamoto-Meshalkin inequality, more commonly known as the LYM inequality, is an inequality on the sizes of sets in a Sperner family, proved by Lubell (1966), Yamamoto (1954), and Meshalkin (1963).

The term is also used for similar inequalities.

Theorem. Let U be a set of n items, let A be a family of subsets of U such that no set in A is a subset of another set in A, and let ak denote the number of sets of size k in A. Then

\sum_{k=0}^n\frac{a_k}{{n \choose k}} \le 1.

Proof. (Lubell 1966) We consider the powerset of U as a lattice, partially ordered by the subset relationship; in order-theoretic terminology, A is an antichain in this lattice. Consider an element K of A, with |K| = k. There are exactly k!(n-k)! maximal chains that contain K, as we can start from the empty set and get to K by adding one element at a time in k! ways, and then we complete the maximal chain by adding in the other n-k elements one at a time.

This method counts maximal chains, and we never count the same maximal chain twice, for if the same chain was counted from two sets K and L then it means that either KL or LK, either of which contradicts the fact that both sets are part of an antichain. Therefore we have

\sum_{K \in A} k! (n-k)! = \sum_{k=0}^n a_k k! (n-k)! \le n!.

Finally we divide the above inequality by n! to obtain the result. \Box

This inequality has many applications in combinatorics; in particular, it can be used to prove Sperner's theorem.

[edit] References

  • Lubell, D. (1966). A short proof of Sperner's theorem, Journal of Combinatorial Theory 1, 299.
  • Meshalkin, L. D. (1963). Generalization of Sperner's theorem on the number of subsets of a finite set, Theory of Probability and its Applications 8, 203-4.
  • Yamamoto, Koichi (1954). Logarithmic order of free distributive lattice, Journal of the Mathematical Society of Japan, 6, 343-53.
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